IMPERIAL POLICING
By
Major
General
Sir
Charles W. Gwynn
K.C.B, C.M.G, D.S.O.
MacMillan and Company, Limited
St.
Martin's Street,
1939
FOREWORD TO SECOND EDITION
SINCE this book was first published in 1934 the Army, and indeed all three fighting Services, have on many occasions been called on to exercise their police functions. The principles and doctrines which the book set out to define and illustrate, appear to have been confirmed by recent experiences; I have therefore not revised it, but in this edition have merely added two new chapters recording episodes of special interest. Chapter XIII deals with the first phase of the revolt which broke out in
Chapter XIV describes some of the more notable
events in Waziristan [
All I can hope for is that those who have
read it will, in such circumstances, find themselves on fairly familiar ground
and will instinctively take correct action.
C. W. G.
PREFACE
I HOPE it will be understood by my readers,
especially those in the Defence Services, that this book has no official
authority. The opinions expressed and the interpretation of
Regulations and of Service traditions are my own, though my intention
has been to follow the general trend of orthodox doctrine. In
commenting on specific events I have had to commit myself to a number of"
armchair" criticisms.
Not, however, with the intention of either
awarding blame or praise, but in order to suggest
reasons for consequences and to stimulate thought on the problems involved.
Without a much fuller knowledge of local circumstances than it was possible to
acquire, criticisms are necessarily to some extent guesswork.
The narratives given make no claim to
completeness, but aim at presenting salient features of the incidents and at
giving some idea of the setting and. atmosphere in which they took place.
I should like to take this opportunity of
expressing my thanks to those officers on whose experiences I have drawn, and
to those who have been good enough to read and criticise what I have written.
C. W. G.
CHAPTER I THE NATURE OF THE ARMY'S POLICE
DUTIES..... Page I
CHAPTER II PRINCIPLES AND DOCTRINE..... Page 10
CHAPTER III AMRITSAR, 1919….. Page 34
CHAPTER IV EGYPT, 1919..... Page 65
CHAPTER V THE MOPLAH REBELLION, 1921..... Page 83
CHAPTER VI CHANAK, 1922..... Page 118
CHAPTER VII KHARTUM, 1924..... Page 150
CHAPTER VIII THE
CHAPTER IX PALESTINE, 1929..... Page 221
CHAPTER X PESHAWAR DISTRICT, 1930..... Page 253
CHAPTER XI THE
BURMESE REBELLION, 1930-32..... Page
299
CHAPTER XII
CYPRUS, 1931..... Page
331
CHAPTER XIII
PALESTINE, 1936..... Page
367
CHAPTER XIV
LIST OF MAPS
MOPLAH RISING, 1921 PAGE 84
CHANAK CRISIS, 1922 PAGE 121
KHARTUM PAGE 160
CHINA PAGE 182
SHANGHAI PAGE 188
PESHAWAR
DISTRICT PAGE 278
BURMA PAGE 302
CYPRUS PAGE 336
CHAPTER I
THE
NATURE OF THE ARMY'S POLICE DUTIES
MATERIAL for this book was originally collected
with the intention of giving to officers of the Army and of the other fighting
Services, often called on to cooperate with them or to carry out similar duties
independently, examples of the police work they may be required to carry out;
so as to provide some historical background to their study of a subject which
is of increasing importance and about which there is very little literature of
a permanent or easily accessible character. The subject, however, concerns a
much wider circle. Officials of the civil government in the exercise of their
duties, police, magisterial or political, have to work, when the Army is called
in, in the closest co-operation with it; on occasions even under the orders of
the military authority. A knowledge of the military
point of view, and in general of the military aspects of the problems to be
dealt with, would eliminate many possible sources of friction and facilitate
co-operation in such cases.
Moreover, the general public, so far as it is
interested in the maintenance of law and order in the outlying countries of the
Empire, should realise what an important part the Army plays as a reserve of
force in support of the civil administration. There is, unfortunately, an
element of prejudice against the employment of military force to maintain
order. A suspicion of ruthlessness in military methods exists, this is perhaps increased by the fact that as a rule much less attention is paid to the circumstances which have in various cases necessitated the intervention of the Army than to the controversy which occasionally arises over the action troops have taken.
I hope that the narratives I have compiled
will show that the Army can be trusted to act with good sense and restraint,
and will tend to allay prejudice. Fear of this has often led to the
intervention of the Army being postponed till a situation has developed which
called for the exercise of force on a scale greater than timely intervention
would have required. It should, I think, be widely recognised that the Army can
be employed to prevent a situation getting out of hand, and not merely to
restore one that has passed out of control. In drawing up the narratives, I
have attempted to give a picture of the circumstances which led to the crisis,
the reasons for military intervention, and the military action taken to restore
order and to reestablish normal conditions. I have been more concerned in
showing the general nature and purpose of military action than in describing
details of a tactical nature. As regards the latter indeed, practically no
records exist. Police operations, unless they attain the dignity of small wars,
are not recorded in despatches, and seldom even form the subject of military
reports. Official records are often confined to reports of commissions of
enquiry set up as a result of political controversy to ascertain how far the
use of force was abused or necessary. Press reports are apt to deal only with
the more acute stages of incidents; and furthermore, when an incident extends,
as it often does, over a long period, interest soon wanes and no
permanent impression as to how it arose or how it was dealt
with is left. Details of tactical methods used by troops in the small
encounters which may take place in the course of police operations can, as a
rule, only be obtained direct from those concerned in them.
I have said that the police duties of the
Army are of increasing importance, but they have to a large extent changed
their nature under modern conditions. They may be roughly grouped in three
categories, though in the course of events an incident may pass from one
category to another. In the first category are small wars: deliberate campaigns
with a definite military objective, but undertaken with the ultimate object of
establishing civil control. The conduct of such wars differs in no respect from
defensive or punitive wars undertaken to check external aggression. No
limitations are placed on the amount of force which can legitimately be
exercised, and the Army is free to employ all the weapons the nature of the
terrain permits. Such campaigns are clearly a purely military responsibility.
They involve operations of a military character for which the Army receives
training, and there is an extensive literature dealing with their conduct in all
its aspects. I have not, therefore, included any example of this type.
The second category, and it is this which I
have tried to illustrate in this book, includes cases when the normal civil
control does not exist, or has broken down to such an extent that the Army
becomes the main agent for the maintenance of or for the restoration of order.
To a greater or less degree it is then vested with responsibility for the
action to be taken. In certain cases, as when martial law is proclaimed, the
civil authority abdicates its position temporarily
and is superseded by military government in the area
proclaimed. More commonly, responsibility is shared between the two authorities
in giving effect to measures required to restore control. Special powers which
they do not ordinarily possess may be given to military officers; but in any
case they are required on their own responsibility to take such action as the
necessity of the situation demands.- To the third
category belong those occasions when the civil power continues to exercise
undivided control but finds the police forces on which it normally relies
insufficient.
In such cases the Army is employed "in
aid of the civil power" and its responsibility goes little further than
for the methods the troops adopt to give effect to the directions of the civil
magistrate.-In both these latter categories the Army is bound to exercise the
minimum force required to attain its object.
Of these three categories of police duties,
it is the second which has become of special importance in modern times. In the
Victorian era, when the Empire was in process of expansion, small wars were of
frequent occurrence and at that time might well have been considered the Army's
principal police task. Now that civil control has been established in
practically all parts of the Empire, small wars are of less frequent
occurrence, and when they do occur, are generally defensive or punitive
operations to protect our frontier regions from aggression. But the civil
control which has been established still rests on insecure foundations; the
edifice in some cases is liable to collapse and to require rebuilding. In
others where the structure appeared to be secure it has developed weaknesses.
The principal police task of the Army is no longer to prepare the way for civil
control,
take many forms and are of varying intensity; but even
when armed rebellion occurs, it presents a very different military problem from
that of a deliberate small-war campaign. There is an absence of a definite
objective, and conditions are those of guerrilla warfare, in which elusive
rebel bands must be hunted down, and protective measures are needed to deprive
them of opportunities. The admixture of rebels with a neutral or loyal element
of the population adds to the difficulties of the task. Excessive severity may
antagonise this element, add to the number of the rebels, and leave a lasting
feeling of resentment and bitterness.
On the other hand, the power and resolution
of the Government forces must be displayed. Anything which can be interpreted
as weakness encourages those who are sitting on the fence to keep on good terms
with the rebels. In less serious cases, where armed rebellion is not
encountered but disorder is of the nature of riots, communal or anti-Government,
which have passed out of civil control, there is the same necessity for
firmness but an even greater necessity for estimating correctly the degree of
force required. Responsibility is often thrown on quite junior officers for the
action necessary. Mistakes of judgment may have far-reaching results. Military
failure can be retrieved, but where a population is antagonised or the
authority of Government seriously upset, a long period may elapse before
confidence is restored and normal stable conditions are re-established.
The responsibility of officers engaged in
police duties is of a very different order from their responsi-
bility in military operations. In the latter case it is
mainly for the method with which they give effect to definite orders; for producing
the maximum effect with the force at their disposal; and for the extent of the
demands they make on their men.
In the former they are often confronted with
an unforeseen situation and must rely on their own judgment to reconcile
military action with the political conditions. They must be guided in most
cases by certain general principles rather than by definite orders, and, as a
rule, they have to decide what is the minimum force they must
employ rather than how they can develop the maximum power at their disposal.
How are the officers to be trained for such
duties?
It is hardly possible to draw up exercises in
which the work can be practised. One can formulate general principles, but the
difficulty lies in providing opportunities of learning to apply them. In the
absence of literature on the subject, tradition becomes the only means of
broadcasting experience, and tradition is apt to be based on experience limited
to a small number of cases. Tradition on the whole, as I think will be showri
in subsequent chapters, has produced remarkably satisfactory results, but it
has its dangers.
It may, on the one hand, lead to excessive
action; the traditions of the Indian Mutiny, for example, would hardly be a
safe guide for officers called on to deal with a modern revolutionary outbreak.
On the other hand, the experience of officers whose action has come under
criticism may lead to inaction of others through fear that they will not be
supported if they take measures obviously necessary. Failure through inaction
is the worst offence.
I have attempted in the next chapter to give
some of the principles and doctrines which have been laid down in official
manuals or are generally accepted by tradition. Subsequent chapters aim at
broadcasting experience of their application, and in some instances of the evil
results which have followed their neglect or misapplication.
The main object of military literature and
military instruction is to show how an army can develop the maximum of power
with the resources at its disposal under varying circumstances. This book, on
the other hand, is designed to illustrate military action achieving its result
with the minimum exercise of force.
Its imperfections may, I hope, show the
desirability of recording the experiences of the fighting Services when so
employed, and of publishing illustrative cases from time to time in a form
easily accessible.
To minds trained to think in terms of the
events - of the Great War, the police duties of the Army, even when they take
the form of small wars, may appear of insignificant importance. It is well,
however, to remember the emphasis laid on them when President Hoover suggested
to the Disarmament Conference in 1932 that the strength of armies should be considered as providing a police component and a defence component (though not, of course, separately organised bodies). His suggestion was, that in the armies of all nations a police component, bearing the same ratio to population as has the German Army under the terms of the Treaty of Versailles, should be allowed. Numbers in excess of that ratio would be treated as a defence component, which alone would be reduced by disarmament agreements. This ac-
knowledgment of the vital importance of the police functions of an
army, even in the case of homogeneous nations, has still greater weight when
applied to the
The hypercritical may object to the inclusion
of the Chanak, and perhaps also the Shanghai, incidents among the examples I
have given, either on the grounds that they did not take place within the
Empire or (especially as regards the former) on the grounds that they were
cases in which the Army was employed to support diplomatic action rather than
as a police force. Both incidents, however, demanded much the same qualities of
restraint and patience as are required in police work, and they afford
interesting examples of the value of the Army for purposes other than war.
Their inclusion was certainly not due to lack of other material;
study irregular operations of a guerrilla character will,
however, do well to read books which have appeared giving the personal experiences
of some of our opponents. Such books, for example, as With the Dublin Brigade throw an instructive light on the
psychology of irregular forces and give an opportunity of seeing events from
the other side which is generally lacking. They reveal mistakes made by the
regular forces and also the measures taken by them which proved most effective.
CHAPTER II
PRINCIPLES
AND DOCTRINE
WHEN the Army becomes temporarily the chief
agent for maintaining law and order and for the restoration of the authority of
the civil power, it requires to know: What principles
should guide its action? What methods can it legitimately and effectively
employ?
Certain principles are laid down in King's
Regulations dealing with the action of troops when called out in "aid of the civil power", but the situations which may confront the troops vary so
greatly in their nature and intensity that no hard and fast regulations would
cover every case. To a very large extent the Army must depend on traditional
doctrines, on discipline, and on its own common-sense.
In this chapter I shall attempt to discuss
some of the leading principles and doctrines which have become well established
and are illustrated in. their application, or misapplication, by the incidents
narrated in subsequent chapters.
Before doing so it may be well to consider
the nature of the forces of disorder which may have to be dealt with. There are
three main classes:
I. Revolutionary movements organised and
designed to upset established government.
2. Rioting or other forms of lawlessness
arising from local or widespread grievances.
3. Communal disturbances of a racial,
religious or political character not directed against Government, but which
Government must suppress.
Revolutionary movements, again, may be divided
into violent and, professedly, non-violent movements. The former may be on a
scale which amounts to fully organised rebellion, necessitating operations in
which the Government forces employ all the ordinary methods of warfare. More
commonly, however, they imply guerrilla warfare, carried on by armed bands
acting possibly under the instructions of a centralised organisation, but with
little cohesion. Such bands depend for effectiveness on the capacity of
individual leaders; they avoid collisions of a decisive character with
Government troops. Their aim is to show defiance of Government, to make its
machinery unworkable and to prove its impotence; hoping by a process of
attrition to wear down its determination. Their actions take the form of
sabotage, of ambushes in which they can inflict loss with a minimum of risk,
and attacks on small isolated detachments. By terrorising the loyal or neutral
elements of the population, they seek to prove the powerlessness of the
Government to give protection, and thus provide for their own security,
depriving the Government of sources of information and securing information
themselves.
The suppression of such movements, unless
nipped in the bud, is a slow business, generally necessitating the employment
of numbers out of all proportion to the actual fighting value of the rebels,
owing to the unavoidable dispersion of troops and the absence of a definite
objective. It becomes a battle of wits
in which the development of a well-organised intel-
ligence service, great mobility, rapid means of intercommunication and close co-operation between all sections of the
Government forces are essential.
Non-violent revolutionary movements which aim, by other methods, at making the
machinery of Government unworkable concern the Army little so long as they
retain their non-violent character. Such movements, however, almost inevitably
lead to rioting, often of a dangerous nature, due to the widespread character
of the agitation and. the difficulty of anticipating where or when violence may
occur.
Sometimes trouble may arise through an
excitable mob getting out of the control of its leaders; at others it may be in
consequence of the removal of their controlling influence. Government action
must sooner or later be taken against the leaders to break up the organisation
of the movement, and their arrest, causing simultaneously excitement and the
removal of control, is the frequent cause of an outbreak. News and rumour
travel quickly, and where a widespread agitation is concerned disorder will
seldom be confined to one locality. There is generally an extremist element
anxious for purposes of propaganda to bring about collisions with Government
forces, and in some cases the criminal element of the population will take
advantage of prevailing excitement to start riots which offer opportunities of
loot. Whenever a widespread agitation is on foot, reasonable precautions and
close co-operation between civil and military authorities are required to
ensure that if the assistance of troops is needed their intervention should be
timely. It is the duty of Army officers to keep in touch with the political
situation in order to be prepared to act intelligently in any situation which
may arise."
Rioting and disorders arising from grievances
may occur in all degrees of intensity. In such cases the Army is seldom called
in as a precautionary measure, but only when the situation has got out of hand
and the police require reinforcement. Stern measures may be required to restore
order and to protect life and property, but as a rule
violence is due to a small minority and the mere display of adequate force and
discipline will bring the more law-abiding elements, who are merely excited, to
their senses. Judgment as to the amount of force it is advisable to employ and
as to whom it should be directed against is particularly necessary, and troops
must rely to a great extent on the advice and directions of the civil
officials.
Communal riots of all sorts are distinguished
by their bitterness and by the fanatical passions they arouse, with the
consequent danger to life. There is therefore no excuse for hesitation or
delay. The combatants must be separated at once and measures taken to prevent
the renewal of fights and to check rioting or destruction of property, a common
feature in these outbreaks. The impartiality and good temper of
. British troops is an invaluable asset on such
occasions.
Although the character of the outbreaks with
which the Army may have to deal in carrying out its police functions vary to
such a great degree, there are certain general principles which must be adhered
to common to them all. One is that questions of policy remain vested in the civil Government and, even when the military authorities are in full executive control, the policy of the Government must be loyally carried out. It is, however, the duty of the soldier to advise the Government and its subordinate officers as to the
effect of the policy, contemplated or pursued, on military
action. Attempts to force the hand of the Government, or silent acquiescence in
a mistaken employment of the troops, are equally blameworthy.
The duty of giving advice may often fall on
quite junior officers, as for example in the
Another equally important principle is that the amount of military force employed must
be the minimum the situation demands. It should always be borne in mind
that the hostile forces are fellow citizens of the Empire, and that the
military object is to re-establish the control of the civil power and secure
its acceptance without an aftermath of bitterness. When armed hostile bodies
are encountered troops can without hesitation use every method and weapon
necessary for their defeat or capture, but drastic punitive measures to induce
surrender, or in the nature of reprisals, may awaken sympathy with the
revolutionaries, and in the long run militate
against the re-establishment of normal conditions, although
at the moment they may prove effective. Such measures should never be initiated
by subordinate officers without due authority.
Allied
with the principle of the minimum use of force is that of firm and timely
action. Delay in the use of force,
and hesitation to accept responsibility for its employment when the situation
clearly demands it, will always be interpreted as weakness, encourage further
disorder and eventually necessitate measures more severe than those which would
suffice in the first instance. Subversive movements, or disorders of any
nature, do not break out fully organised. Leaders in the early stages are apt
to be more distinguished by their oratorical powers, and perhaps by capacity of
political organisation, than for military qualities. Given time, leaders who
are men of action will assert themselves, and a knowledge
of the best means of countering Government measures will be acquired.
A
further principle is that of co-operation. Even when martial law is in force
the task of restoring order does not rest on the Army alone. The machinery and forces of the civil power are then
at the disposal of the military authority and should be used to the utmost, not
only to increase its power but in order to initiate at an early stage the
process of re-establishing civil control and respect for it. When unity of
control, which is perhaps the most important result of proclaiming martial law,
is not provided, the necessity of close co-operation and of mutual
understanding is all the more important. Anything in the nature of jealousy or
competition to secure credit is certain to lead to lack of co-ordination in
courses of action.
These four are, I think, the general
principles to which the Army should adhere on all occasions when it is called
on for police duties; but the extent to which civil control of the situation
has been lost or is retained affects their application.
There are three different conditions under
which the Army may be required to act:
(a) When martial law is proclaimed or is in force, and the civil machinery is placed at the disposal of
the military commander.
(b) When the civil power retains its
independence but co-operates with the Army in giving effect to special
legislation, designed to meet an emergency and giving both Army and the civil authorities abnormal powers.
(c) When the Army reinforces the police in
giving effect to the ordinary law.
I do not propose to discuss the legal aspects
of these three cases, but to examine them from the military standpoint. The
sole justification of martial law is "necessity"; and the great
advantage of proclaiming martial law is that it recognises the continuity of
"necessity" and establishes unity of control. Unity of control makes
the military authority the sole responsible agent for carrying out the policy
of the Government. There is therefore less room for misunderstandings and
misinterpretation of that policy than when the civil and military authorities
are merely acting in co-operation. Decisions can be arrived at quickly and the
danger of plans being the result of compromise is reduced. Recognition of the
continuity of necessity is also an important factor in forming plans and in
framing orders for the con-
17
duct of the civil community. For although troops are at
all times justified in taking, and are bound to take, the action which the
immediate necessity of the situation confronting them demands, their right to
take action to prevent further outbreaks is very limited unless continuity of
necessity is officially recognised. They can do little more than adopt such
precautionary measures as would enable them to intervene again should necessity
recur. Other advantages of martial law are that actions not normally offences
can be made criminal, or the scale of punishment for crimes can be raised. This
particularly applies in the case of things done to hamper military action.
Similar advantages accrue from the fact that judicial machinery is under
military authority, and judicial procedure can be speeded up to ensure that a
maximum deterrent and moral effect will be produced by punishment. The
establishment of martial law, furthermore, greatly facilitates the
establishment of an efficient intelligent service. It places the police
intelligence organisation at the direct disposal of the military and also
enables pressure in many forms to be exercised which will elicit information or
check information reaching the hostile leaders.
The advantages conferred by martial law in
dealing with a serious situation are so great that they should be widely
appreciated. Hesitation to apply" it on account of political prejudice has
often led to a worsening of the situation. It is all the more important for the
Army to ensure that when martial law is applied no abuse of the powers
conferred by it should occur, likely to lead to an increase of prejudice. When
it is impracticable, owing to the small force available, or for other reasons
it is inexpedient to
proclaim martial law, it is incumbent on the civil authority
to see that the military commander is given the necessary powers to enable him
to work on a systematic plan. Emergency legislation often exists and can be
brought into force with this object, but it can seldom provide in anticipation
for all developments of the situation. Amendments should be made without delay,
and it is the duty of the military commander to make his requirements known.
Emergency legislation establishes the continuity of necessity, but it has the
grave disadvantage of involving dual control of the situation. As a result,
plans are too often based on compromises and sudden reversals of policy occur.
Not infrequently these reversals take the form of a lightening of repressive
measures in the hope of inducing submission. Such steps not only upset the
plans of the military commander but are generally interpreted as signs of
weakness, of lack of determination and of loss of confidence in military
action. The release of prisoners is particularly dangerous, as they, as a rule,
emerge more hostile than ever, and often with new plans conceived while in
confinement. Sudden drastic increase of repressive measures, unless consequent
upon accessions to the resources of the Government, or designed to meet new
forms of rebel activity, is also to be deprecated. It is indicative; of panic
and will generally be followed by a reaction towards excessive leniency. The
ideal to be aimed at is continuity of policy carried out with a firm hand, and
in attaining this ideal much depends on a good understanding between the civil
and military authorities, such as to ensure that measures are well conceived
from the first and sufficiently firm to give assurance of Government's
resolution. Some of the
points on which mutual understanding between the two
authorities is very necessary may be worth discussing. . I have said elsewhere
that civil and military views on the degree troops should be dispersed are
often at variance. The civil inclination tends towards dispersion in defensive
detachments, and the military towards a more offensive policy and
concentration. It may be readily admitted that a greater degree of dispersion
in police operations is justifiable than in ordinary operations of warfare. The
initiative in the first instance must in the nature of things rest with the
forces of disorder, and many vulnerable points are exposed to their attack. The
first business of the troops is to render secure such vulnerable points as are
essential to the conduct of Government and to the organisation of counter
measures. This in itself generally necessitates a considerable degree of
dispersion, and where the forces necessary to initiate counter measures are not
immediately available, dispersion may be increased by the necessity for
protecti9n of life. This is, however, a different matter from scattering
detachments to protect valuable property, or in the hope that the mere presence
of troops will prevent disorder. The military view is, that once essential
measures of security have been taken, further protection and the prevention of
disorder is best provided by taking positive measures against the hostile
elements. Anything that savours of passive defence encourages the other side
and wastes power. Isolated detachments are themselves vulnerable, and the
service by which communications are maintained with them and by which they are
supplied is even more so, and involves escorts and other wasteful defensive
measures. Concentration of effort to regain the initiative and
to eliminate the source of trouble should be the aim from the earliest possible
moment. This does not necessarily imply concentration of large numbers at any
particular spot. The weapons and power of Government forces are, as a rule, so
superior to those of their opponents that numbers required for offensive action
are dictated by the nature and extent of the area to be dealt with rather than
by the fighting value of the hostile elements in it. Excessive numbers may be
cumbrous and detrimental to mobility, which . is of primary importance. The co-ordination of all counter
offensive measures is the really important thing, and the sum total of the
troops required may reach a high figure in order to achieve simultaneous
action. To economise force, defensive measures must therefore always be
subordinated to and directly connected with those taken for the suppression of
resistance. When large areas are affected by disorder and the Government resources are insufficient to deal effectively with the whole at once, it is almost always advisable to concentrate effort in dealing with successive parts
systematically. Complete restoration of order and the re-establishment of civil
control in each successive part goes far towards
convincing the loyal and doubtful elements of the population in it of the power
of the Government, and renders them unwilling to do anything to cause a
recrudescence of disorder when troops are withdrawn to deal with other parts of
the area. .
In fact, in police work the ordinary military
principles of concentration and offensive action hold good, and only require
modification in the handling of the striking force provided by concentration.
Its ubiquity
and concerted action over a wide area have greater
importance than the concentration of superior power at a decisive point.
Mobility and continuous energetic exercise of pressure on a definite plan must
be developed, as there is often no target against which a decisive blow can be
delivered. Closely connected with the development of striking power is that of
reserves. Large concentrations of reserves, except as a preliminary step
towards the initiation of a new phase in a plan, are seldom necessary. On the
other hand, the elusive character of the enemy and their capacity for appearing
unexpectedly makes it necessary that every commander should retain a reserve to
meet unforeseen developments. The provision of reserves is especially important
in the opening phases of disorder, before the Government forces have by
positive action recovered the initiative. Since at this time there is, as a
rule, a shortage of troops, the difficulty of forming reserves is great, and
this is a further argument against dispersion and the multiplication of
protective detachments. Such detachments as must be formed should have a
reserve, however small.
I have already laid stress on the importance
of an efficient and well-organised intelligence service, especially in the case
where organised movements involve operations approximating to guerrilla
warfare. The intelligence service is highly specialised and" its
organisation lies outside the scope of this book.
There are some aspects of it, however, to
which attention may be drawn. In all
internal trouble the basis of the intelligence system must depend on police information. In the case of
ordinary rioting the military authority relies almost exclusively on it,
and a separate military organisation for procuring
information is seldom desirable and may lead to confusion. It is, however,
essential that the Army should maintain close touch with the police
organisation in order to form an intelligent anticipation of events and to
satisfy itself that the information the Army requires will be available, and
that the procedure for communicating it is satisfactory. When the situation
demands military operations, although information will probably still come
chiefly from police sources, it may be necessary to have a separate military
organisation working in close collaboration with the police; or military
personnel may be added to the police organisation. Such arrangements will vary
according to circumstances, but the main object to be attained is that there
should be no delay in communicating intelligence of military importance, and
that the police should have assistance in judging what information the military
commander requires. The police may have very full information but have
difficulty in judging how it correlates with military plans.
It may often therefore be advisable to allow
military officers, with a knowledge of the military
dispositions and plans, to cross-examine the police sources of information. It
is, however, of the utmost importance that secrecy as regards such sources
should be maintained as the police may still rely on them after military
operations have closed. Although the average officer may not be directly
concerned in intelligence work he will be greatly affected by its results, and
he can indirectly help by intelligent and loyal co-operation in maintaining
secrecy, and by not interfering in any way with intelligence agents.
Information will not always be accurate, and
reasonable judg-
ment must be exercised as to the extent it can be relied
on as a basis for action; excessive dependence on it, and complete rejection of
all information from intelligence sources because of previous failures, are
equally unwise. The extent to which the intelligence service can obtain
information depends greatly on the attitude adopted towards the loyal and
neutral population. These must be made to realise that concealment of
information is a punishable offence; but every precaution must be taken not to
expose to terrorism those from whom information is obtained. Communication of
information to the enemy requires to be severely and promptly dealt with.
Outbreaks of sabotage stand on much the same footing, and, owing to the
difficulty of fixing individual responsibility, it may frequently be necessary
to deal with them by collective punishments. It is in these matters
particularly that officers should be vested with special powers, but these must
at all times be clearly defined and used with discretion. In the absence of
special powers, officers may rely with confidence on receiving support if they
take such reasonable measures as are dictated by obvious necessity. Such
measures as the detention of suspects, forcing the inhabitants to repair
without payment damage caused by sabotage in their neighbourhood, or, at times,
infliction of fines to pay for labour brought from elsewhere, are typical of
reasonable measures which have often been justified. (When it can be avoided,
troops should not be employed to repair damage caused by sabotage.) On the
other hand, superior authority seldom
approves physical chastisement or destruction of property, except in the course
of quelling actual resistance. Individual officers are
forbidden to invent punishments; though at times punishments,
not normally recognised, are authorised by responsible authority. In that case
they are awarded and recorded in the same way as normal punishments. Punishments of a nature humiliating to a community, or which outrage religious susceptibilities, are contrary to the principle that no lasting feeling of bitterness should be caused. A policy of reprisals is always dangerous, as irregular forces are always likely to be more ruthless than those of an established Government. Defenceless loyalists are apt to become the chief sufferers, and the powerlessness of the Government to give protection has a bad effect. When reprisals are undertaken, the reasons for doing so should be publicly stated and the acts should be duly authorised. In the situation created by guerrilla warfare or by a widespread subversive movement the difficulty of codifying rules for the conduct of troops is obvious. The good sense of officers and a sense of discipline must be relied on, and martial law, which invests the Army with full responsibility, is perhaps the best guarantee that these qualities will be exercised and that all measures will be taken under the direction of proper authority.
As regards the conduct of actual military
operations there is little to be said. It is a question of adapting ordinary
military training to the circumstances. Mobility, surprise, co-ordinated
action, energy and relentless pressure are the factors which must be exploited
to the utmost, while the difficulty of anticipating the enemy's action makes
constant precautions against 'surprise essential. Neglect of these give the
enemy opportunities of achieving minor successes which have an encouraging
effect out of all
proportion to their magnitude. Certain operations, such as the
search of towns or areas in which rebel bands are concealing themselves,
present special features, but although they must be undertaken in a systematic
manner, the system may require modification, either from the characteristics of
the hunted or the nature of the area to be searched.
Rules for the conduct of troops when employed
merely to suppress riots or disorder can be much more clearly defined than in
the cases where something in the nature of military operation is involved; and
they are well recognised. Most of them are directly connected with the
principle of the minimum exercise of force, or its corollary that every effort
should be made to prevent rioters committing themselves more deeply. The
difficulty of applying rules and of deciding, in the noise and confusion of a
riot, on the amount of force necessary should, however, also receive recognition.
Troops may be called out as a precautionary
measure when trouble is anticipated; but often the situation has passed out of
hand before they appear on the scene. In the former case they should be moved
early, and unostentatiously, to positions of readiness in the background, and
if possible out of sight. Any marshalling of crowds that may be necessary is
better in the first instance left to the police.
To bring troops into contact with a crowd
before it is necessary exposes them to provocative usage and insults. Moreover,
the crowd becomes accustomed to their presence and is encouraged to think that
stronger measures will not be used. To keep troops too far away may, however,
make it difficult to produce them at the right moment, and those in charge of
them
will be without full knowledge of the situation and of the
ground. When military assistance is not summoned until police control has been
lost, immediate use of force may be necessary, but often the appearance of
disciplined armed bodies will produce the desired results. As excitement is
contagious in a crowd, so also a display of discipline has a steadying effect.
Unless, therefore, fire or other extreme measures to save life or valuables are
necessary, precipitate action should be avoided and should not be taken with
the object of inflicting punishment for what has occurred.
Troops employed in the suppression of riots
are often required to stand much provocation, and even casualties, before they
themselves use force; but extreme risk of their being overwhelmed by numbers,
or of indiscriminate firing occurring through loss of control, should not be
accepted. Certain occasions in which troops should employ fire may be
specified, though all are governed by conditions. Fire should be directed
against leaders or dangerous individuals. It should never be opened except
under the orders or authority of a responsible commander, if possible an
officer. It must be strictly controlled and not continued a moment longer than
necessary. The use of blank cartridge is forbidden, and to fire over the heads
of assailants may endanger harmless people. Warning must, if practicable, be
given before fire is opened. Subject to such conditions, it is clear that
troops are justified in firing when property which they are posted to protect
cannot otherwise be saved, also to prevent the rescue of prisoners in their
charge, or to prevent individuals falling into the hands of a mob. Similarly,
when other means have proved
insufficient or cannot be applied in time, fire may be necessary
to disperse rioters who have evidently become a danger to life and valuable
property. Moreover, troops have the same right as other people to use weapons
in self-protection when their lives are seriously endangered by attack. As a rule when rioters have to be dispersed the civil official in charge of the situation advises the military officer when he considers it necessary to open fire and gives warning. The military officer is not, however, compelled to accede to a request for fire, but must exercise his own judgment. He may, too, on occasions fire to disperse a mob entirely on his own
responsibility, but he should rarely do so without the concurrence of a
responsible civil official if one is present. The amount of fire to be used and
the method of using it is always the responsibility of the Soldier.
The military officer is the best judge of the
necessity of opening fire when there is serious risk of troops being
overwhelmed or being seriously weakened by exhaustion or minor casualties. He
should, however, if possible without further endangering the situation, obtain
the concurrence of the civil officer before adopting extreme measures. Another
well established rule is that a crowd should
never be allowed to come into close physical contact with troops, involving
a hand-to-hand struggle. If it were permitted there would not only be danger of
troops being overwhelmed by numbers, but it would also become impossible to
control men in the use of their weapons. For somewhat similar reasons troops
should not, when it can be avoided, be required to effect arrests. Although
they can be used to support the
police and prevent attempts at escape, the actual arrests
should if possible be carried out by the latter, even when the plans for arrest
are made by the military authority.
It will be readily understood how great is
the responsibility of the Soldier in every case in which he may be called on to
use his weapons in support of the civil power. The presence of the civil
official does not relieve him of responsibility; in some cases, as when it is
necessary to override advice, it may add to it. Cool judgment, patience and a knowledge of the difficulties and point of view of his
civil colleague are essential, but to have thought over all aspects of the
problem beforehand will prove of assistance. In any case the soldier cannot
afford to be intimidated by the responsibilities of his position, or by the
fear that his actions will not be supported. He will rarely fail to receive
support if he has acted with reasonable moderation. and
in accordance with what he conscientiously considered necessary. On the other
hand, inaction and refusal to accept responsibility is likely to shake
confidence in him even when he is not directly censured.
Before closing this chapter my non-military
readers may wish me to say a little about the use of modern weapons and
equipment in connection with police duties. When armed rebellion is
encountered, the only limitations to their use, as I have said, are those
imposed by the nature of the terrain and the characteristics of the enemy. What
has been gained is perhaps the increased mobility that modern weapons directly
or indirectly confer. Increased firepower of rifles and automatic weapons
enables columns to be kept smaller and less encumbered with trans-
port. Defensive detachments of all sorts can be reduced in
size, releasing more men for offensive duties and simplifying the supply
question. Motor conveyance where it can be used is of inestimable value, not
only in speeding up movement but by bringing men fresh to the ground where they
have to operate. Wireless has added immensely to the possibilities of
co-ordinated action. The Air Service, even when the nature of the ground and of
the enemy reduce its potentialities for offensive action or for reconnaissance,
removes some of the danger which arises where ground communications with
detached posts are interrupted. Both as a rapid means of conveying troops to a
critical point and in co-ordinating movements of Army troops it has frequently
been of great value. All thesefactors tend towards mobility and increase
possibilities of rapid offensive operation, but infantry still remains the
chief offensive agent; and it is the one which has gained most by increased
mobility. Armoured fighting vehicles require special and favourable conditions
to enable their full potentialities to be exploited, though they may often
prove a useful adjunct to an infantry or mounted force.
[EDITOR: No limitations exist today in 2004
for tracked AFVs, in the 30s they were speed limited to less than 20 mph, they
can exceed 50 mph and with hybrid-electric drive and band tracks
are more stealthy than armored cars/trucks]
Armoured cars, with their speed, silence and
protection, given, can be put
to many uses, and when infantry are moving by motor transport they become
almost an essential addition. Acting alone, the limitations to their power of
taking prisoners and to their cross-country capacity are obvious disadvantages.
The tank in its present [1930s] form has, I think, few advantages over armoured
cars for police operations, unless there are sufficient track
vehicles available to enable a composite mobile column to be formed possessing
cross-country capacity. Much, of course, depends on
the nature of the country and character of
the opposition expected; but, speaking generally, the tank is an unnecessarily powerful
weapon for police work and has the disadvantage of
noisiness; and in many areas the use of heavy
armoured vehicles is restricted by the nature of bridges which exist or
could be constructed with limited resources. In most cases of internal risings
artillery can play little part, though a few light howitzers to deal with
resistance in houses or fortified strongholds may be necessary. The problem for
the military commander in the circumstances we are considering is, however,
seldom what resources he would wish to have, but how he can make the best use
of what is actually available.
When it is a matter of suppressing rioting
some of the advantages conferred by modern weapons and their limitations should
be understood. The rifle and bayonet are still
the weapons chiefly to be relied on. The sight of cold steel has a calming
effect, and the steady advance of a line of bayonets has often sufficed to
disperse a mob without resort to firing. When the temper of the rioters is very
violent or the detachment of troops small, the risk of these becoming engaged
in actual bayonet-fighting must, however, not be taken.
The effect of fire is generally not due to
the casualties it causes, but to the fact that it demonstrates the
determination of the authorities. Unless the use of fire is too long delayed, a
single round often is all that is necessary to carry conviction. Rifle fire,
again if used in time, is easily controlled and can be directed against
dangerous individuals, whereas, though single shots can be fired from machine
guns, being fewer in number it is less easy to ensure that the
selected individual can be picked out by them. A certain
prejudice exists against the employment of machine guns in dealing with
internal disturbances, due perhaps to the fact that in other countries they
have on occasion been ruthlessly used and on account of their potential
destructive effect. This prejudice is, I think, mistaken and due to
misapprehension. Machine guns can be usefully employed without any suspicion of
ruthlessness. Their volume of fire can be easily controlled, and they have the
great advantage of firing from a steady mounting. They can be laid to deny
access to a street which has been cleared, to cover parties forcing entrance to
houses, and for many other special occasions when rifle fire of excited men is
insufficiently accurate. Moreover, the intimidating effect of machine-gun fire
is so great that some relaxation of the rule that fire should never be directed
over the heads of the crowd is, I think, permissible; as the steadiness of the
weapon makes it easy to find a stop butt which eliminates the danger of
casualties to unoffending people. Machine guns are also of value, especially in
their deterrent effect, when there is a question of protecting Government
buildings or other vulnerable points.
The question of the employment of armoured fighting vehicles will be discussed in the chapter describing riots in
able. Great destructive power is seldom required, and the
more powerful the weapon the greater the necessity for preventing a crowd
closing on it. Artillery fire for obvious reasons practically never comes into
the picture, but it is well to remember that cavalry may still be used with
great moral effect. The slipperiness of modern streets, the ease with which
wire obstacles can be constructed, and the probability that
some of the crowd will possess automatic pistols tend, however, to
restrict their use.
It is sometimes advocated that troops called
out in aid of the civil power should be specially armed with non-lethal
weapons, such as batons. This has occasionally been done in view of particular
circumstances-the streets of
There are many other reasons which can be
advanced against the adoption of such a course, and it should never be followed
without the sanction of the highest responsible military authority.
This does not, however, preclude relieving a
certain number of men of a party of their more cumbrous weapons when engaged on
a particular duty, such as carrying out arrests, though fully armed men should,
be in close support. Similarly in certain circumstances it may be better to
post a sentry without his rifle, but covered by a second man fully armed in a
less exposed position. That is a common-sense measure which may be
advisable" when attempts to rush: sentries in order to secure their
weapons are possible and it has the further advantage of reducing the risk of
innocent persons being shot by a "jumpy" man. It is not a matter of
policy. When, as a matter of policy, troops with non-lethal weapons are
employed, a reserve of fully armed men should always be at hand.
The weapons the
enemy employs in modern conditions also requires some consideration. Automatic
pistols, or grenades, used by a small number of extremists in a crowd may
greatly increase the difficulties of the situation. It is, however, the weapon
of propaganda which has made the task of the Army harder, encouraged as it is
by the trend of modern sentiment and the growth of the power of the press.
The increased part taken by women in
subversive movements is an additional complication which requires careful
handling or it will be used to strengthen the propaganda weapon. The Army
cannot afford to ignore propaganda, but it requires the support of public
opinion to reduce the effectiveness of that weapon.
CHAPTER
III
FEW incidents connected with the employment
of troops to restore order have given rise to so much bitter controversy or
have left such a lasting impression as General Dyer's action at
A study of the facts enables one to see why
the Government and military authorities could not support the extreme action
taken by General Dyer and to realise how far his judgment was at fault and his
competent judges that General Dyer prevented an extremely
serious and dangerous situation from developing into something far worse, and
that the casualties he inflicted were insignificant in comparison to those
which a spread of disorder would have entailed. That is a conclusion which
there is no means of verifying and does not affect the question whether General
Dyer was within his rights. Whether his action was justifiable or no, thus
remains a matter of opinion; whether he was within his rights as a matter of
principle can be tested and lessons deduced accordingly.
General Dyer's action dominates the whole of
the
The beginning of 1919 found
increased degree of freedom lent themselves to attack.
The passing of the Rowlatt Acts, which were considered to confer power on the executive
uncontrolled by the judiciary, and therefore to be a check to constitutional
reform, gave agitators an opportunity of exciting opposition to the Government.
Wild misrepresentation of the effect of these Acts was indulged in, the press
was full of bitter abuse, and as a protest against them Mr. Gandhi inaugurated
his civil disobedience movement, calling a general hartal which led to fierce
rioting at various centres. As a consequence the Government ordered his arrest
and that of other leaders who had committed clear breach of the laws. Gandhi
was actually arrested on 9th April following on his disobedience of an order
not to proceed to
The original hartal called by him had taken
place in some cases on 30th March, in others on the 6th April, and not, as had
been intended, on one day. It had been planned that the hartal' should take
place on the Sunday immediately following the passing of the Act, but as it was
found that this did not give sufficient time to broadcast the order, an attempt
was made to postpone the demonstration for a week. The consequent confusion had
the unfortunate result of spreading the disturbances which occurred in
connection with the hartals over a longer period, and news of events which took
place on the first date increased hostility of crowds on the second. Gandhi's
arrest was the signal for fresh hartals and fresh disturbances, and large parts
of
ties which had been committed in the course of the
rioting, but by the possible development of such widespread disorder. When rioting results from an organised movement, the Mutiny
becomes present to all European minds.
In the prevailing conditions
Sikhs also have special interest in it from
its position and because the
Doubts, however, arose as to whether the
hartal had taken place on the right date, and it was decided that a second
hartal was necessary on the 6th to comply with Gandhi's amended instruction. This hartal again went off quietly, though again all business was stopped. Drs.
Kitchlew and Satya pal were probably responsible for the decision to hold it
against the views of more moderate leaders, as previously the Deputy
Commissioner (Mr. Irving)
had been informed by leading citizens, who were alarmed
by riots which occurred at
Although the two leaders do not appear to
have openly disobeyed orders which they had received prohibiting them from
speaking in public, yet Mr. Irving was disturbed by signs that they were able
to override the more moderate members of the local Congress Committee, and he
looked on the hartals as a mere step to test their influence and organisation
with a view to more extreme methods..
On the 8th of April he wrote to the Punjab
Government expressing his views and pressing urgently for an increase of the
garrison. He stated that resolute action could not be taken in the city without
leaving the civil lines undefended, and that in any case, in the event of a
riot, nine-tenths of the city must be abandoned; even to defend' the civil
lines and railway station while maintaining communication open with the police
station would be difficult. He had given up hopes, which he had formerly held,
that he could by personal communication restrain Dr. Kitchlew.
The garrison at the time consisted of some
180 men of the Somerset Light Infantry pnd""fo40
,0mounted men of a Royal Field artillery column stationed in the
cantonment north of the city. This and the civil lines are separated from it by
the main line of the North Western Railway. The chief police station (Kotwali),
the Town Hall and the Post Office are situated together in the centre of the
northern half of the city and the main road connecting them with the civil
lines runs along Hall Bazaar, through Hall Gate and across the railway by
the west of this route and between it and the railway
station is an iron footbridge. Other crossings, off the direct route, are shown
on the sketch map. In consequence of Mr. Irving's letter the Punjab Government
on the 9th April ordered the deportation and internment of the two suspect
leaders under the provisions of the Defence of India Act, and at the same time
agreed to the necessity of early reinforcement of the garrison. On that day,
too, further indications of the abnormal state of the
political atmosphere was given as it happened to be the date of a Hindu
festival. Under ordinary conditions Moslems take no part, other than hostile,
in the festival, but on this occasion it was seized on as an opportunity of
demonstrating and promoting the Hindu-Moslem unity which Dr. Kitchlew had been
active in encouraging for political motives. Again, however, no untoward events
occurred and the procession actually halted while the band played God Save the
King in front of the Deputy Commissioner, who was watching from a verandah.
The orders for the arrest of the two leaders
were received on the night of the 9th, and at a conference held by Mr. Irving,
which Captain Massey commanding the station attended, it was decided to
instruct them to come to Mr. Irving's own house at 10 o'clock the following
morning, where they would be quietly arrested and removed by motor-car under
police escort. The hope was that this plan would enable the arrest to be
carried out quietly and without interference. Arrangements were made, however,
to prevent attempts at a rescue; and as a precautionary measure, in the event
of trouble when the news of the
arrest became known, troops and police were to take up
positions prescribed by the internal security scheme. That these precautions
were treated seriously I is shown by the fact that the
officer left in command at the fort received definite orders not to hesitate to
fire in case of an attack on the railway station, or to secure the safety of
women and children.
The disposition of the forces were: British
infantry in reserve at Rambagh Gardens; a police reserve of 75 men in the city
at the Kotwali; mounted pickets on the railway at the Rego Bridge, Hall Bridge
and the Hospital level crossing; and a police picket at the Police Barracks
level crossing. Three European magistrates were detailed to watch these
crossings and to prevent a crowd attempting to approach the district Court
House. Peaceful persuasion was to be used as far as possible, but military
force if necessary. No body of persons exceeding five were to be allowed to
cross the railway, though under the circumstances it was not practicable to
promulgate this order in advance.
Arrangements were also made for the removal
of women and children to the fort by ambulance if there were danger.
These arrangements, provided that the
constituent elements understood what was expected from them, were probably as
good as the size of the force available permitted, except in certain details
which will be commented on later. The question obviously arises whether the
arrests should have been postponed till the reinforcement of the garrison,
asked for and approved, had been carried out. It was admitted that nine-tenths
of the city must pass out of control in the event of serious rioting, and the
measures taken
were nearly all defensive in their nature for the
protection of the cantonments and civil lines.
The majority report of the Hunter Committee
considered that the opportunity of effecting the
arrests quickly and quietly was rightly taken and that the extent and nature of
the disturbances which followed could not have been foreseen. It is legitimate
to doubt whether in arriving at this conclusion the Committee attached
sufficient weight to the defensive nature of the precautions and to the danger
lest a mob, deprived of its most influential leaders, should get out of control
of moderate influences to a degree necessitating control by force. In this
connection it should be noted that the British infantry were practically tied
to the protection of the European quarter and its inhabitants. The police
reserve of 75 armed men was the sole and inadequate force to maintain control
within the city in support of about 100 unarmed constables employed there as
usual.
An omission to warn Europeans not to enter
the city is presumably partly accounted for by the necessity of secrecy; but it
may also have been due to the fact that hitherto no strong anti-European
feeling had been shown and to the theoretically non-violent nature of the
political movement. The omission is inconsistent with the arrangements made for
the security of women and children, but it must be remembered that the latter
arrangements were to some extent automatically made under the prearranged plan.
The arrests were duly carried out at about 10
A.M., and half an hour later the prisoners were on their way to Dharamsala,
where they were to be interned. A few friends of the prisoners who had
accompanied
them to Mr. Irving's house were detained for a short time to give the car a fair start.
About 11:30 A.M. news of the deportation
spread in the city; shops began to close and crowds to collect. A large crowd
made its way to
At
railway station, with orders to keep the crowd south of the railway line. Captain Massey had himself been up and, seeing the situation at the bridge, had given instructions for the protection of the station. Lieut.
Dickie's picket, on arrival in the neighbourhood of the bridge, attempted to
stop the crowd but fell back on being stoned. Mr. Irving had before this gone
away to arrange with Captain Massey for further assistance, and when he left,
the original picket appears to have withdrawn under a misunderstanding. While
withdrawing, Dickie's picket was met by Mr. Connor, an assistant Commissioner,
who was endeavouring to make his way to the police station in the city. Mr.
Connor told Lieut. Dickie that he must stop the mob from reaching the civil
lines at all costs, and should fire on it. Consequently two British soldiers
dismounted and fired three or four shots, inflicting that number of casualties.
The shots brought the crowd to a standstill
at once, but did not disperse it. About I P.M., however, a body of some 24 foot
police and 7 Sowars arrived under a British police officer and advanced towards
the rioters with muskets, loaded with buckshot, at the ready. On seeing this,
some local lawyers came forward and volunteered to take the crowd away. An
opportunity to exert their influence was given to them and they succeeded in
getting the crowd back across the railway. Infantry arriving at the same time
reestablished the defence of the railway line, although by this time huge
crowds, estimated at over 30,000 people, had collected in the neighbourhood of
the station, coming out of all the gates on that side of the city.
After an interval, probably less than an
hour, the mob again began to press the infantry pickets now established on the
railway line. All efforts of the civil officers, although they were assisted by
a few of the moderate leaders, failed, and as the rioters threatened to rush
the crossings, warning was given that fire would be opened.
Finally a rush, accompanied by stoning, was
made and it was met by fire, with a result that some 20 more casualties were
inflicted. The crowd by this time had become more violent and determined, and
there is no doubt that the use of fire was absolutely essential.
While these events were in progress an even
more serious situation had developed within the city, where, it will be
remembered, there was only the police reserve of 75 men stationed at the
Kotwali.
The outrages which were perpetrated need only
be recorded in the light of their influence on British public opinion and on
General Dyer's subsequent action and his estimate of dangers threatening. The
exact course of events has never been quite clear, but it is certain that they
occurred synchronously with, and not in consequence of, the rioting outside the
city.
Briefly, the mob took charge of the city and
the police remained completely passive till most of the mischief had been done.
As a consequence three British bank officials
were murdered in their offices and their bodies burnt in the street about two
hundred yards from where the police were stationed. Another bank, still nearer
and in full sight of the Police station, was attacked, though fortunately its
two British officials were able to take
refuge in the top of the building till the police ultimately
made an effort to prevent it being burnt. The Hunter Committee commented very
severely on the extraordinary inaction and lack of initiative of the police,
who were under the command of two senior Indian officers.
There were other outrages which the police
could not, however, have prevented. Miss Sherwood, a lady missionary, was
bicycling into a school in the city when she was set on by a crowd, knocked
down several times, beaten when on the ground and left for dead; subsequently
she was picked up and her life saved by some Hindus, though others had refused her refuge in their houses when she was trying to escape. The crowd also broke into the
Fortunately, reinforcements soon began to
appear.
The first was a windfall in the shape of 260
men of the 1/9th Gurkhas, who arrived at the railway station between 1 and 2
P.M. on their way to
It was not till late at night that
reinforcements provided by definite orders arrived; but by early on the lIth,
225 British and 375 Indian troops drawn from
Prior to this, about 5 P.M., a message was
received from the city that all European survivors were safe in the Kotwali.
This message came in time to cause the postponement of a proposal to send a
party to fight their way in to ascertain the situation and rescue Europeans.
When, however, Major Macdonald assumed
command, he was asked by the Commissioner to send a party into the city to get
further information and to bring out the Europeans. It was expected this party
would have to fight, but in fact they found the streets
empty and had no difficulty in carrying out their mission. Four Europeans were
brought out. On the 11th the situation had quietened down, although wild
rumours of mutinies of troops elsewhere began to circulate. The chief cause of
anxiety lay in connection with the burial of the ten Indians who had been
killed in the firing on the previous day, and a deputation saw the Commissioner
in the civil lines to arrange for the funerals. Restrictions imposed by the
Commissioner to prevent large processions and to settle the hours and places of
the funerals were not accepted by the emissaries, but they were eventually
obeyed. Burials took place outside the city and processions formed within the
city did not pass the gates. The emissaries, mostly truculent young lawyers,
had been given a notice for general circulation that troops had been ordered to
restore order, using all force necessary, that processions and gatherings were
prohibited, and that gatherings would be fired on, as would also persons
leaving the city in groups of more than four. Respectable people were advised
to stay indoors. During the 11th, 100 Rifles were sent to hold the Kotwali and
to picket the approaches to it. Measures were also taken to prevent innocent
strangers from outside entering the city while it was in a disturbed state.
In the evening the Commissioner returned to
As subsequent events were affected almost
entirely
by General Dyer's decision, it may be well at this point
to form some estimate of his characteristics.
An officer with an admirable record as a
fighting Soldier, a leader of men with determination and initiative, he was in
addition what is sometimes termed an educated Soldier and a Staff College
graduate. Possessing a personality marked and excitable almost to the extent of
eccentricity, he was apt to hold very positive views based on opinions which he
had formed for himself. He was in short one from whom energetic action might be
expected and who would not often seek advice. With great confidence in his own
judgment, he was prepared to act on it.
The 12th of April, the first day of General
Dyer's command, passed off fairly quietly though vigorous action was initiated.
Police, escorted by small parties of troops, were sent into the city and
successfully carried out important arrests in connection with the riots of the
10th. Also, as crowds were collecting outside the city, General Dyer marched a
strong column round it and induced the people to disperse quietly.
At one point some opposition was encountered,
but though the advisability of opening fire was considered, the General decided
that warning by proclamation should be given before extreme action was taken. A
proclamation was accordingly drawn up announcing that violence would be
punished by martial law and prohibiting all meetings and gatherings. The
proclamation was duly signed by a staff officer, but the records did not show
the Hunter Committee what steps were taken to ensure its publication. Although
ing the day in its neighbourhood, and the police had
difficulty-in dispersing a crowd in an outlying village.
These events helped to confirm the view
General Dyer was forming that a widespread conspiracy existed endangering
British lives and rule, not only locally but throughout
On the morning of the 13th April he took
further measures to warn people and to strengthen his control. Accompanied by
the district magistrate, he went through the city and, collecting people by
beat of drum at a number of points, had the following proclamation read out:
"It is hereby proclaimed, to all whom it
may concern, that no person residing in the city is permitted or allowed to
leave the city in his own or hired conveyance or on foot without a pass. No
person residing in
It would appear that many people did not
treat the proclamation seriously, and remarks were made that "it was all
bluff, that the General would not fire, and not to be afraid".
At the time this proclamation was being read,
a counter proclamation was made announcing that a meeting would be held in the
afternoon at the Jallianwala Bagh, an enclosed open space within the city which
was frequently used for large gatherings. The decision to hold this meeting had
been arrived at the evening before.
Unfortunately, General Dyer's proclamation
was read only at points all within the western half of the city, as he decided
that the heat had become too trying to the escort to allow a complete circuit
to be made. Still there can be little doubt that it was widely known that the
proposed meeting was illegal and liable to lead to a clash with the Government
authority.
After perambulating the city General Dyer
returned to his headquarters and abo~t 1 P.M. heard of the intention to hold a
big meeting at the J allianwala Bagh at 4.30 P.M. According to his own
evidence, he then took some time to think out his course of action and the
dispositions he should make. By 4 o'clock, having received definite information
as regards the meeting, he took personal command of the troops designed to
disperse it. Marching through the city he dropped pickets at various points,
retaining a special force of 65 Gurkhas, 25 Baluchis and two armoured cars to
deal with the meeting. Forty of the Gurkhas were armed only with kukris.
On arrival at the Bagh he found a large
gathering; he himself estimated it at 6000 people, but other estimates ranged
from 10,000 to 20,000.
The Bagh was in no sense a public garden as
its name might imply, but was simply a piece of waste ground, the greater part
of whose surface lay some four feet below the normal ground level-possibly it
was the remains of an old tank. The sides of the depression formed a
considerable obstacle and in many parts the backs and enclosures of houses made
the obstacle complete. The whole enclosure formed a cul-de-sac to which ways of
access were few and narrow. At the end where the troops entered the
ground level was for a short distance normal, providing a
sort of platform commanding the rest of the area. Leaving his armouted cars in
a street outside as the approaches were too narrow to allow them to get
farther, General Dyer at once deployed the 50 men of his party who were armed
with rifles at each side of the entrance on the higher ground and opened fire
on the crowd without warning or calling on it to disperse. The people were on
the lower ground listening to an address delivered from a staging some 100
yards from the troops. Probably some of the crowd had sticks, but they made no
hostile movement.
Firing, independent but controlled for
direction from time to time, was continued for about ten minutes and in all
1650 rounds were fired, almost exhausting the supply carried by the men. The
tragic feature of the whole affair lay in the fact that the crowd
were unable to disperse rapidly when fire was opened. Panic added to
the. difficulties of escape which the nature of the
enclosure created. Consequently the number of casualties was greatly increased
and it is believed 380 is a fairly accurate estimate of the killed. When fire
ceased the troops were marched away without attending to the wounded or making
arrangements for their treatment.
General Dyer's explanation of his reasons for
omitting to give specific warning before opening fire or allowing the gathering
an opportunity to disperse was that he had already given warning by
proclamation and that the meeting had been held in defiance of his orders. He
claimed too that the safety of his troops called for immediate withdrawal when
fire ceased. Why fire was continued for so long is still open to
doubt. General Dyer in his evidence claimed that it was to
produce an unforgettable moral effect and was deliberate. But there is reason
to believe that by the time his evidence was given he had unconsciously become
confused as to his motives and some of the facts. Those in close touch with the
affair incline to believe that in the prevailing noise and confusion his men
for a time were out of hand, and also that he considered there was some danger
of attack. The truth can now never be known, but as it was on his own evidence that General Dyer was judged and as it
might have established a precedent, his account will be accepted as correct.
Subsequent to these events no further
collisions with Government forces occurred at
The news of General Dyer's action, however,
created a wide impression and soon gave rise to controversy the echoes of which
have not yet died down. On the one side he was condemned as a murderer and a
brutal soldier, and on the other he was hailed as the saviour of
how far, if at all, General Dyer violated the
principles which should guide officers in similar circumstances but it is of
interest and instructive to attempt to analyse the motives of his action and
mental processes.
Before the Committee of Investigation General
Dyer gave his evidence frankly and made no attempt to excuse his action. He
made it quite clear that he considered that the meeting was held at the
Jallinawala Bagh in deliberate defiance of Government, and after due warning of
the consequences of such defiance had been given. Moreover, that he had formed
the opinion from events in other parts of
There can be little doubt that General Dyer
had formed an extreme and positive opinion on the general situation and that
his action was the result of his views on the general rather than the
necessities of the immediate local situation. It is characteristic of the man
that his action appears to have been guided
by his individual views, and it would seem that he
consulted no other opinion. It is fair to admit, however, that large parts of
India were actually in a highly inflammable condition and that many well
qualified to judge shared his views on the dangers of the situation and held
that repetition of atrocities such as those that had been committed at Amritsar
could be checked only by mass punishment of the most drastic nature.
Although his general intention is clear, it
is open to doubt how far he meant to carry his action to the extremes he
actually did. It did not come out in his evidence, but it has since been stated
on good authority that General Dyer was horrified when he discovered
subsequently that the crowd were practically unable to disperse when he opened
fire. If this is so it is quite possible that at the moment he may have thought
the failure of the crowd to disperse rapidly was due to a continued attitude of
defiance.
There is general agreement that General
Dyer's evidence was given perfectly honestly, but it must be remembered that it
was given after a considerable lapse of time during which his attitude must
have been subconsciously influenced by the controversy which raged. The support
given to him, coupled with the attacks made by extremists on the other side,
tended to exalt General Dyer into a heroic position which cannot have been
without its effect on the latent element of vanity which exists in everyone.
There is some reason to think that in
consequence his evidence may have exaggerated the ruthlessness of his attitude
and the deliberateness of his action. It must always be a matter of regret that
the whole incident was not investigated by an impartial tribunal.
The Hunter Committee contained members
avowedly hostile, and in many respects the investigation degenerated into the
trial of a prisoner unprotected by the safeguards of formal legal procedure.
Many of the questions put to him would hardly have been allowed in a court of
law. For example, the hypothetical question put to General Dyer whether, if he
had been able to bring his armoured cars into the enclosure, he would have
used' machine-gun fire was evidently designed to induce him to further
incriminate himself. Unfortunately, he did not refuse to answer the question
and his reply in the affirmative strengthened the hostility to him.
Characteristically, General Dyer, although permitted and pressed to employ
legal assistance, refused to take this obviously desirable precaution.
Before commenting on the lessons to be drawn,
from the whole episode at
Police escorting prisoners through the
streets made them go down on "all fours". More unluckily still,
certain houses opening on to the prohibited section of the street had no back
entrance and the occupants had to undergo the indignity when they went out on
their ordinary business, although they were not suspected of being concerned in
the outrages or of taking part in the rioting. When the order had' been in
effect for about a week it was brought to notice, and cancelled by order of the
Punjab Government.
In
It is clear from his letter to the Punjab
Government that Mr. Irving had an accurate appreciation of the situation at
Amritsar, not only of the danger of disturbances but also of the fact that in
the event of a serious outbreak the forces at his disposal would necessarily
have to adopt a purely defensive attitude and that the greater part of the city
must pass out of control. The problem he had to deal with was threefold:
(a) To effect the
arrests of the leaders with the minimum chance of interference, and to provide,
in case of subsequent disturbances, for:
(b) The safety of the European lines.
(c) The maintenance of control within the
city and
protection of the Government offices in it and the railway
station.
In view of the acceptance of his appreciation
by the Punjab Government, there appears to have been some lack of co-ordination
between the decision to arrest the leaders and the decision to reinforce the
garrison. To arrest the leaders before the arrangements for reinforcement had
been fully matured was like poking a stick into a wasps' nest before taking
steps to stupefy the insects. Riot is at all times endemic in
the railway crossings? Surely a task
for infantry.
Mounted troops of any nature as a mobile
reserve and to disperse a mob would have been valuable, but to expect a few
horses, untrained to the police work, to face a mob passively is asking much
from them and they not unnaturally became encumbrances rather than of
assistance. A few mounted orderlies attached to infantry pickets might also
have saved the necessity of the civil officials having to leave threatened
points at critical moments in order to obtain assistance.
The inaction of the police reserve inside the
city has been ascribed to the age and lack of initiative of its Indian
commanders. The unarmed police seem to have vanished at an early stage, but
that seventy armed men should have made no attempt to control rioting
immediately under their eyes or to have prevented the burning of the Town Half
and Post Office buildings, which actually abutted on to the police station,
exalts lack of initiative to an incredible pitch. No disloyalty was insinuated
in the report of the Hunter Committee, and when the police finally took action
they behaved well. In view of the. commonly
alleged lack of initiative among Indian officers in a crisis, it is somewhat
surprising that no British official was placed with them, though three were in
charge of the situation on the railway. Mr. Connor's attempt to get into the
city was obviously belated.
It is not clear what instructions had been
issued to this body of police; they are termed a police reserve-presumably a
reserve to support the unarmed police; but the term rather implies the
intention of issuing orders according to the development of the situation and
may have been a reason for inaction. It would have been easy to fritter away
the small force in an
attempt to maintain control over the whole city, and Mr.
Irving evidently hoped only to maintain order and keep communication open in
the northern part of the city. This may have been well understood, but the
impression left is of an absence of clear instructions.
That, of course, is no excuse for the lack of
initiative shown when communications were cut and there was an obvious and
urgent need of intervention.
The best excuse for the police officers is
that they were confronted with a situation which could probably not have been
dealt with without firing and that the custom forbade the use of 'fire without
the authority of a British officer. The isolation of the purely Indian police
force in a position where the exercise of control was especially called for
must, however, be looked on as a weak point in the dispositions, even making
due allowance for wisdom after the event and lack of knowledge of all the local
conditions.
To turn now to later
events.
The problem General Dyer had to deal with
when he took over command was to prevent further disorder, to bring the guilty
to justice and to restore normal civil control within the area of his command.
He was well on his way to a solution when
unfortunately he decided to enlarge the scope of the problem to include what
lay outside his province. The main questions which arise are:
(a) Was General Dyer justified in opening
fire at the Jallianwala Bagh without giving specific warning to the crowd in
addition to the general warning conveyed by his proclamation? In principle, he
was not. Fire without specific warning is only justified when
the mob is actively endangering life or property. Even
when actively defying authority, as occurred previously in the attempt to force
the railway crossings, they should if possible be warned before fire is opened.
(b) Was he justified in continuing to fire when the crowd was attempting to
disperse?
Clearly prolonged firing violated the principle
that the minimum amount of force only should be used. There is, however, the
possibility that General Dyer misunderstood the attitude of the crowd owing to
the difficulty of dispersion, although his evidence did not suggest that he
feared attack.
(c) Was the motive which General Dyer claimed
in his evidence inspired his action, that is of
inflicting a lesson which would affect the situation in the whole Punjab,
perhaps through all
It clearly was not. His business in the
absence of other orders was to deal with the situation of which he had been
placed in charge. It would produce an impossible state of affairs if every
subordinate officer adopted a similar attitude. The ground would be cut from
under the feet of higher authority and any consistent policy would be out of
the question. Quite apart from divergence of individual opinion, the amount of
information obtainable by subordinate officers must be limited. If exceptionally
drastic action is necessary to produce a widespread impression, then higher
authority must order it. Subordinates cannot be allowed to dictate policy.
Acceptance of General Dyer's motives as a justification for his action would
have established a precedent not merely
dangerous but one which would have enormously increased the
burden of responsibility on subordinate officers in the future.
It would appear that General Dyer's motives
were based on his own judgment of the situation and not on the consensus of
opinion of those round him. In this he appears to have departed from the
general rule that the military commander called in to replace the civil power
should make the utmost use of the knowledge and judgment of the civil authority
he replaces. Decisions must rest with him, but consultation and co-operation
are necessary to provide the data on which decisions are based. Firm measures
to restore order are essential, but the situation must be desperate indeed
before drastic punitive action can justifiably be initiated on the judgment of
a single individual.
The "Crawling Order" for which
General Dyer was held responsible was apparently due to the misapplication of a
hasty remark of his, added as a rider to his original order. At the same
period, however, at other places certain "fancy punishments" (as they
were called by the Hunter Committee) were instituted or employed by junior
officers. Most of such punishments were designed to cause humiliation and had
the effect of leaving much bitterness behind them. For that reason "fancy
punishments" are undesirable expedients; at best they can only be
justified by success and when carefully devised to meet a real need. Experience
has shown that if employed at all, as may sometimes be necessary to avoid
arresting and imprisoning unwieldy numbers, they should be clearly defined by
responsible authority and recorded when imposed. In the all-important interests
of discip-
line their invention and infliction by subordinates,
however trivial the punishments in themselves may be, must be strictly
prohibited.
The
64
carrying out important military duties is at all times
exposed. There is nothing in the case which should make an officer hesitate to
act with necessary firmness within the limitations imposed by principles which
have become traditional in the Army.
CHAPTER
IV
THE widespread outbreak of disorder in
But with
Two causes contributed to the outbreak.
First, the circumstances under which the protectorate had been declared,
coupled with the concessions made to the racial ideals of small nations in
post-war settlements, awakened the ambition of the Nationalist Party in
ready to listen to the propaganda of the Nationalist Party.
As regards the first of these causes, it may
be admitted that the declaration of the protectorate in December 1914 was to
some extent a war measure, necessary to define the position of the Egyptians
and the nature of the British occupation of the country during the course of
the war. An acknowledgment of Egypt's independence of Turkey would have enabled
her to adopt an attitude of neutrality, compromising the position of
belligerent troops in the country; while to have allowed Turkish suzerainty to
continue would have placed the Egyptians in an equally false position as enemy
subjects. Nevertheless,
"His Britannic
Majesty's Secretary of State for Foreign Affairs gives notice that in view of
the state of war arising out of the action of
"The suzerainty
of
The Egyptian Nationalists, on the other hand,
claimed that the protectorate was purely a device to relieve an anomalous
situation during the war, and this claim, perhaps naturally, was pressed with
increasing vigour when it was seen that other races released from Turkish
domination would receive
recognition as independent nations in the final settlement after
the war.
The proclamation of
the protectorate was accompanied by an assurance that
aggrieved. Again, a promise was made that after the war he
would be given an opportunity of buying back at a cheap rate camels and donkeys
requisitioned from him, but they were often sold off in
Labour, produce and animals had generally to
be requisitioned through village headmen or other local officials, and there
was not a sufficient supply of British officers to ensure that requisitions
were fairly distributed or payment made. individually.
Money was often extorted from those who could afford to buy themselves off,
with a consequence that too large a proportion of the demands was made on the poorest men.
The village authorities naturally attempted
to shift the odium on to British shoulders, and a story which rings true is
told of a village Omdah who devised an ingenious plan of earning merit and cash
for himself at the expense of British reputation. He gave out that the British
recruiting sergeant demanded fifty piastres from every man enlisted, but that
the sergeant had agreed to accept thirty piastres if the Omdah would collect
the money and pay it in a lump sum. The sergeant naturally got nothing but
curses while the Omdah was blessed and kept the money. For such causes and
others connected with the rise in the cost of living at the beginning of 1919,
discontent was rife among the masses; and though no doubt in time, as good and
sympathetic government was re-established, grievances would have been
forgotten, political agitation for independence became acute before discontent
and the anti-British feeling it gave rise to could die down.
The immediate signal for the intensification
of agitation was the somewhat brusque refusal to allow a deputation of the
Nationalists, headed by Zaghlul Pasha, to proceed to
The first riot resulting in serious loss of
life occurred at
On 17th March disorder in the Fayum became
acute, and an encounter took place near Medinet between Bedouins and Egyptian
police. These had to be reinforced by light armoured cars before the Bedouins
fled. On the following day Bedouins and

70
other rabble armed with guns and knives, in a mob estimated
as 4000 strong, attacked the railway station at Medinet and also two houses in
which some 200 Europeans had collected. The mob was, however, successfully
counter-attacked and driven off with heavy casualties by some 150 men of the
46th Punjabis who had been sent to garrison the town.
On 18th March eight British and Dominion
officers were murdered, in circumstances of particular brutality, when they
were travelling unarmed by the railway from Assiut to
On 23rd March an organised attack was made,
by a large mob armed in part with rifles, on a party of Europeans marooned at
Assiut. Here again a detachment of the 46th Punjabis saved the 'situation,
beating off the attack and overcoming an attempted outbreak in the native
prison. The arrival of a relief column on its way to Assuan,
and some air action, prevented renewal of the attacks. In other places
the insurrectionary movement took a less violent form, but attempts were made
to set up local Soviets in the name of the "Free Egyptian
Government". These Soviets announced that they were prepared to maintain
order, and carry on government, provided no British troops approached; and in
some cases they began to collect taxes.
These various outbreaks were, of course,
additional
to the widespread symptoms of disorder, such as sabotage
committed by small parties, and general flouting of authority and disobedience
of orders. They represented the more extreme cases, where the mob or local
leaders got beyond control and indicated what was likely to occur with
increasing frequency if control was not quickly re-established.
How far the outbreak was the result of a
definitely planned attempt to upset British rule is uncertain. If it was, the
plan matured prematurely in consequence of political events before the country
was denuded of troops. It is more probable that the outbreak took a violent
form beyond the expectations of the political agitators and beyond their power
to control it owing to the prevailing discontent. Fortunately when the outbreak
started, in
In Lower Egypt the greater portion
of the troops were in the Canal zone from
and rioters occurred at several of the main stations on
the lines, and it may be said that the whole of the Delta province, except
where there were detachments of troops, was completely out of control, the
large town of
Such was the situation General. Bulfin was
called on to meet when, on 12th March, Lord Allenby's departure for
Reports from
Proceeding farther, General Bulfin found that
the railway and telegraph lines had been cut, and to enable him to complete his
journey it was necessary to order an aeroplane from
These experiences must have given General
Bulfin an appreciation of the violent temper of the people, and on arrival in
On the one hand there were indications that
the rioters were acting with the definite idea of isolating
The Nationalist leaders no doubt counted on
food riots occurring in
The other danger lay at outlying stations
where garrisons were weak or non-existent. The situation at Assiut,
When these immediate dangers had been met,
there remained the further task of restoring order throughout the country. As
usual, measures to make the situation secure, followed by counter measures to
restore normal conditions, were required.
General Bulfin's plan fell into four phases.
First, to restore immediately communications between
established, he proposed to move out eighteen flying columns to
clear the country in the neighbourhood of the main railway lines, restoring
order and reestablishing civil government.
Superimposed on this general plan, which had
as its primary object the re-establishment and maintenance of communications,
early steps were required to secure control over the Fayum. The Fayum is a
curious area some 7500 square miles in extent, lying thirty-five miles
south-south-west of
Although disorder was in general confined to
the large towns and agricultural areas, General Bulfin had to consider the
danger of a fanatical outbreak among the Bedouins; and to watch their movements
he placed bombing squadrons of the Royal Air Force
at the strategic centres,
To carry out this far-reaching plan it was
evident that large numbers of troops would be required. The men were there, but
many had handed in their arms and equipment and were scattered in the
demobilisation centres. Mounted troops were especially needed for the projected
operations, but it was not so easy to bring men and horses together. In units,
which had begun to demobilise, horses might be in one camp, men in a second,
and saddlery in a third. Even when units had been re-assembled and equipped,
broken railway lines necessitated considerable marches to bring them to where
they were required. Time was clearly needed to get the plan into full
operation, its length depending on the progress made with the re-establishment
of communications.
The check in the arrangements for
demobilisation must have come as a heavy blow to troops anxious to get home;
and it would not have been surprising if they had shown temper in dealing with
the people who were the cause of the delay. The war-time Soldier, however,
accepted the situation with all the philosophy and good temper which one has
learnt to expect from his professional prototype. The Egyptians were not made
to suffer and orders were loyally carried out. It is true that a proposal to
increase the number of mounted troops, by turning heavy artillery-men into
improvised cavalry, had to be abandoned; the men, though quite willing to be
employed so long as they walked, protesting that they had not learnt to ride,
and expressing unwillingness to face a new risk for
which they had not been trained. This, however, was a minor
incident, and an objection sufficiently understandable to be received with some
sympathy and amusement.
While waiting for his arrangements to take
shape, General Bulfin attempted to persuade the Egyptian ex-Ministers and
leaders of the Nationalists to use their influence to calm the people. In this
he had little or no success, for although the leaders had begun to realise the
harm they had done, and the extent of the risks to which they had exposed many
innocent people, yet they had not the moral courage to alter their attitude
materially. Even a proclamation which they drafted, and proposed should be
dropped by aeroplane in towns and villages, was more in the nature of
propaganda than a sincere appeal for the restoration of order.
The preliminary measures which had been taken
to ensure the security of threatened points worked out according to plan. The
small detachment of Punjab is in the Fayum inflicted a severe defeat on the
rebels; Brigadier General Huddleston's river column gave timely assistance at
Assiut, where on the 27th March he also got in touch with troops sent north
from the Sudan; communications from Cairo, to Alexandria and the Canal zone,
were made safe and Cairo itself soon regained its normal condition. There
remained still the final task of re-establishing civil government throughout
the country and of making such a display of force as would bring conviction
that conflict with the Government was hopeless. Pending the return of Lord
Allenby on 25th March, General Bulfin had elaborated his scheme for effect-
ing this, and Lord Allenby approved it on his arrival.
The plan provided for the subdivision of the country into seven areas, each
under the command of a general officer who would be given sufficient troops to
bring to punishment those concerned in the disorders and to re-establish civil
control.
In the case of
visiting villages, interviewing their Omdahs, and holding
summary courts; all arrests being carried out by the police. The troops lived
as far as possible on the country and their passage was marked by the
reestablishment of civil authority.
In the case of
In the towns on the Canal military protection
was given to the European quarters and to the various points of primary
importance, such as dock entrances, water-works and electric light and power
stations.
The Fayum, and the country between Wasta and
communications, bases for operations were successively, instead of
simultaneously, occupied.
On 5th April the operation of clearing up
along the line of the Southern Railway commenced. MajorGeneral Sir J. Shea,
with a strong mobile column consisting of a regiment of cavalry, a brigade of
infantry and other attached units, moved south from Wasta and reached Assiut on
the 11th, arresting and trying rebels and re-establishing civil government as
he went.
In less than a month from the commencement of
the outbreak it may be said that order had been completely restored throughout
With the exception of those cases in which a
definite attack which had to be repelled was made, there was little loss of
life. No steps in the nature of vindictive or oppressive punitive measures were
taken, and the troops showed admirable restraint.
Their conduct furthered the clear-cut policy
which was adopted of avoiding anything likely to leave a permanent feeling of
bitterness among the people. Firm rapid action and the presence of an adequate
number of troops had made these results possible.
The troubles that were still to come in
This chapter has shown a war-time army
suddenly diverted to police duties. Y et the
principles which
guide our normal peace-time army, when it is called on to
re-establish order, held good in almost every respect.
Although martial law was still in force,
there was no high-handed action or quick resort to shooting, which might have
been expected from troops accustomed to the battle-field and still carrying
ammunition as normal procedure. Under the conditions existing there was a real
danger of troops resorting to unauthorised reprisals, as Soldiers had been murdered,
and it was almost impossible to identify the murderers.
Not only may reprisals lead to destruction of
lives and property of the innocent; they are a highly infectious form of
indiscipline and to avoid this calls for watchfulness
and tact in handling troops. In extreme cases it may be necessary to order
something in the nature of reprisals, to avoid the danger of the men taking the
law into their own hands, with consequent excesses. An incident which was
currently believed, though its historical accuracy cannot be vouched for, may
be quoted as an example of the extreme cases which may require handling.
A Soldier of a Dominion detachment was
murdered, and as there was no chance of bringing the guilty to justice the
other men were determined to take their revenge on the
village implicated. Knowing that his men were set on obtaining satisfaction,
the officer in charge accepted the responsibility of taking a course which,
while in the nature of a compromise, avoided the danger of serious excesses.
His action took the form of rounding up the village and administering a
flogging to all its male inhabitants of a responsible age.
Rough justice of this sort may have
occasionally
been used, but, on the whole, such cases, even if they occurred,
were exceptional and the principles of avoiding unnecessary use of force and of
all action likely to cause permanent bitterness were carefully observed. In
dealings with the people the fullest use was made of civil authorities and of
the police; and the aim of restoring civil control as quickly as possible, and
as opportunities offered, was adhered to.
When our Army is at its peace strength and
widespread disorder occurs, it is generally impossible to make a sufficient
number of troops available to deal with all areas affected simultaneously.
Consequently, areas must be treated successively and there is always a danger
of fresh outbreaks as troops are withdrawn, or in areas not yet taken in hand.
This necessitates the retention of a strong reserve which further reduces the
force actively employed in restoring order. The fact that General Bulfin was
not short of men enabled him to take simultaneous action all over the country
and also to dispense with a strong central reserve;
though no doubt in each area the responsible commander saw
to it that he had an adequate local reserve.
Except in so far as he was able, through the
strength of his force, to operate simultaneously in the various areas into
which he had divided the country, General Bulfin's plans followed normal lines.
Security first, followed by firm and rapid counter action.
The Army, especially officers of the Staff
and Departmental services, may well take note of the extent to which war-time
grievances were responsible for the extent of disaffection which existed in
after the interests of their men than for
getting work out of them; to the same extent, in fact, as officers of combatant
units. Where it was possible to find officers with a
knowledge of and sympathy for Egyptians employed, work was better done,
and generally some way of avoiding, or making amends for, breaches of promises
could be found.
CHAPTER
V
THE
MOPLAH REBELLION, 1921
THE telegraphic correspondence dealing with
the Moplah rising was published for the information of Parliament. The first
telegram in the series runs:
From Viceroy, 22nd August 1921
"Following from
"District
Magistrate at Malabar, in making arrests under Moplah Outrages Act of dangerous
leaders, was assisted by troops and police, who have been heavily attacked at
Tirurangadi by armed bodies of Moplahs, Up to the present reported casualties
are: An officer of the Leinster Regt., and an assistant Superintendent of the
Police and 'two constables missing. Post offices at Parapandi and Tanur
attacked and looted, also railway stations at Parapandi and Kadalundi.
Arrangements to send reinforcements made with General Officer Commanding.
Apparently detachment of Leinster Regt. at Malapuram are
on defensive with communications cut, also troops and police at
Tirurangadi."
The next telegram, two days later, gives
further communications from
83

84
The "situation is beyond civil control
and asks that the military should therefore now take charge". The Madras
Government states that,
"the reports received satisfy us that there is a state of
open rebellion, and that in the Ponnani, Walluvanad and Ernad taluks Martial
Law should be established. We consider the conditions now correspond to the
state of affairs described in Martial Law Manual and that regular measures
should be taken as contemplated in 'that Manual. We accordingly suggest that
Governor General introduces Martial Law by ordinance."
These
telegrams give a pretty good idea of the circumstances in which the military
authorities find the "baby" suddenly passed to them. Let us examine
the nature of the "baby"; in this case a distinctly obstreperous
child.
Malabar is a district on the coast of the
Madras Presidency lying between the western slopes of the
Along the coast there is a narrow strip of
sandy plain, but inland the country rises to the east in successive steps of
low hills, interspersed with paddy flats fringed with coconut gardens, till the
spurs and deep ravines of the main escarpment are reached on the eastern
borders of the district. Here the jungle and forests become dense and the
country difficult; in most parts uninhabited. The rainfall is very heavy as the
mountains, which average 5000 feet on the eastern boundary and rise ih places
to over 8000 feet, catch the South-West Monsoon.
In general, then, the physical conditions made
it an exceedingly difficult arena in which to wage guerrilla
warfare, providing ample cover and numerous places of refuge
for rebel bands. The climate, very hot and stuffy, was at its worst when the
rebellion broke out, and heavy rains, amounting at times to ten inches a day,
added to the difficulties and discomforts of the Government troops. Being a
backward area, roads were for the most part little more than country tracks
adapted only to the normal requirements of the people, with a consequence that
bridges could not be relied on to bear even light lorries, much less armoured
cars, a factor which gave rise to many difficulties in planning surprise
movements, and necessitated careful reconnaissance or very reliable
intelligence concerning routes to be followed.
The Malabar district is divided into nine
taluks, of which Ernad and Wallavanad in Southern Malabar, to the east and
south-east of the
Out of a population of a little over three
million in the district, nearly one million are Mahomedans; and these are
practically all "Mapillas" or Moplahs, a people which owes its origin
to Arab traders and sailors taking to themselves women of the country,
presumably on a temporary basis in most cases, as the name "Mapilla",
signifying "mother's son", seems to indicate. Malabar has an ancient
and important commercial connection with
a high price in proportion to its bulk, and therefore
attracted Arab traders distinguished for their adventurous seamenship.
Naturally the native potentates did all in their power to encourage these
traders, and, as a permanent community came into existence, lowcaste Hindus saw
in conversion to Mahomedanism an escape from caste restrictions. Converts were
welcomed and the new community increased rapidly, partly through this cause and
partly due to the virility of the Arab stock. Owing to their origin the Moplahs
are of varying racial type; near the coasts signs of Arab ancestry are more
apparent, whereas inland many appear to be of nearly pure Indian descent. All,
however, both in their manner of dress and characteristics, are easily
distinguishable from the Hindu population.
The Moplahs are described to be as a rule
frugal, industrious and enterprising. They excel the ordinary Hindu in heavy
manual labour and become efficient in crafts requiring both strength and skill.
They take readily to trade and most of the trade of Malabar is conducted by
them. Still, the great majority of the Moplahs are poor. In the interior of the
country they are cultivators either working on the estates of large landowners,
or on leaseholds, where they do much pioneering work,
bringing more land under cultivation from the jungle. As, however, the customs
of inheritance provide for distribution of property to all members of the
family, invariably large, accumulated wealth is soon dispersed. The system of
land tenure in Malabar is also unfavourable to the Moplahs acquiring land of
their own and with it the sense of responsibility which a definite stake in the
country brings. All land in Mala-
bar is supposed to belong to the chief landlords called
Jemmies, who are as a rule Nambudiri Brahmins. In their case a strict law of
primogeniture holds; the eldest son only may contract a legal marriage, so
property passes from father to eldest son and tends continually to grow, as it
is the traditional custom for the N ambudiris to buy land when possible but
never to sell it. The Nambudiris let out their land on twelve-year leases
called Kanams. The tenant (Kanamdar) has a right to compensation for
improvement if his lease is not renewed; but on the other hand his rent may be
raised at each renewal. Leases are generally renewed and a refusal to renew is
bitterly resented. The J emmies are easy-going landlords as a whole, but the
uncertainty of conditions makes for agrarian discontent among the Moplahs and
throughout those Hindu castes which provide the tenantry.
The Moplahs are not only a poor people but
are educationally backward to an extent exceptional even in
Since British rule was established there have
been
thirty-five serious Moplah outbreaks, and two special Acts
are in force designed to provide for disarming and levying fines on Moplah
villages when outrages occur.
Their extreme fanaticism has also imposed a
bar to the enlistment of Moplahs in considerable numbers for the Army, though
their courage and physical efficiency would otherwise make them good fighting
material. The pressing necessities of the war led, however, to the relaxation
of the bar, and demobilised men who had acquired some military training added
to the formidable character of the people. The political conditions in 1921 all
tended to produce a Moplah outbreak of a novel and widespread character.
Previous outbreaks had generally been spasmodic and local, arising
spontaneously over some religious dispute, usually through the desire of a
recent convert to revert to Hinduism. Outrages of communal origin awoke
fanaticism which turned every non-Moslem into an enemy to be destroyed;
but such disturbances did not imply an attempt to upset
Government.
In 1921 things were different. The Moplahs,
as devoted members of the Sunni sect of Moslemism, listened to the propaganda
of the Khilafat movement, then in close alliance with the Congress Swaraj and
non-co-operation agitation. The doctrines preached were: (I) that the Hindus
and Mahomedans should unite to paralyse the "Satanic" Government of
India and thus achieve Swaraj; (2) that the Government of India was the enemy
of Islam; (3) that nevertheless both Hindus and Mahomedans should exercise the
virtue of non-violence in striving for their ideals.
These doctrines were eagerly accepted by all
but
the most sober-minded and enlightened of the religious
leaders and teachers of the Moplahs. A few held that rebellion against
constituted authority was contrary to religion; but on the other hand to the
more extreme leaders and to the people themselves the doctrine of non-violence
was an insignificant and hardly understood part of the programme.
At conferences held in April 1920 in Ernad,
and in Wallavanad in April 1921, inflammatory speeches were made and
resolutions passed in support of the Khilafat in spite of the opposition of a
small minority.
Some of the principal agitators in the
movement were not allowed to enter Malabar, but their meetings in other
districts in
Parties especially began to assemble at
Tirurangadi where there was a mosque with a far-reaching reputation for
holiness, and special political associations with an outbreak which occurred in
1894. Incidents occurred in which armed crowds not only committed illegal acts
but defied the police and prevented them from carrying out arrests. In each
case it was evident that the mob was not only armed but was working on an
organised plan.
The District Magistrate therefore decided
that
action must be taken against the leaders of the movement
under the Moplah Outrages Act, and thus brought matters to a head. Obtaining a
small reinforcement for his police by calling on the detachment of the Leinster
Regiment stationed in Malabar,* the magistrate planned a raid to arrest certain
leaders believed to be assembled at Tirurangadi. The raid was carried out in
the early hours of 20th August, and although as a surprise it succeeded, only
three wanted men were found. Search of the town was continued till 10 A.M. when
the main body was withdrawn to the collector's Court House with a view to
visiting another village later in the day, some twenty-five police only being
left to continue the search. Up to this point the town had been quiet, and
though it had been necessary to enter mosques, often used by Moplahs as
hiding-places, the search was carried out with due regard to religious
susceptibilities; only policemen, themselves Moplahs, entered the building
after removing their shoes. Reports were subsequently spread by agitators that
mosques had been violated; but this was clearly propaganda, and the search of
the mosques, quite legitimate if properly carried out, was in no way the cause
of the rioting which followed later in the day.
So far nothing abnormal had occurred, but a
little before noon news was received that a large crowd of Moplahs was
approaching from the railway line (i.e. from the west), and the District
Magistrate took a party of police supported by troops out to meet and disperse
it, leaving a platoon of Leinsters to guard the
*This detachment normally
consisted of one company at
Court House. A collision between the police and the mob occurred,
the police charging with fixed bayonets as the crowd continued to advance when called on to disperse. The police were me~ with sticks, and in self defence unordered firing began, producing some casualties. This caused the crowd to yield a little and the police were able to push it back and effect
some forty arrests. Returning with his prisoners about 3 P.M. the magistrate
learnt that the police party in the town had been driven in and the party at
the Court House had been attacked by a large mob coming from the east.
This attack had been driven off by Lewis gun
and rifle fire, but a police officer and a subaltern of the Leinsters had
fallen into the hands of the rioters, apparently when attempting to parley with
the mob to induce them to disperse, and a Royal Army Medical Corps officer had
assumed command. The mutilated bodies of the murdered officers were shortly
afterwards discovered close to the camp.
It was evident that the little column could
make no further movement that day and it took defensive measures for the night,
as large crowds were reported to be in the town. The night passed quietly but
reports were received at 7 P.M. that stations on the railway had been sacked
and the line cut. The country was evidently "up" and the magistrate
handed over the situation to the officer commanding the troops, as it had
passed beyond civil control. How to get the raiding detachment back safely to
had become a matter of anxiety; the police and volunteer
detachments which formed its sole protection, in the absence of the column,
were quite inadequate to deal with a mob invading it from the country round.
In view of these considerations the column
started on its return march the following morning, the 21st, making west
towards the railway line, and during the first three miles it had to beat off
attacks delivered from all sides. On arrival at the railway, the line was found
to be cut in various places, evidently with a view to isolating the column,
which had in consequence to continue to march towards
This then was how the situation indicated by
the telegrams quoted at the opening of this chapter arose.
The military authority directly responsible
for taking over control and restoring order was Major-General Sir J.
Burnett-Stuart, the G.O.C. Madras District, with headquarters at
General Burnett-Stuart had under his command:
I British cavalry regiment, I brigade of Field
Artillery, 2 British and 7 Indian battalions (including I battalion of
Pioneers), and I Company Madras Sappers and Miners.
A small proportion only of these units could
be made available. Reorganisation of the Indian Army was in progress, and in
many directions the after effects of the war were still felt. The Indian
battalions were all either in process of demobilisation, on furlough after
return from overseas, or reorganising as training battalions; moreover, in the
prevailing unrest, other parts of the Madras district could not be entirely
denuded of troops. Obviously, too, there could be little scope for the
employment of either cavalry or artillery under the conditions likely to be
encountered. The area to be dealt with in Malabar was not large and the
inhabitants were not provided with firearms, so it was fair to assume that
normal measures would suffice. In any case, the interruptions of railway
communications prohibited the employment at first of large forces. On all
counts, therefore, it was neither practicable nor obviously desirable to employ
larger numbers than were actually despatched to restore the situation.
The G.O.C. received the call
for assistance on the 21st, and at once ordered the 2nd Bn. Dorset Regiment,
followed by a squadron of the Queen's Bays* and a section of artillery, to move
to Podanur where
* This
squadron was not actually made use of
the force concentrated on 23rd, under the command of
Colonel Humphreys, Leinster Regiment. Podanur was selected as a base in the
first instance, as it was necessary to repair the railway line before a further
advance or active operations could be undertaken. As, however, a patrol train,
sent out from Podanur on the 22nd, found the line clear as far as Shoranur,
troop trains were pushed on to that point on the 23rd, dropping a few
detachments for protection of dangerous points on the way. Reassuring news was
received as regards the situation at
Meanwhile the detachment at
Working southwards, progress was made with
the repair of the railway, and a column was organised to attempt the relief of
Malapuram from the north. The arrival of H.M.S. Camus on the 25th and a march
of 90 naval ratings through the streets, made the local situation sufficiently
secure to enable this column to start the same day. On the 26th it met with
determined resistance, and after a regular battle lasting five hours, in which
the rebels suffered some 400 casualties, it succeeded in relieving Malapuram
and in joining hands with the Kuttippuram column that day.
This early resumption of offensive action by
the small and isolated detachment at
that a defensive attitude was still necessary. Captain
McEnroy, however, accepted responsibility, not only for leaving the town
somewhat weakly guarded, but also for undertaking to force his way with about
100 men for a distance of thirty miles through a difficult country swarming
with fanatical rebels. He correctly appreciated the danger of inaction, which
would not only have given the rebels encouragement but entailed the risk of exposing the little party at Malapuram to attack by overwhelming numbers. His advance naturally diverted the attention of the rebels from that objective and
established a sense of the moral superiority of Government which a defensive
attitude would have shaken. The relief of Malapuram may be said to mark the end
of the first defensive stage of the operations.
Planters and other
Europeans whose lives had been in danger had either been murdered, or made good
their escape, some of them with the greatest difficulty. There was plenty of mischief still for the Moplahs to
do, by destroying Government property, such as buildings, telegraph lines and
bridges, and even more, by directing their fanaticism against the Hindu
population. This action opened the eyes of some of the Congress leaders to the
dangers of Swaraj, and showed a possible result of their agitation which they
had overlooked; so much so, that the agitators found it advisable to insinuate
that the rising had been engineered by the Indian Government in order to
introduce discord into Congress Khilafat alliance.
The Hindu population had to suffer heavily;
many were murdered and much property looted or destroyed. People escaped from
their houses leaving their crops neglected or at the mercy of the rebels.
Even worse, the Moplahs had embarked on a
definite campaign of forcible conversion, the effect of which would not
terminate with the suppression of the rebellion. Readmission to Hinduism
entailed many penalties, and readmission into the castes to which the victims
belonged was still more difficult. Moreover, the Hindu who, after conversion,
reverted to Hinduism stood in daily terror of his life. To the Mahomedan he
became an apostate whom it was a sacred duty to kill.
Clearly a strong and rapid counter-offensive
to suppress the rebellion and re-establish order was necessary. The rebels had
declared that Swaraj had been established, and proclaimed one Ali Musaliar, as
Raja of the Ernad and
On the 27th, although the railway line had
not yet been restored throughout and he was forced to walk some miles, Colonel
Humphreys succeeded in reaching
Ali Musaliar had established his headquarters
at Tirurangadi and his early capture was the obvious objective. Columns from
Malapuram on the east and Tirur on the south converged on Tirurangadi, and in
the early morning of the 30th joined hands at the town where the rebels took
refuge in the mosque. On account of its holiness it was not considered
advisable to attack the mosque, but it was surrounded and blockaded. The
Moplahs sniped the troops from the mosque during the
day, and at night a small party made a sortie, rushing a post and killing one man
of the
self a Moplah, the whole party, including Ali Musaliar,
surrendered. This highly successful
operation broke the centre of the rebellion, but in doing so eliminated the
chief military objective. The Moplahs became henceforth roving bands of
marauders of varying and ever fluctuating size. Conditions of guerrilla
warfare set in, which, at all times when the enemy is determined, take long to
bring to an end. In this case there was no doubt about the determination of the
Moplahs, although their object was rather to prove the impotence of Government
than to harass its forces, with whom they endeavoured to avoid collision; and
in this the characteristics of the terrain gave them every assistance.
Fortunately for the troops, so far as it was a question of casualties, the
Moplahs had few firearms-only those weapons looted from European or Jemmies'
houses; for the most part they carried swords or war knives only.- That the capture of Ali Musaliar by no means meant the
end of the rebellion was fully realised, but perhaps there was some
overoptimism as to the number of troops required to complete the task. There
had been a proposal to reinforce the
This decision should, however, not be
ascribed solely to over-optimism; it was arguable that an overpowering number
of troops might merely drive the rebellion underground, and in the absence of a
definite objective, it was not clear what troops should do if the rebels
remained inactive. Large numbers of troops could not permanently be kept in the
district, and on their withdrawal outbreaks would probably recur if the spirit
of the rebellion were not effectively broken.
In the absence of definite objectives there
remained the alternative of "trailing a coat", i.e. of employing
parties of troops strong enough to hold their own but small enough to tempt the
rebels to offer opposition. To induce an enemy to show fight in order to
inflict on him serious losses has been a well-established gambit in
How far the gambit either consciously or
subconsciously influenced the decision of the military authorities in this case
I do not know, but it is a point of view which requires consideration. The
Moplahs, however, showed little disposition to engage Government troops
seriously, and preferred to confine their activities to sabotage and outrages
directed against the Hindu population. In order to grasp more clearly the
reasons which led to an unexpected prolongation of subsequent operations it may
be well to consider some of the characteristics of guerrilla warfare. Guerrilla
warfare seldom starts fully organised as such; it results from the conviction,
generally after defeat, that combat in standup conflicts is no longer possible.
In the opening phases, guerrillas are often hampered by excessive numbers which
cannot easily evade regular troops, and many of the men are not wholeheartedly
disposed to continue the contest. Questions of supply are difficult: leaders
with a special flair for the business in hand have not yet established
reputations, and it is not yet known who, among those not actively engaged, can
be trusted not to betray the cause. The methods, limitations and vulnerable
points of the regular troops have not yet been learnt; in fact, the whole
technique of guerrilla warfare has still to be developed.
It is in this early phase that the regular
troops have
100
an opportunity of forcing a decision, but tardiness in
providing sufficient numbers and hesitation in applying martial law may lead to
the loss of the opportunity.
To
achieve rapid success, operations must be relentlessly carried out, great activity shown, and the military authority must have powers to deal with noncombatants abetting the guerrillas. Equally important is it that rebels, especially rebel leaders, should be tried and sentenced by summary courts, preferably military, in order to intensify the shock produced by capture. Delays entailed by trials under normal civil procedure deaden the shock, and belated punishments have little moral effect. In reviewing the Moplah rebellion after the event it was generally admitted by both civil and military authorities that if the case of Ali Musaliar had been disposed of in a few days instead of, as actually happened, after months of delay, much of the subsequent trouble would have been avoided.
Numbers are required to make the pressure
exercised sufficiently widespread to increase the difficulty of evasion.
Over-optimism at this stage is common, as surrenders in considerable numbers
are likely to occur, and the natural proneness of regular troops to despise
their guerrilla enemies leads to neglect of precautions. If, however, the
guerrillas do not throw up the sponge, there will probably be a recrudescence
of trouble marking a new phase. The fighters will have shed their faint-hearted
brethren, become more mobile and made good many of their original weaknesses;
in fact, will have acquired the technique of guerrilla warfare.
This
second phase, if there has been over-confidence on the part of the regular
troops, is liable to be
introduced by regrettable incidents, which on one
hand give fresh heart to the rebels and on the other necessitate belated
reinforcement of the Government forces and the tightening-up of repressive
measures.
In the
final phase we find the guerrilla bands steadily decreasing in strength, but
composed of desperate men. Evasion is easier and mobility is increased. The
task of the regular troops is increasingly difficult even if the danger of
serious regrettable incidents has gone. It is not unusual at this stage for
public opinion to show impatience, which does not make the lot of the soldier
any easier. The use of a large and expensive steam-hammer to crush a very small
stone is taken as a sign of inefficiency. A few determined guerrillas have
occasionally won surprising concessions from a Government anxious under the
circumstances to end the struggle rather than to lose face by continuing it
with such unequal expenditure of effort.
The moral to be drawn is that neither the
troops nor the Government should ever, from over-optimism, relax their efforts
in the first phase when the going is good. It is a safe rule that, so long as
guerrilla forces remain in being, they are never more dangerous than when a
lull in operations enables them to mature plans for effecting surprise.
In the case of the Moplah rebellion the
military authorities may have at first underestimated the force required, but
the Government of India must take a considerable share of the responsibility as
it tied the hands of the troops by imposing restrictions on the full exercise
of martial law. When the rebellion first broke out, and the civil authorities
handed over control to the military, the
Government at once considered the question of
proclaiming martial law in the area affected. A proposal that the de facto
state of martial law which had come into being should be allowed to continue
was rejected and it was decided that, in order to regularise the position and
to indemnify military and civil authorities, martial law must be proclaimed.
But the Government of India had only recently had to face the controversy and
political propaganda inspired by the
The martial law ordinance which was
published, in consequence, contained certain provisos to the effect that
summary courts should be conducted by civilians, that prisoners might be
represented by counsel and have rights of appeal. In fact, the normal procedure
of civil courts was to be followed as far as possible, supplemented by extra
civil courts for the trial of offences against martial law orders. The military
authorities were permitted to issue martial law orders, but not to go beyond
making arrests for their breach. Their powers stopped short of punishment.
These provisos were to have far-reaching effect, as they hampered the steps
taken by the military to obtain intelligence, to prevent spying, and in other
directions.
They also tended to reduce the moral effect
produced by military action, on the part of the population not actively engaged
in the struggle. It was quite impossible, with the shortage of civil personnel
available and for other reasons, to provide mobile courts to accompany columns.
In consequence all prisoners, suspects and witnesses had to be sent back to
centres
where courts were sitting, and punishments, if inflicted,
came long after they would produce the moral effect required. Experience and
the course of events led to the withdrawal of these provisos at a later stage.
To return now to the narrative, which has been interrupted and to some extent anticipated.
For some days after the capture of Ali
Musaliar no considerable bands of rebels were met with, and columns of troops,
moving about the country, were able to effect a number
of arrests. Good progress was made with repairs to the railway and arrangements
were made for its protection, extra troops being brought into the area for the
purpose.
It was evident, however, that the spirit of
rebellion was unbroken as, after the passage of columns, roads and bridges
which had been repaired were again damaged and outrages of various sorts
continued to occur, although in general the rebels avoided collision with the
troops.
By 12th September it was known that there
were fifteen bands of rebels at large, estimated in all to number about 3000
men, in an area lying some thirty miles east and south-east of
64th Pioneers and the
Suffolk Regiment, the latter carrying out the relief of the Leinsters, due for
a normal change of station.
Attempts to ambush the mobile columns now
became frequent, but the rebels achieved no considerable success and the columns
collected a certain number of prisoners and inflicted casualties. No shortage
of troops was felt and difficulty was chiefly experienced in obtaining accurate
information of the designs and movements of the enemy.
This state of affairs continued for about a
month and the Madras Government, realising that little progress was being
made-in fact, the activity and efficiency of the rebels was increasing-appealed
to the Government of India for a stiffening-up of the measures to be taken for
the suppression of the rebellion. The following extract from a telegram, dated
lIth October, from
"Throughout the
interior of Walla van ad and Ernad taluks, so the Madras Government state,
active war against the British Government is openly being waged by a number of
armed bodies of Moplahs. They estimate that these bodies include from 8000 to
10,000 men whose policy is to avoid open encounter and to lie in ambush and
snipe at the troops. The Madras Government also state that the l\1oplahs have
~ies everywhere, that their information is very much better concerning the
movements of our troops than any information obtainable by our troops, and that
they attack and plunder the houses of Hindus and maltreat the inmates as they
will and are to a great extent masters of the country. More isolated cases of
forcible conversion and looting by wandering bands alone occur outside this
area, but the Moplah popula-
tion is in an uncertain and sullen frame of mind. The
Madras Government therefore urge as being absolutely necessary, systematic
military measures with adequate forces, and, as an inevitable and necessary
corollary to such measures, that means should be provided for the speedy trial
and punishment of those found actively assisting men fighting against H.M.
forces or those taken in arms against troops. The opinion of the chief local
civil officers has been elicited and is to the effect that the absence of all
provision for speedy trial and punishment has materially fortified the rebels
in their resolute defence. They further report that the policy which relegates
to Calicut, with the possibility of further proceedings on appeal, the Moplahs
caught spying or suspected of leading troops into ambush is not understood by
the ordinary Hindu population, which consequently shrinks from rendering any
active assistance to the troops or authorities.
The Madras
Government urge that the proposed summary Courts
Martial are only the appropriate and ordinary accompaniments of such operations
as are now being conducted in Malabar."
The telegram goes on to state that additional
troops had already been despatched to Malabar and that any further
reinforcements required would be sent, that Madras had been recommended to
strengthen the police force in order to occupy areas cleared by the troops,
and, most important, that it had been decided to issue a further martial law
ordinance to meet the views of the Madras Government. This ordinance would
provide that trials for certain categories of offences, especially affecting
operations, "Will be by the military Commander,
or by an officer not being below the rank of field officer who is empowered by
the military Commander in this behalf by writing". These were wise
decisions but belated. The
rebels had acquired confidence and had been given
opportunities of perfecting their organisation.
A general summary of the situation between
27th September and 21st October by the G.O.C. Madras District is interesting.
"The rebels change of tactics from open to guerrilla warfare has
developed steadily and increasing signs of more efficient and intelligent
handling are apparent.
More people become
implicated as rebellion continues. New recruits are brought in by terrorisation
and attraction of loot. Portions of Ponnani and
Reinforcements now began to arrive and were
troops obviously selected as suitable to the nature of the country. By 16th
October a Chin-Kachin battalion and the 2/8th Gurkhas had appeared, to be
followed by 1/39th Garhwalis and 2/9th Gurkhas. The Gurkhas were not long in
displaying their characteristics. On 21st October a detachment was attacked by
some 100
Moplahs. The Gurkhas retaliated with kukris, killing 45 and
capturing some firearms and swords at a cost of three casualties.
Reinforcements enabled operations to be more
actively carried out, and a drive in which several columns co-operated was organised. The results of the" drive" were somewhat disappointing for reasons which will be given later, and it was decided to revert to the policy of
individual operations from various centres, but in greater numbers and strength
than had been possible before the arrival of more troops.
Several sharp encounters resulted, among
others, on 27th October, a column composed of Dorsets, armoured cars and
artillery surrounded a village a few miles west of Malapuram and, meeting
determined opposition in the villag~ and surrounding jungle, inflicted 246
casualties on the rebels.
These measures did not, however, by any means
bring quick and decisive results; the rebellion was now too well organised and
the temper of the rebels at white heat. Some surrenders
took place, but on the other hand there were cases in which those that
surrendered again took the field. The lot of those who rendered assistance to,
or were in sympathy with, the Government became increasingly hard. Still, the
continuous pressure was bound to have effect in the long run. Many engagements
took place in which the rebels lost heavily. The results of operations on a
larger scale by degrees became apparent. By the middle of November surrenders
became more genuine and frequent and the attempts of the determined residue to
hit back had no great success. On 13th November the Moplahs again were to find
that Gurkhas are dangerous to meddle with. A post
held by a company of 2/8th Gurkhas was surprised and
heavily attacked by some 2000 of the rebels, 56 of whom penetrated the post
before the men were properly awake. Severe fighting took place in which the
Gurkhas suffered about 40 casualties, including one British officer and three
other ranks killed. Of the Moplahs, however, 234 were killed, including all
those who had succeeded in penetrating the post.
Although this affair resulted in such heavy
casualties to the rebels it illustrates the danger of any neglect of
precautions in guerrilla warfare. The Gurkhas' post had been established in a
native market-place enclosed by a mud wall nearly five feet high, and it had
been assumed this afforded sufficient protection against a rush. In fact, the
wall was pushed down by sheer weight of numbers, proving again that an obstacle not covered by fire is unreliable.
The garrison, fortunately, was strong, consisting of Battalion B.Q. with four
machine guns and one company.
By the first week in December the final stage
of guerrilla warfare began to develop. Increasing pressure and surrenders had
broken up the larger bands, and the smaller bands tended to seek refuge in the
hills, from which they moved out from time to time to loot and inflict what
damage they could. Their leaders still continued to exercise control and their
capture was the chief object to be aimed at by the troops. Under these
circumstances each battalion was allotted an area in which it could rapidly
deal with any rebels who appeared and by its continuous presence help to
restore confidence in the civil population. There were sufficient troops to cover in this way the whole area affected by the rebellion.
Heavy casualties were constantly inflicted
and there was a constant flow of surrender.
Still, the final phase of the operations was
to be long-drawn-out. The difficult nature of the country became increasingly
favourable to the rebels, and though their parties decreased in size their
desperate spirit remained unaffected. For example, in the second week of
December one platoon of the Suffolk Regiment, operating with a platoon of the
83rd Light Infantry, found a party of rebels who counter-attacked fiercely from
houses they were hiding in, losing 81 killed.
By the end of the year some of the chief
rebel leaders had surrendered or been killed; capture of firearms began to be
more frequent; but there were still two leaders with reduced bands to be
accounted for and it became increasingly difficult to bring them to action.
In January, however, the situation had become
sufficiently satisfactory to enable the number of troops to be reduced on a continuous
programme and operations fell to a greater degree into the hands of the police.
As a matter of policy the assistance of the police was called in gradually so
that their authority should be well established before troops were finally
withdrawn. It was not, however, till the end of February that the police and
civil authorities finally resumed charge and martial law was withdrawn.
The approximate number of
casualties suffered by the rebels during the course of operations were:
Killed. . . . 2300
Wounded. . , 1650
Captured . . . 5700
Volntary surrenders. . 39,000
Casualties to the troops numbered only 137,
but great numbers of the peaceful Hindu population were killed by the rebels,
though how many it was impossible to ascertain.
These are striking figures, especially when
the nature of the operations are considered, and they
bear witness both to the determination of the Moplahs and the activity of the
troops.
The
Moplah rebellion produced what was definitely a small war; that is to say, that
the troops were called on to act with the maximum force they could develop
under the conditions imposed by the terrain and the methods adopted. by the enemy.
There
was, however, no strategic objective the capture of which would decisively affect the enemy's operations, and the will of the Government could be imposed on the enemy only by a process of attrition and exhaustion, the result of continuous unrelenting pressure.
Although in the nature of a small war, it may
be noted that it opened with a purely police operation in aid of which a small
detachment only of troops was called in. Similarly, it was left to the police
to sweep up the last fragments of resistance when the troops had sufficiently
restored order to permit the civil power to resume control. The military
intervention, although it involved war-like operations, was in essence, therefore, police work on a large scale. The
operations clearly divided themselves into four distinct phases: (a) The initial phases in which the police and small detachments
of troops in the area were thrown on the defensive.
The first offensive phase undertaken on the arrival of the first
reinforcements.
During this phase the disturbed district was
subdivided into areas, small garrisons were placed in
the most important village in each area and from this small punitive columns
radiated. Numbers were, however, hardly sufficient and columns were greatly
hampered both in procuring information and in denying information to the enemy
by the limitations imposed on the exercise of martial law. The moral effect of
their action was also nullified by legal delays. There was a distinct danger
during this phase of small columns being overwhelmed by superior- numbers.
(c) The arrival of further reinforcements and
the full exercise of martial law introduced a third phase, which took the form
of a systematic attempt to clear the country by a "drive" sweeping it
in a co-ordinated effort. This operation failed to give decisive results
largely owing to transport difficulties and the obstacle formed by the
The difficult nature of the country and the
necessity of extending troops on wide frontages, of course, also affected the
length of marches. The drive occupied three weeks and was carried out by four
Indian battalions, each less one company employed to maintain the garrisons in
the villages previously occupied.
Comparable to the Thames in size, the
for replenishing supplies, while the boats were also used
as a means of ferrying troops across. Moreover, two launches armed with machine
guns provided as an escort to the boats were able to inflict casualties on
Moplah strongholds established to resist the crossing.
It could hardly be expected that a deliberate
drive of this nature would produce tangible results in the absence of any
important objective which the rebels would defend. Either by hiding or
retreating the rebels had many opportunities of escaping the troops.
Still, the operation as' an effective means
of showing the Flag and the determination of the Government, had its value. The
results, however, did not justify the repetition of the drive on a large scale.
(d) The fourth phase was marked by a
reversion to the method of punitive columns, each acting in its own area with redoubled activity, made possible by increased numbers, confirming the impression of strength produced by the drive. The later periods of this stage included the re-establishment of civil control and the authority of the police.
During this phase the good effect of the
establishment of military courts with their more rapid procedure was very
noticeable, both in leading to surrender and in stimulating the flow of
information.
The outstanding lesson of the episode is the
danger of limiting the powers of the military authorities under martial law.
Long experience has shown what powers it is necessary to give, and the
consensus of opinion that a mistake had been made in withholding those powers
in the first martial law ordinance is striking.
Except perhaps in the case of captured
leaders, the powers are required, not so much for the purpose of inflicting
punishment on those caught in open rebellion-the casualties inflicted by the
troops provide for that: they are needed rather to bring home to the people not
engaged in active resistance that it is dangerous to aid and abet the enemy,
and that they must assist the Government forces.
In guerrilla warfare there is a struggle of
wits in which information plays a decisive part. Without information as regards
the presence of the enemy, the most active troops are condemned to aimless
wanderings. The guerrillas, on the other hand, are never safe, nor can they
plan offensive coups unless they have sure and early information of troop
movements. Each side aims continually at achieving surprise; and surprise, if
it is not purely fortuitous, depends on intelligence. Spying and the rapid
communication of information obtained by spies becomes
all-important and, obviously, professedly non-combatants become the chief
instruments for each side to employ.
The military authorities must have power to
bring quick and exemplary punishment, not merely to spies, but to those who
provide them with false information or who refuse information which Government
is entitled to demand. If a man is caught spying or is suspected of giving false
information it is merely vindictive to send him away for trial and possible
punishment at some future date. Immediate punishment is not merely exemplary
but may elicit information of the utmost importance.
How
far the Moplah rebellion was prolonged, with unnecessary sacrifice of life, by
the curtailment of martial law powers it is of course impossible to say,
but it is evident that the employment of a larger number
of troops at an earlier stage would have achieved little without adequate control
over the intelligence system.
The
far-reaching effects of General Dyer's action at
Apart from the question of providing the
military authority with adequate powers to elicit information, there is the
further problem of deciding on the machinery that should be employed for its
collection and dissemination. If troops are working in an unfamiliar area and
do not know the languages spoken in it, as was the case in Malabar, and indeed
is very often the case, evidently they must rely on the police as
intermediaries. When the proclamation of martial law brings the police force
directly under military control, it may be possible to rely exclusively on the
police intelligence system, but on the other hand when martial law is not
proclaimed, as in the
tion, this was found unnecessary and merely added a fifth
wheel. No hard-and-fast rule can of course be laid down as to how far the
intelligence service can be entrusted to the police, but the general principle holds good that under martial law every use possible should be made of existing civil machinery provided it is, or can be made, efficient. In this case the police were efficient; but in an area where part of the population was openly hostile and the remainder terrorised, information was particularly difficult to obtain so long as the legal machinery was inadequate.
We may again note how essentially the task of
restoring order was one for infantry. Mechanical transport was employed on
various occasions to give extra mobility to infantry columns, and armoured cars
had their uses especially for patrolling roads, both improvised and service
vehicles being employed. There was little scope for employment of artillery,
and probably infantry trench mortars would have met all requirements; at an
early stage 3.7" howitzers were substituted for field artillery, as more
suitable for dealing with buildings into which the Moplahs had in previous
risings been in the habit of shutting themselves up to fight it out.
The air service does not appear in the
picture and the nature of the operations and of the country left little scope
for its employment either for reconnaisance or offensive action.
Similarly tanks, if they had been available,
would have had no role. The nature of the country would have confined their
action, and armoured cars were more suitable owing to the silence of their
movements, their speed and economy in maintenance. Even armoured cars have
their limitations) and in a country
where rivers form considerable obstacles the existence of
bridges capable of standing the weight of the cars is an essential point
requiring attention. It has been noted that punitive columns, more especially
in the earlier phases of the rebellion, were always liable to be rushed or
sniped on the march, and protective measures had to be adapted to the
circumstances and nature of the country. The governing principle was that the
column with its protective detachments should cover sufficient ground to
prevent the whole column being rushed simultaneously, but each of its
components required to be a compact body, in immediate readiness to stand a
rush till it received assistance from portions not attacked. Distances between
protective detachments and the main body were reduced in the interests of
mutual support to the extent consistent with covering a sufficient area, and
often did not exceed 100 yards. Compactness and instant readiness were points
that admitted no relaxation in the protective bodies.
It will be readily understood that
inter-communication between various outlying posts and between detachments and
headquarters presented many difficulties. Telegraph and telephone lines were
constantly destroyed, and in the earlier stages it was not worth making the effort to maintain them. In the later stages, when a measure of control was
established and the military courts possessed full powers, regulations imposing
the heaviest penalties for interference with lines improved the position, and
military lines were maintained. Similarly, little use could be made of despatch
riders until conditions became fairly settled.
The obvious necessity in such conditions is
extensive use of wireless. At the time of the Moplah rebellion,
wireless for mobile operations was in its infancy, and only
one unreliable set was available. Even to-day, under similar conditions, the
normal wireless equipment of small forces would require to be supplemented,
especially in the early stages of an outbreak; and it is clearly a point that must
receive attention in despatching troops to a disturbed area when the nature of
the country renders visual signalling impossible. The use of wireless is, of
course, simplified, as messages in operations of this sort can be sent in
clear. Where the country lends itself to their employment, armoured cars
present possibilities for inter-communication, but much depends on how far
opportunities for road blocking and ambushes exist. A service on a regular
time-table and restricted routes evidently is dangerous.
CHAPTER VI
CHANAK,
1922
How exactly to classify the
part played by our fighting Services in what is generally known as the Chanak
incident of 1922 is a little difficult. Police work of a sort it was, but of an international rather than an
Imperial character, although the mandate for our action was assumed by our
Government rather than imposed on us by international agreement. Mahan's remark
to the effect that the British Navy has won many wars without firing a round
perhaps defines to some extent the situation, in so far as it shows that the
existence of force combined with a determination to use it if necessary may
often suffice to impose the will of a nation without the actual exercise of
force. The display of force at Chanak brought one war to an end and effectively
eliminated the danger of the recrudescence of other wars whose ashes were still
smouldering.
Although the incident hardly comes within the
subject of this book, it is worth recalling in these days when there is such a
marked tendency to treat armed forces as the cause of wars and to forget their
value, their essential raison d'etre,
as guarantors of peace internal and external. Qualities which are developed by
armed forces in their duty of maintaining internal order may have equal importance when it is necessary to intervene in the interests of international order. Without going too far back into post-war history,
let us recall the salient facts which led to the Chanak
Crisis. The Treaty of Sevres had been imposed on a defeated and exhausted

120
however, the Allies soon showed signs of jealousy of Greek
aspirations, and a halt was called when the Greeks had occupied
The Greek operations met with a large measure
of success, and after a hard fight the Turks, forced to abandon their position
on the railway line, were with difficulty rallied by Kemal on the line of the
Sakaria close to
Both sides fought to exhaustion, but
Another long pause occurred during which
of occupying
Kemal seized the opportunity provided by the
dispersion and demoralisation of the Greek armies, and with one crushing blow,
prepared with the utmost secrecy, broke through the Greek position in
The Greek debacle was complete, the main
army, pursued by Kemal, took refuge in ships at
Kemal entered
The situation was curious. Kemal was at war
with
The Greek Army had been able to escape by sea
without violating the neutral zone established by the Allies, but the only
routes by which Kemal could pursue it into Thrace, as he possessed no shipping,
lay either across the Dardanelles at the Chanak Narrows or across the
Bosphorus. The former was the shorter and strategically the more effective
route, but neither route could be followed without traversing the neutral zone
and passing through the Allies' army of occupation.
What attitude should the Western Powers adopt
in the face of Kemal's intentions? They were not parties to the later
development of the Greek war and were in no way called on to act as a
rear-guard covering the Greek retreat. So far as they were concerned Armistice
conditions governed their relations with Kemal.
Should they, at the risk of being drawn into
active war with him, insist on his observance of the neutral zone in order to
maintain as far as possible the Sevres terms, pending a final peace settlement?
If, on the other hand, Kemal were allowed to carry war into Europe the danger
of setting the whole
The force available on the spot to support a
decision to call a halt to Kemal, even if unanimous, was very small. It
consisted of nine battalions and one cavalry regiment of French troops, about
one battalion of Italians an.d four battalions and a cavalry regiment of
British. Of this force three French battalions were holding the Chatalja lines
as a safeguard against Greek movements. One British battalion was at Chanak,
and one French battalion on Gallipoli; the remainder, about 7000 rifles and
sabres, were at Constantinople ready to support the Turkish police in
maintaining order in the city and to hold the defences which had been
constructed on the
ably operate without much risk, passage of transport,
store-ships, etc., would be endangered if the Asiatic shore was in hostile
hands. This would inevitably entail a withdrawal from Constantinople and the
loss of the freedom of the Straits, perhaps the most important result achieved
by the defeat of
The maintainance of order in
The Turkish police were very efficient, but
their efficiency was in itself a source of peril, as they were Kemalist in
sympathy and would be quite as capable of organising disturbances as of
suppressing them. Against the Allied forces Kemal, if he was determined to push
matters to extremes, could bring an army of upwards of 100,000 men, well armed and strengthened by captures of war material from the Greeks. A very critical situation had obviously arisen both from the political and military standpoint. On the political side a decision was required as to the attitude to be adopted towards Kemal. On the military side the immediate problem was, how the limited force available should be disposed in view of the approaching danger and to meet existing commitments. Both the political and military problem called for unanimity among the Allies, as divergence of opinion would not only weaken their action but form a direct encouragement to Kemal to gain his ends by force.
General Harington, as Commander-in-Chief of
the Allied forces, suffered from the disadvantages the
commander of allied forces always experiences. He was
responsible for the operations to which the force was committed, but he had not
the authority to commit Allied troops to a course of action which their
Government disapproved. The respective Allied Governments were far from being
unanimous on the proper course to pursue. Politically all were determined not
to be drawn into active war if it could be avoided, and all realised the danger
of allowing the Turco-Greek war to spread to
The first alternative would have been
damaging to the prestige of the Allies and have prejudiced the final
settlement; but
As regards the military situation the
politicians of both countries at first hardly realised that if the Ismid
position and the Asiatic shore of the Dardanelles were abandoned it would be
impracticable to prevent Kemal continuing his pursuit of the Greeks or to
remain in occupation of
Reports were received at this time that
Nationalist troops were assembling at Bali Kesri. This confirmed the
information as to Kemal's intentions, and there was evidently no time to lose,
as Bali Kesri was only 100 miles from Chanak and the leading Turkish troops might appear in a few days. The strength of the force at Bali Kesri was still
uncertain, but it was known that the main Turkish Army had begun to move from
the
Government the necessity of presenting a
definite policy to Kemal and of securing Allied
support for it.
After some brief hesitation Harington's
action was confirmed by our Government and steps were taken to send
reinforcements to him, the garrisons of
So far the action which had been taken was in
conformity with similar measures adopted earlier in the year in face of the
threat of a Greek advance on
Still the Allied Generals and Commissioners
were very anxious, and General Harington in an appreciation of the situation
placed the danger points in the following order:
(a) Chanak.
(b) The Ismid position.
(c) An upheaval in
(d) An outbreak with incendiarism in
In consequence, at a conference on the 19th
September, he appealed to his colleagues to strengthen their detachments at
Chanak and Ismid as they were
so small as to be little indication of Allied unity. This, however, they refused to do without the consent of their respective
Governments, and on the 20th the French Government not only refused consent,
but ordered the small detachments showing the flag to be withdrawn from the
Asiatic side. The Italian Government adopted the same course. This was a heavy
blow, as it was on the restraining effect of Allied unity rather than on power
of resistance that General Harington and Sir Horace Rumbold, the British
Commissioner, relied. Information that
General Harington decided to recommend his
Government to stand firm but pressed that reinforcements should be expedited.
He was confident that with the support of naval guns he was, for the time
being, secure at Chanak, and the Turks, except parties of marauders, could not reach the
The Government decided to endorse General
Harington's policy, and, making the freedom of the Straits its primary object,
agreed that Chanak must be held. The security of
On the 21st September the anticipated
situation began to develop rapidly. Nationalist troops on that
date occupied Bigha some forty miles north-east of Chanak
close to the neutral zone. On the 22nd General Harington informed Kemal that
the neutral zone which his representative had already recognised would be
defended. But Kemal was assured that the preparations for defence were being
made in the interests of peace and not in anticipation of war, and was invited
to a personal interview. On the 23rd the Allied Governments telegraphed their
peace proposals, which included certain important assurances, to the Angora
Government and invited its representatives to a conference. But on the day the
telegram was despatched and before any action on it could be taken, a force of
about 1100 Nationalist cavalry entered the neutral zone at Erenkeui. Warned by
Colonel Shuttleworth, commanding the troops at Chanak, to withdraw or he would
engage them, the Turkish commander replied asking for an interview under a flag
of truce, and this was arranged. At this interview Colonel Shuttleworth
explained that the violation/of the neutral zone constituted an act of war and
that he would be compelled to fire on the Turks if they failed to leave. This
explanation was received by the Turkish commander in a correct and reasonable
manner and he withdrew his troops on the morning of the 24th.
The Chanak detachment now consisted of four
battalions, two holding a position round Chanak on a four-mile perimeter with
one and a half battalions in reserve; the other half battalion being detached
to secure Kum Kali at the entrance to the Straits. A defensive position had,
with the assistance of the Navy, been well entrenched and wired, and it was
supported by two field batteries and the guns of the Navy. There were, however,
as yet no British aero-
planes, and the greater part of General Harington's cavalry
regiment were required at Ismid. So far the only reinforcement General
Harington had received was one battalion from
Altogether as a basis for his plans General
Harington could count on having the infantry strength of a division, and any
deficiency of field guns would be more than made up by the heavier artillery,
which could, from the Gallipoli side, cover the Chanak position. Coupled with
the support of ships' guns this would make the small force of infantry on the
Asiatic side secure, though a larger and more mobile force would be necessary
to prohibit entrance into the neutral zone. Further reinforcements would be necessary too in order to hold the
Harington's force and the Navy could, pending
the arrival of reinforcements, delay a Turkish advance long enough to save
Meanwhile on 22nd September the troops on the
spot and in sight were placed directly under a reconstituted 28th Division
Headquarters with General Marden in command, responsible for the organisation
of the defence of the
With this there was a strong independent
cavalry corps. The whole of this army could reach the Dardanelles area before
the end of the month and could be supported a few days later by some 18,000 men
of the 1st army, also from
indicate Kemal's further moves. The area of concentration at
Bali Kesri was suitable for an advance either on Ismid or Chanak, but a double
line of advance with a central reserve available to reinforce either appeared
probable. On the 26th it began to look as if Kemal was determined to force the
issue. His cavalry, raised to a strength of 2000 men
with machine guns, again entered the neutral zone and again occupied Erenkeui.
Three squadrons also crossed the neutral line
southwest of Kara Bigha, and these detachments eventually pushed on to Lapsaki
on the coast-line at the Marmora end of the Straits.
To counteract these moves Colonel
Shuttleworth sent out a mobile column to Kephez, and he had authority to drive
back the Turkish-cavalry by force if, after being warned and given time to
communicate with their superiors, they did not withdraw. At the same time
further requests were made to Kemal to order his troops to respect the neutral
zone.
Kemal's reply received on the 27th was not
conciliatory. He denied knowledge of the neutral zone and accused
time he admitted that the principle of the
freedom of the Straits had been accepted by his Government, and requested that
no actions such as he complained of should be continued, as they would give
rise to misunderstandings detrimental to a settlement at the forthcoming
Conference.
General Harington's reply contained a further
invitation to a personal meeting to clear up misunderstandings, explained that
the Greek ships had been already sent away under British pressure and that no
shots had been fired in anger, only a few rounds for registration of guns; that
arrival of reinforcements was to ensure peace, and that demolitions were only
such as were necessary as a military precaution.
While this correspondence was still passing,
Shuttleworth's mobile column at Kephez was endangered, as on the 27th a Turkish
column two miles long was observed moving with the evident intention of cutting
it off. This was perhaps the most critical moment of the whole incident, as it
looked as if General Marden would have to open fire if Colonel Shuttleworth,
who had been sent out to meet the Turkish column, considered an attack was
intended. The Turks, however, adopted a conciliatory attitude, and although now
in close contact showed no disposition to fight, moving under white flags or
sometimes with arms reversed.
Within the next three days General Marden was
able to strengthen his position, extending it to hold a garrison now consisting
of six battalions in line, well entrenched and covered by outposts. All the
Turks in close contact with the outposts were cavalry, estimated to be 4500
strong, but no guns had apparently been brought up and their infantry were kept
well in rear. While this critical position had been developing in K
the East the Allied statesmen in
She, not having opposed Kemal, could not
appear to be withdrawing in the face of threats, and she was not unwilling to
establish exceptionally good relations with the victor in the Turco-Greek
struggle. Her chief object was to clear the Greeks out of
the final peace settlement which the Allied
Powers desired should be made at a conference to be held as soon as possible,
Eastern Thrace, up to the line of the Maritza, and including Adrianople, would
revert to Turkey, and that allied troops would be withdrawn when peace was
signed, leaving the freedom of the Straits to be guaranteed by the League of
Nations. The reassurances were, however, subject to the condition that, pending
the conclusion of the Conference, Turkish armies should not enter
The Allies undertook to apply pressure on
This last proposal had converted General
Harington's invitation to Kemal to a personal meeting into one for a
preliminary conference which all the Allied Generals would attend. As has been
seen, the Allied note produced no immediate effect. The Turkish forces had
continued their movement and, acting under orders, were closing in round the
British troops at Chanak to such an extent that it became a question whether
fire would not have to be opened if they continued this course. An ultimatum
demanding immediate withdrawal was contemplated by the Government. Fortunately,
when things looked at their blackest on or about the 28th, Kemal began to adopt
a more reasonable attitude and General Haring-
ton was allowed to exercise his judgment as to the
necessity of presenting an ultimatum. The situation was far from satisfactory,
but Kemal gave an assurance that, although his troops could not withdraw, he
had ordered them to avoid anything that might lead to a collision. Their
attitude indicated that his orders were being obeyed, and at one time they even
moved off ground which the British commander wished to include in his position.
One must in fact pay a high tribute to the discipline, good sense and patience
shown on both sides. In British troops one has learnt to expect such qualities,
but it was surprising to find them so well developed in the Turkish Army
recently organised and containing fanatical elements flushed with victory,
while the memories of disastrous defeats must still have been rankling.
Evidently the traditional good understanding and mutual respect between the two
nations is not merely superficial.
Why Kemal should have become more amenable at
this moment it is difficult to say with certainty.
There were various influences at work.
Probably the most potent was that he realised that
As a consequence, some small bodies of
Nationalists succeeded in filtering into
Kemal had impressed on M. Franklin Bouillon
his anxiety for the safety of the Turks in
assumption of control there by the Allies pending Nationalist
occupation. To relieve these anxieties three Allied Commissioners were sent to
The conference at Mudania met on 4th October
and it is beyond the scope of this narrative to record the various points which
were argued out. It opened promisingly enough, but political questions were
raised by the Turks and demands made which lay outside the terms of reference
with which the Generals were authorised to deal. Their task was to secure
acceptance of the lines which the Turks should halt on and the Greeks withdraw
to. Consequently General Harington on the 5th adjourned the conference till the
6th, pending instructions from his Government. By this time the military danger
point had shifted from Chanak to Ismid. At Chanak the Turks had withdrawn from
close contact and there were no signs of reinforcements there, but at Ismid
there was information of a Turkish concentration which gave weight to the Turkish
threat that their advance would be continued through Constantinople into
British families had already been removed.
Matters looked critical when it was found
impossible to reopen the conference on the 6th as arranged.
General Harington's telegrams had been
received in
review the situation. Still further delay occurred when it became evident that the British and French representatives at Mudania had divergent instructions as to the degree to which Turkish demands could be conceded. The matter had to be thrashed out in
The Allies would, after the establishment of
Turkish Gendarmerie, continue to maintain troops at certain points until the
final peace treaty was signed. It was not until the 9th that this formula could
be presented in its final shape, and on that date the
conference, which had been postponed from day to day, reassembled. At this
meeting the draft convention which General Harington had drawn up and which now
included the final provisions as regards
How critical had been the military situation
while the fate of the conference hung in the balance during the days of
postponement from the 6th to the 9th can best be realised when one looks at the distribution of the British force confronting the whole Turkish Army and responsible for maintaining control over the potentially hostile population of a large city. On the 7th October it was as follows:
At Chanak and Gallipoli
1 squadron Cavalry less 1
troop.
6 battalions of Infantry.
4 batteries Royal Field Artillery.
2 pack batteries.
4 medium batteries.
22 naval guns on land.
On this date another battalion was due to
arrive but its destination was not yet decided.
At
1 troop of Cavalry.
3 battalions Infantry.
1 Royal Marine battalion.
1000 Royal Air Force details.
1 Field battery.
On the
2 squadrons of Cavalry. 2 battalions Infantry.
2 batteries Royal Field Artillery.
The Ismid force was nothing more than a weak
rear-guard to cover the evacuation of
cult broken ground, it would have been
outnumbered by something like ten to one by the northern wing of the Turkish
Army now concentrated opposite it.
In
By the 11th, when the convention was signed,
the Chanak position had been further strengthened by two battalions, two pack
batteries and four medium batteries, and another battalion had been added to
the
negotiations were in progress, no resentment was shown to them.
In taking stock of the whole episode, what
immediately strikes one is the helplessness of the diplomatist without the
backing of force when dealing with a determined opponent. There was little in
Kemal's attitude to indicate that he would have yielded to diplomatic pressure
or have attached more importance to the representations of the Allies than
The weakness of Kemal's position lay in the
fact that force could be brought into play against him, while the strength of
that of
of firmness based on a solid foundation of force and
carried out with restraint and control of temper. As is so often the case both
in actual war and purely police operations, the event turned on a contest of
wills in which a correct appreciation of the weakness as well as the strength
of the opponent was a determining factor.
When the contest opened Kemal held a strong
hand, and it was not difficult for him to see the weakness of his opponent's
position. He was well aware of the lack of unity among the Allies and of the
smallness of the force they held on the spot. He had little reason to fear that
they would undertake far-reaching offensive operations against him. His
weakness lay in his own camp. How far could he be certain that he could control
his own army inflamed by victory if the Allies offered determined opposition?
He might achieve initial successes, but it was hardly conceivable that the
Great Powers with their potential strength would tolerate defeat.
Kemal could bluff, but General Harington rightly
appreciated that he could not afford to go to extremes.
In holding the initiative Kemal had an
immense advantage. So long as he could control his own army, he could choose
his own moment to call a halt if the situation became too dangerous, and his
whole career shows that, in spite of a somewhat erratic character and great
determination, he possesses to a remarkable degree the faculty of appreciating
the limitations within which he must act.
Kemal's bluff developed in three stages. First, the attempt to frighten us out of Chanak. When that
failed to achieve immediate success, there was still a hope that a prolongation
of the threat might break his
opponent's nerve; but the continuous arrival of British
reinforcements must have convinced him that Chanak, at any rate, would not be
abandoned. The third phase of the bluff, the threat of attack along the
General Harington originally held a very weak
hand. He could only guess how far Kemal was bluffing and how far he would be
able to restrain his army; moreover, he had no certainty as to the backing
which would be given to him by the Allies or even by his own Government. If he
had misappreciated Kemal's attitude, he ran a grave risk of exposing his small
force to what might have been much more than a minor disaster, and have brought
about an unwanted war.
The fact that the initiative lay with Kemal
evidently constituted the main danger, and the temptation to withdraw to the
safety of Gallipoli must have been all the greater from the knowledge that such
a course would become necessary if reinforcements were not given him, and that
it would provoke little criticism.
In the first instance General Harington met
Kemal's bluff with bluff, but when Government support was forthcoming and
reinforcements began to arrive, his hand was made, though the cards required to
be played carefully, and there was always an element of risk from the absence
of certainty as to what Kemal might do.
The dispositions of General Harington's force
are interesting. It was at all times much too small to justify any attempt to
prevent the Turks entering the
neutral zone; that would have entailed vicious dispersion.
But by concentrating the main body of his force at Chanak, where with the
assistance of the Navy a determined stand could be made even against greatly
superior numbers, the communications of the weak detachments required for the
protection of Constantinople were secured, and the way was kept open for more
extensive operations if an attack on
Kemal was too good a Soldier not to realise
the strength of the British position both actual and potential; but it is
understandable that his subordinates, flushed with victory, might easily have
got out of hand if they had been allowed to come in large numbers in close
contact with the small British forces.
His use of his cavalry and the way in which
he kept his infantry and guns in the background was an indication that, though
bluffing, he was not prepared to gamble wildly. Cavalry alone could not attack,
and so long as he was only threatened by cavalry General Harington was able to
refrain from delivering an ultimatum difficult for Kemal to comply with and
difficult for the British to enforce.
The responsibility thrown on General
Harington and his subordinates on a larger scale was very similar to that. which may fall on officers when troops are called out in aid
of the civil power. The magistrate may sanction or even advise the use of fire,
but the ultimate responsibility falls on the Soldier to decide whether it is
necessary. In this case the Government had sanctioned the use of force, but it
was for the Soldier to decide whether it could be avoided. Moreover, the
situation was so critical that General Harington had to delegate his
responsibility to his subordinate commanders and trust to their carrying out his
policy. Definite orders could not be given, and on General Marden and Colonel
Shuttleworth rested on several occasions the decision to fire or not to fire,
and theirs was the necessity of exercising tact, patience and restraint, while
at the same time judging how far the purely tactical position was imperilled.
The responsibilities of war and those of
police duties can seldom have been so closely combined.
The position of the troops is also worth
considering.
On the one hand great demands had to be made
on them to prepare for action at high pressure-to dig, to wire, to move guns
into position and to exercise vigilance on a war standard. On the other hand,
discipline and control of the highest order was required to check any tendency
to excited or panicky action. In daylight when the bearing and intentions of
their opponents could be seen, and when the humour of the situation would no
doubt appeal to the soldier, the test was not so high, but at night imagination
is stimulated and the conditions were sufficiently dangerous to permit no
acceptance of risk. Not all troops would have come through the nervous strain
without excursions or alarms. Discipline and mutual confidence between the
troops and their leaders were the essential factors and the newly resuscitated
regular army showed that it possessed these attributes, while the war
experience of the leaders of all grades must have been of immense value in
ensuring that precautionary measures were adequate.
That Kemal hoped to present a fait accompli
to the final peace conference can hardly be doubted. When nations are unwilling
or unprepared to fight, such a gambit is obviously effective and most difficult
to find
an answer to. A much greater effort is required to undo
what has been accomplished than is needed to prevent its accomplishment. The
attractions of the gambit are likely to give rise to troublesome problems in
the future. Prompt counteraction to prevent the situation getting out of hand is generally the
best preventative; and in our overseas garrisons, provided i that they are
maintained at reasonable strength, we I have a source from which reinforcements
can often be rapidly concentrated at points where an ugly situation may
develop. Chanak affords a fresh illustration of their value in this respect;
the reinforcements drawn from them not only strengthened the hand of the
commander on the spot but also gave an indication of the determination of the
Government.
The old recipe "send a cruiser to show
the Flag and look after British interests" is still a good one, and the
overseas garrisons fulfil on occasion much the same functions. They supplement
the impression produced by naval dispositions, or provide a substitute when the
scene of trouble cannot be reached by the Navy alone. It is too often assumed
that our overseas garrisons are merely for the protection of our naval bases
and lines of communication; their police duties, often of an international
order, are frequently overlooked in the demand for economy.
Those who have read the study of Mustapha
Kemal's career contained in Grey Wolf, by H. C. Armstrong, may be inclined to
think that I have claimed too great a measure of success for the results
obtained by the British action in the Chanak incident. The author attributes
practically complete success to Kemal's bluff, and comes perilously near being
gratuitously offensive in his comparison of the char-
acter of General Harington and his opponent, without
adducing evidence to support his estimate. That Kemal extorted concessions from
the Governments of the great Powers concerned I have admitted; but this was due
to the unwillingness of the latter to support Greece at the risk of becoming
involved in war, rather than to the local military situation which Kemal's
attitude towards the British force produced.
Mr. Armstrong admits, as General Harington
correctly appreciated, that Kemal recognised the danger of attempting to overcome British resistance by force, and admits also that the attempt to frighten General Harington into withdrawal failed. He is inclined, however, to
exaggerate the amount of force at General Harington's disposal, in order to
cover the failure of his hero. His statement that the orders issued to the
British troops at Chanak "were a weak compromise-to hold up the Turks but
not to fire or use force" would carry more conviction if he had suggested
that the Turks would have withdrawn without fighting if fire had been ordered,
and if he had made it quite clear whether these were the orders General Marden
had received or whether they were those issued by the local commanders for
guidance of troops in immediate contact with the Turks. In any case the proof
of the pudding is in the eating and the troops carried out their orders with
remarkable success.
It is interesting to note that the German
author of Mustapha Kemal. Between Europe and
A very interesting account of incidents which
occurred at Chanak during the critical last days of September will be found in
a contribution by General Marden to the Army Quarterly, October 1933. His narrative shows on how many occasions the situation was saved by the restraint, good sense and discipline of the troops. And how full of anxieties and difficulties was the situation.
CHAPTER
VII
KHARTUM,
1924
No one who ever served with the Egyptian Army
can think without the deepest regret of an episode which marked the termination
of a long comradeship-inarms maintained through fierce fighting and many
hardships: a comradeship which rescued a great territory from chaos and misery
and, under a purely military Government, gave it a fresh start towards
prosperity. Reorganised by Sir Evelyn Wood, and commanded in succession by
Grenfell,
Competition to serve in it was always keen,
and, especially in the Sudanese battalions, the relations between British
officers and the men were of the happiest.[1 ] It may
fairly be claimed that the disruption did not originate within the Army nor was
it due to discontent among the people of the
1 For the information of those who are not familiar with
the organisation of the Egyptian Army when under British command, or with that
of the Sudan Defence Force, an appendix has been. Added to
this chapter giving some notes on their composition and history.
When, however, after the war, the agitation
for complete independence arose in
Nationalist sentiment in
was, too, the question of the
Zaghlul Pasha, who had returned from
banishment under the general amnesty granted to political offenders in 1923 and
had become Prime Minister, was induced to come to
produce much effect at first, but early in 1924 a “White
Flag" Society was founded in. the
The great mass of the
On the same date an even more serious
occurrence took place at the railway works at the
To deal with the outbreak in the Railway
Battalion two platoons of British infantry and a dismounted company of Arab
mounted infantry were despatched from Khartum, and
arrived at
These events, which gradually became known in
out by British troops on unarmed Egyptians. Actually no
British troops had taken an active part.
The Egyptian Government took no satisfactory
steps to allay public excitement, and allowed the incident to be used for
further anti-British propaganda, claiming that a British officer was in charge
of the situation, and that the Sudan Government was responsible for sending
troops to put down the outbreak by force. While encouraging the idea that the ,
Sudan Government had fomented the disorders in order to show the necessity of
British troops and control, the Egyptian Government itself tried to use the
incident to establish a right to override the Sudan Government. It demanded
that an Anglo-Egyptian commission of enquiry should be held, ignoring the
courts of enquiry held under the orders of the Sudan Government, and called for
direct report from the acting Sirdar as if he were a direct subordinate. The
British Government, however, firmly resisted these demands and other attempts
to make capital out of the situation. The Railway Battalion was disbanded and
deported to Egypt by detachments, suitable steps being taken to prevent
demonstrations on the way; and in response to Mr. Sterry's recommendation the
British garrison in the Sudan was reinforced by the Argyll and Sutherland
Highlanders from Egypt, while another battalion was prepared for despatch at
forty-eight hours' notice, a battalion from Malta replacing the Argylls in
Egypt. In the
Under these firm measures conditions in the
During the next three months the only event
of any importance in the
On 19th November the murder of the Sirdar,
Sir Lee Stack, when driving home from the Ministry of War in
To bring this home, drastic action was
necessary, and Lord Allenby, who had returned from leave and resumed his post
as High Commissioner in
demands for reparation. Zaghlul Pasha accepted four, only of
these, and among those he rejected was the demand for the immediate withdrawal
of all Egyptian troops from the
Orders were, however, issued on 23rd November
to the acting Sirdar (Huddleston Pasha) to give effect to this demand. The problem which the enforcement of this order presented to him were
extraordinarily difficult.
The units to be evacuated were the 3rd and
4th Egyptian infantry battalions and three batteries of artillery, all
stationed at Khartum. In addition were a number of Egyptian officers either
serving with Sudanese battalions or employed in various administrative
capacities scattered through the
These battalions would, however, in addition
to enforcing the order for entrainment at Khartum, have to find detachments to
act as escorts on the trains and to secure important points on the railway and
at the places of detrainment.
In addition to the British troops there were,
of course, available the Sudanese battalions and some Arab units. It was
impossible, however, to say how far these could be relied on; many of their
officers
were Egyptians and it was known that efforts had been made
to shake their loyalty. At the best they were to a large extent co-religionists
of the Egyptians, and their religious fanaticism was easily aroused.
Moreover, in consequence of the withdrawal of
the Egyptians and the preoccupation of British troops in supervising the
evacuation, Sudanese had to be entrusted with the task of finding normal guards
over Government property and maintenance of law and order among the civil
population, which might well be worked into a state of excitement by the
events.
Apart from the question of the adequacy of
the force at his disposal to carry out the order, the personal problems of the
acting Sirdar were even more difficult. He had a threefold responsibility. As
Sirdar he commanded the Egyptian Army and was responsible to the Egyptian
Government for the conduct and efficiency of Egyptian troops; yet, as commander
of the British garrison in the Sudan he was called on to give orders which
Egyptian troops must resent as contrary to the will of the Egyptian Government,
and which they might, with some show of reason, refuse to obey. His third and
perhaps his greatest responsibility was for law and order in the
Clearly great tact and judgment would be
required not only from the Sirdar but also from the British officers who would
be called on to overcome any show of resistance on the part of the Egyptian
troops during the process of covering their entrainment and of escorting them
out of the country. Regarding the Sudanese troops, nothing could be done. They
re-
mained a somewhat uncertain quantity, and the wisest course
was to continue to show confidence in them and avoid unsettling them by any
indications of Suspicion.
Huddleston Pasha, on receipt of his
instructions, decided that he must move British troops into positions which
would render any resistance on the part of the Egyptians hopeless before he
communicated the decision to them. He fully realised that the Egyptian troops
might refuse to obey orders; and if controlling force was not immediately
available, any delay in producing it would give them time to organise
resistance and draw ammunition. A collision in which many Egyptian and British
lives would be lost would then almost. certainly
occur. He accordingly at once called a conference of British officers concerned
and issued orders to them to make the necessary dispositions. They were warned,
however, to move their troops as unostentatiously as possible, and as far as
circumstances permitted to keep their men out of sight, so as to avoid
unnecessary display of force. When these steps had been taken, orders for the
evacuation were put into force. The 4th Egyptian Battalion with some hesitation
obeyed and were entrained for Port.

160
honour, a telegram was sent to
The main object of the conspiracy was to
bring about a Sudanese mutiny in furtherance of the policy which aimed .at
showing that the sympathies of the
Before giving an account in detail of what
happened, it is well to remind readers how small was the British force
available to deal with such a critical situation. There were still only the two
battalions at Khartum, weakened by detachments on the railway; and although a
third battalion was now on its way from
In consequence disturbances again broke out
on
23rd November, but it was not till 6:30 A.M.
on the 24th that the situation became out of hand. Order could easily have been
restored by shooting, as a prison guard from a Sudanese battalion under a
British officer had replaced that previously furnished by Egyptian troops. To have resorted to shooting would, however, almost certainly have led to an immediate outbreak in the artillery barracks, a very serious complication. Throughout the next few days, therefore, the situation inside the prison was not brought under complete control, and signalling to the artillery barracks could not be stopped. It was, however, possible to segregate the mutinous from well behaved prisoners and to make the position secure against any attempts at escape. On the repatriation of Egyptian troops, order was restored without difficulty, but the prison staff had had a trying and anxious time.
The next event to indicate how precarious was the general situation took place at Talodi in the Nuba
Hills, some 170 miles south of
When arrested these officers broke out again
and attempted to cause a mutiny in the two companies of the 10th Sudanese
forming the garrison. There were two British officers only at the station, and
though they were able to dissuade the troops from violent action and were
themselves left unmolested and at liberty, they could not prevent the mutinous
officers taking command of the troops. An immediate attempt to force the issue
might well have cost the officers their lives and have led only to the troops
committing
themselves more deeply and to a general worsening of the
position. The problem presented must have been desperately difficult and
unpleasant.
To suppress this outbreak eight armoured
cars, 500 men (three companies) of the Camel Corps and some Lewis gunners from
the British detachment were immediately despatched from EI Obeid, while other
Lewis and machine gunners of the
At Khartum further proof was given by the
mutiny of the 11th Sudanese, which had more serious consequences.
Brought from Omdurman to Khartum in order to
take over guard duties consequent OR the evacuation of Egyptian units, this
battalion on the 27th November was finding a guard of one platoon at the War
Office, another on the military prison (not to be confused with the prison at
Khartum North where the cadets were) and two platoons were in Said Pasha Barracks (vide sketch plan of Khartum). The moving spirits were the Sudanese officers in charge of the two latter detachments, who were prepared to give effect to the plot planned by Rifaat Bey and other Egyptian officers. They were in touch with another group of disaffected officers at the musketry school, and this school was the meeting-place of disaffected elements in Khartum itself. Final decision to take action was arrived at apparently about noon on the 27th, waverers being induced to believe that the moment had come by a false report that a platoon of 9th Sudanese, find-
ing a guard on the bridge, had mutinied, and that the
artillery were ready to open fire as soon as the first shots were heard in
Khartum.
The sequence of events was as follows:
At 3 P.M. the officer in charge of the
military prison took steps in readiness to release military prisoners, which
was part of the plan.
At 3:30 the two platoons at Said Pasha
Barracks were paraded and marched to the prison where they were joined. by the platoon on guard there. Thence the whole party
marched to the musketry school where they were joined by four officers of
various units. The magazine was broken into and two Vickers guns with
ammunition were taken. Making their way through the market, where a native cart
was commandeered, the mutineers moved towards the War Office, apparently
intending to pick up the platoon there. This platoon was under the command of a
Sudanese officer, who, from his demeanour, would appear to have had every
intention of joining the mutineers. Fortunately, before he had time to take
action, a British officer on the Headquarters Staff of the Egyptian Army, on
duty at the War Office, appreciating the situation, ordered the men to fall in
and marched them rapidly to the bridge before they had time to fully understand
what was happening.
Meanwhile Mr. Carless, Assistant District
Commissioner, Khartum, who had met and been threatened by the mutineers on
their way through the market, had hastened to the War Office where he found the
acting Sirdar, Huddleston Pasha. The latter, when Mr. Carless' report had been
confirmed by an orderly who stated he had seen Sudanese Soldiers moving towards
the British barracks, immediately despatched Colonel
McCowan (Officer Commanding Khartum District,
Egyptian Army) by car to ascertain what was happening. At the same time he
telephoned to warn the Leicesters in the British barracks and the Argylls at
the
It was now about 4.30 P.M. Colonel McCowan
drove first to the bridge to warn the guards there, and returning by the
The party were
halted by their officers and Colonel McCowan spoke to them, endeavouring to
induce them to return to their barracks, warning them they would be fired on if
they advanced further. Colonel McCowan was personally well known to the
mutinous troops, as
The men would probably have obeyed his orders
if the officers had not interfered; but the officers told him that they were on
their way to join "their brothers of the 3rd Battalion," and
threatened him with their revolvers. They did not fire, however, and he was
able to get away safely by the road along the river, and reported to Huddleston
Pasha. The latter then set out in his car to take personal charge of the
situation threatening to develop at the
167
Huddleston Pasha now went forward alone to
meet the Sudanese, calling to them that he was the Sirdar.
Receiving no reply, he continued to advance
till within about sixty yards of them. He called again that he was Huddleston
Pasha. This time the reply came in an officer's voice, "We do not know
Huddleston Pasha, we only know Rifaat Pasha". Huddleston Pasha then said,
"Will you take my orders?" The same voice answered, "We will
only take Rifaat Pasha's orders".
On this he returned to the Argylls and
immediately, at about 6 P.M., ordered fire with all machine guns to be opened.
The fire was answered by the Sudanese but the shooting was erratic and caused
no casualties.
Platoons of the Argylls and Leicesters now
advanced down both sides of the Avenue, outflanking the mutineers who broke up,
leaving their two machine guns on the road where they were recovered by the
platoon of the
168
sentry who did not interfere with them while removing
stretchers; but inside they discovered Sergeant Renshaw dying, having
apparently been attacked by the sentry. One of the N.C.O.'s (Sergeant Perkins)
ran at once with two stretchers to report to Major Carlyle and, when
re-entering the hospital, was accosted by a Sudanese officer with a revolver.
Pushing the stretchers into the officer's face, Sergeant Perkins ran inside to
Major Carlyle. He was almost immediately followed by the officer, who,
threatening Major Carlyle with his revolver, ordered him to get out. Pretending
not to hear, Major Carlyle closed with and threw the officer, Sergeant Perkins
securing his revolver arm. While the three were struggling on the ground a
party of Sudanese came in and fired, killing Major Carlyle and wounding
Sergeant Perkins.
All this must have happened soon after
shooting on the Avenue commenced, though it is not known exactly when Sergeant
Renshaw was murdered.
At dawn the following morning the British
troops advanced to search for the mutineers, not in much expectation of
opposition. When, however, they approached the Medical Corps Compound adjoining
the hospital, firing broke out. The compound contains a number of small
buildings, and great difficulty was experienced in locating where the fire was
coming from. Several casualties occurred, including two British officers
killed, and it was eventually found that the mutineers had taken refuge in the
Egyptian officers' mess, a building surrounded by small trees.
This party put up a desperate resistance.
Bombing and machine gun fire had no effect, so the single 4.5" howitzer on
charge at the Fort was brought up at 8 A.M. and fired 30 rounds at 100 yards
range. Even
169
this proved insufficient, and an attempt to rush the
building resulted only in further casualties.
In the end slow fire from the howitzer had to
be continued for seven hours, 170 rounds being fired before the building was
entirely demolished and all sign of resistance ended. None of the desperate
garrison was found alive.
One cannot withhold one's admiration and
regret for these men, fanatical though no doubt they were, who had been seduced
from their allegiance, and then deserted by their Egyptian co-religionists.
With the suppression of this mutiny peace was
again established in the
The enquiries and courts-martial which were
held all confirmed how completely
170
to a degree, and his religious fanaticism is easily
aroused. With all his gallantry and his genuine affection for his British
officers, he is in times of peace a dangerous custodian of law and order if
there are subversive influences about.
With such combustible material, and taking
account of the inflammatory influences at work, a single British battalion was
a perilously small fire extinguisher. It was fortunate indeed that the mutiny
of the Railway Battalion in August had led to the reinforcement of the garrison
and that the chain of Mediterranean garrisons, capable of mutually supporting
each other, enabled reinforcements to be provided quickly in response to
successive calls. It is well, however, to recognise the risk that was taken and
the element of chance which accounted for the presence of the Argylls in
Khartum. Financial pressure and political conditions produce demands for the
reduction of overseas garrisons, and there must always be a tendency to
estimate the minimum strength required by purely local conditions, and to lose
sight of the factor of mutual support. A local crisis is apt to come as a bolt
from the blue, and if reinforcements do not arrive promptly a serious disaster
may easily occur. It may be claimed as a justification of the weakness of the
British garrison in the
171
Abbas Hilmi, always hostile to British
control, seized the opportunity provided by the South African War to foment
trouble in the
Many of the Egyptian officers who were
approached by the Khedive's agents had no feeling of hostility towards their
British officers, though they were willing enough to take action which would
open the
172
educated Egyptian officer who was on particular friendly terms
with senior British officers was approached and consulted. His advice was quite
firm. "No British officers must be left alive; if 100 of them are
collected for deportation they will undoubtedly regain control." This
belief in the initiative of others and lack of confidence in their own marked
the action of Egyptian officers again in 1924.
Abortive though it was, the mutiny of 1900
had many features in common with that of 1924, and one wonders how far it was
forgotten when Egyptian efforts to undermine the loyalty of the Sudan
threatened danger. For the future, now that subversive external influences are
removed, the
Although the mutinies recorded may all be ascribed to Egyptian political influences, it is fair to examine whether there was any element of what might be classified as contributory negligence on the part of British authorities which gave the subversive influences an opportunity.
Three possible contributory causes may be
noted.
The first was that in 1919 Egyptian officers
who showed mutinous tendencies during the outbreak in
173
officers, with a few special exceptions, should be retired
from Egyptian service. Acceptance of the law did not, of course, apply to those
British officers serving in the Egyptian Army in the
Among these were many Nubas from
The moral, I think, to be drawn from these
three contributory causes is that one's intention should
174
be firmly and clearly expressed and acted up to, and
that economy and over-confidence can be pushed to dangerous extremes.
It has, I hope, been shown that the
regrettable mutinies, so far as they occurred in Sudanese units, were all the
work of officers and were not the result of grievances among the men or in the
indigenous civil population. The lesson that seems to stand out is the
necessity of checking strictly political propaganda which makes a special
appeal to the native officer class. The higher, though limited education of the
class renders it more approachable. It has ambitions which can be played on,
and it is sensitive to slights, however unintentional. The relations between a
foreign officer and the rank and file of a native army are comparatively simple
and depend on elementary human factors.
Those between the foreign and native officer
are much more complex.
It is easy for a foreign officer who is
confident in his own influence over his men to forget how much influence can be
exercised by native officers whom the men appear to look up to in a less
degree. They have channels of connection which are closed to the foreign
officer. The tendency to ignore the native officer or to treat him merely as an
unavoidable necessity, a mere detail of the mechanism, offends his amour propre
and renders him sensitive to hostile political influences.
The British officer who comes in contact with
native troops for the first time finds his approach to the men so easy that the
temptation to ignore the importance of the native officer and to fail to
establish sound relations with him is great.
It is not implied that the defection of
Egyptian and
Sudanese officers was due to inconsiderate treatment by British officers.
The point to which I wish to direct attention is the influence which even
junior native officers exercised over their men when in opposition to British
officers. When men are in a state of excitement, racial feelings come into play which at other times are masked.
The first outbreak in the Railway Battalion
at
The problem was neither that of dispersing
the riotous mob nor of dealing with a mutiny of armed or even fully trained
men.
To get the men back to their barracks, as was
done, was clearly quite the correct course. The point arises whether it would
have been better to restrain the attempts to break out again by a threat of
shooting rather than by physical contact. The rule that physical contact
between troops and an excited mob should be avoided, if possible, is based
quite as much on the difficulty of maintaining control of the troops when their
blood is up in the excitement of a melee as on the danger of their being
overwhelmed by numbers.
Normally also mutineers should be cowed and
made to realise the enormity of their offence by the threat of fire backing the
issue of orders. It was presumably the exceptional nature of the Railway
Battalion which suggested the departure from ordinary practice, but
176
the departure produced a hand-to-hand scuffle and
resulted in the troops firing without orders.
It is worth noting in this connection that the
Egyptian units assembled for deportation and the Sudanese at Talodi, although
armed, were successfully cowed by the threat of the use of fire. Possibly if
there had been sufficient light for the 11th Sudanese to see how much fire
power Huddleston Pasha had at his back, they also would have been cowed and
have taken his orders. As it was, Huddleston Pasha, having at great personal
risk made his appeal, was fully justified in firing at once when his orders
were disregarded. The problem in that case was the purely military one of
overcoming armed resistance to orders as decisively and quickly as possible.
Hesitation would almost certainly have led to a conflict on a much larger
scale. Complete darkness must have added enormously to the difficulties of the
situation and its approach made the need for immediate decisive action all the
more imperative. To have left an armed force free to move about during the
night after successfully defying authority and with such opportunities of
mischief would have been courting disaster. The extraordinarily difficult
problems with which Huddleston Pasha was confronted when ordered to carry out
the evacuation of the Egyptian officers have already been indicated, and the
amount of tact and human understanding required to produce a satisfactory
solution to them is manifest. . As far as the conditions permitted, everything
was done to avoid wounding the susceptibilities or affronting the honour of the
Egyptians. At the same time, it was essential to make plain to them that active
resistance was hopeless.
The passive resistance offered was
177
sympathetically dealt with and the steps taken to have the orders for
the evacuation confirmed from
It is legitimate to wonder how far Lord Allenby
and the Home Government realised the full difficulty of the task they had given
the acting Sirdar. The political situation demanded prompt and drastic action
which left little opportunity for consultation with
Khartum on the night of 27th November
presents a dramatic scene. On the one bank of the
178
embitter feeling. On the other bank a few hundred yards away
troops are in action using every weapon they can bring to bear to hunt down and
exterminate active opposition. Between lies the APPENDIX The Egyptian Army and
After the collapse of Arabi Pasha's rebellion
in 1882, the old Egyptian Army was disbanded and a new one formed under the
command of Sir Evelyn Wood, recruited in numbers proportionate to population in
each of the provinces, on a ballot system.
Originally eight Egyptian battalions were
formed, but in the course of the long wars with the Khalifa this number was
increased and Sudanese battalions raised, till in 1898 a maximum of twelve
Egyptian and six Sudanese battalions was reached with a small force of cavalry
and artillery in addition. Egyptian troops were in the nature of conscripts,
but Sudanese units were recruited on a different basis, very largely from
prisoners or deserters from the Khalifa's armies, who willingly accepted
service. Both Egyptian and Sudanese were essentially regular troops drilled to
the steadiness required to deal with the Khalifa's fanatical masses, and it was
not till after the reconquest of the
With the exception of four of the original
Egyptian battalions which were entirely officered by Egyptians,
179
the senior officers in all units, Egyptian and Sudanese,
were British, and all the principal Staff appointments were similarly filled.
British officers never held a rank lower than that of Bimbashi (Major), and
never served under Egyptian superiors. In Sudanese battalions the great
majority of junior officers were Egyptians trained at the military school in
Following on the reconquest of the
British and Egyptian officers were drawn from
the Army to organise and carryon the administration of the country till they
could gradually be replaced by a civilian regime; young Sudanese too were
educated to replace by degrees Egyptians as junior officers in the Sudanese
battalions.
Although its task had now completely changed
in nature, the" regular" characteristics of the Army were retained.
The only units added of a somewhat different character were an Equatorial
battalion recruited from the pagan tribes of the south for service in that
area, an Eastern Arab Corps formed on the basis of a unit taken over from the
Italians when Kassala was handed back to the Sudan by Italy, and a Western Arab
Corps formed consequent on the occupation of Darfur in 1916.
This latter event removed the last prospect
of large scale military operations in the
180
Army withdrawn from the
The new force has much more the
characteristics of a powerful military police than of a regular army.
Its organisation is on an area basis and the
troops in each area are of the type demanded by the physical features of the
area and the characteristics of its inhabitants. Uniformity has gone by the
board, and each of the six areas into which the country is divided has its
special corps, each differing from the others and each consisting of a suitable
number of companies of varying types. The company of from IS° to 200 men
(commanded by a British officer) has, in fact, become the tactical unit whether
it is an infantry, camel, mule or horse company. The men are in most units
enlisted as irregulars, that is to say they provide their own rations and
accommodation though their training and equipment is similar to that of
regulars. The general result of this organisation is a highly mobile force
which lends itself to the formation of detachments required in controlling wide
areas and to rapid reinforcement in the event of trouble. A high proportion of
machine guns provides the force with plenty of
firepower when necessary.
The small British garrison at Khartum gives a
stable foundation to the military structure and the potentialities of the Royal
Air Force complete it.
CHAPTER
VIII THE
THE organisation and despatch of the
As a consequence of timely action not only
were lives and property made safe but a real danger of military operations on a
large scale, of a magnitude impossible to forecast, was averted. The very
success of the measure left little for the troops to do; their presence at the
critical moment was sufficient to accomplish the object for which they were
despatched. The interest of the incident lies, not in the problems presented to
the troops, but in those presented to the Government and to the authorities
controlling the Army both at home and locally. The history of the development
of the crisis, through its various complex phases, shows how unexpectedly a
comparatively minor conflagration may flare up suddenly, necessitating a change
of policy and rapid decision; and the Army appears in its primary role as a
necessary complement to diplomacy in the prevention of war.
The danger which led to the despatch of the
force arose partly from the events of the civil war in
181
182
to understand the situation in
After the fall of the Manchu Dynasty in 1912
the attempt to maintain an effective central government at
In the south, however, a local government of
a different character and with different ideals was formed at
184
Racial consciousness was no new thing in
185
Cantonese leaders were not slow to perceive
that communist propaganda would provide a weapon to employ against foreign
interests, for these depended to a very great extent on docile Chinese labour.
For a few years the Canton Government took no
aggressive part in Chinese affairs beyond its efforts to undermine the position
of the British at
Guided by its Russian advisers, however, it
steadily consolidated its position, bringing neighbouring War Lords, with their
armies, to heel and establishing a definite system of army training.
By 1926 these measures had produced results
and the Canton Government found itself in possession of an army which, although
it possessed no remarkable fighting qualities, had at least a measure of
discipline and unity. It consequently felt itself strong enough to extend its
sphere of action and to embark on an attempt to establish control over the
whole of
Commanded by Chiang Kai-Shek, the Cantonese
Army reached the Yangtse at Hankow in September 1926. To oppose its further
advance, a group of northern War Lords had been formed; though, as was
customary in the civil war, others were sitting on the fence ready to take
advantage of the opportunities which might be opened by the results of the main
struggle. The Northern group, held together by somewhat indefinite ties, was
headed by Chang Tsolin, the Ruler of Manchuria, who had moved south
186
and established himself at
Events of recent years have made the
conditions under which
Although it owed its origin to the enterprise
of British merchants, at an early stage of its history
187
an acknowledged paramountcy in the Settlement, the
British Government has no special responsibilities in connection with the
conduct of its administration or with its defence.
The government and administration are in the
hands of an international Municipal Council which maintains touch with the
Governments of the various nationals represented, through the Consular Service.
The Municipal Council provides its own police force, which in emergencies has
the backing of the Shanghai Volunteer Corps. The latter force in 1927 had been
increased to a strength of approximately 80 officers
and 1400 other ranks, and included small bodies of mounted troops, artillery
and engineers. Its commanding officer and adjutant are seconded officers of the
British Army lent to the Municipal Council; an arrangement justified by the
predominance of British interests. The remaining officers are commissioned by
the Shanghai Municipal Council. The force is well trained and highly efficient,
the local knowledge of its personnel being of special value in dealing with
internal disturbances. Behind the Volunteer Corps again, the Council is able to
rely with confidence on assistance provided by landing-parties of naval ratings
and marines from the warships of all nations stationed in Chinese waters. Under
normal conditions a reinforcement from this source may
be estimated at about 1200 rifles.
The total force thus available is adequate to
cope with local disturbances, and in 1924-25, when the internal situation was quiet, it also proved sufficient to supply a system of
Cordon posts established to prevent the entry into the Settlement of a
disorganised
188
rabble of Chinese Soldiers seeking refuge after defeat.
It was fully appreciated, however, on that
occasion that the force would have been insufficient to deal with a
simultaneous threat of internal disorder and of incursions from outside.
A grave disadvantage under which the
protective organisation labours lies in the constitution of the Volunteer
force. Apart from its White Russian units its members are all connected with
business or the permanent organisation of the administration of the Settlement.
The force cannot therefore be kept on duty over a prolonged period without
serious interruption of the normal life of the community.
The inadequacy of security measures to meet a
danger from outside will be the more apparent when one examines the nature of
the area and of its inhabitants for which the Municipal Council is responsible.
Including, as one must, the French
Concession, the area stretches for some eleven miles along the left bank of the
190
twenty-one miles, including a section of five miles covering the
French Concession.
It may be pointed out here that, although the
French Concession is a separate entity and its safety. the
responsibility of the French Government, it cannot be ignored in measures of
protection. The actual French garrison is very small, and although it can be
reinforced fairly easily by troops from Indo
The nature of the population of
191
operated by Chinese labour, is a grave cause of anxiety in
case of internal disturbances difficult as are the problems of administration
and protection in the Settlement. itself, they are infinitely complicated by the contiguity on its southern and northern sides respectively, of the Chinese city and the Chinese suburb of Chapei, which together hold a population of nearly 11 millions. Over these the Municipal Council has no authority; they are purely Chinese and as such a legitimate objective for Chinese armies in civil war. It is evident that this strange and complicated overlapping of interests and responsibility can work only if the relations between the Municipal Council on the one hand and the Chinese authorities on the other are cordial, and while each is strong enough to maintain order within its own sphere. Should relations become strained, or should the Chinese authorities lose their power of control, it is manifest that the forces normally sufficient for the security of the Settlement become entirely inadequate. After the experiences of 1924-25 it was in fact estimated that to hold the Cordon line in order to keep out a rabble, and to retain at the same time sufficient reserves to deal with internal disorder, would need reinforcement by 4000 rifles; while to protect the Settlement against an organised attack by Chinese troops a force of at least 10,000 men would be required.
That was the view of the military advisers of
the Municipal Council when the conditions in
192
reinforcements on this scale could or should be provided. Clearly
the time factor might be of vital importance, and the Council could neither
indicate the length of warning that could be given, nor could it in any way
control the time required to collect reinforcements. Here again the
international character of the Settlement introduced many complications.
Assistance on the scale suggested could not be provided, as on previous
occasions, by the warships on the Station, under arrangements made by the men
on the spot.
International interests were threatened and
clearly the formation of an international force was an affair for the
Governments concerned. The formation of such a force on indefinite data
bristled with difficulties. What nations were willing to take part? in what proportions should they take part?
and how far were nations so situated as to be able to
provide contingents with sufficient promptitude?
Who would undertake the co-ordination of an intelligence system commanding general confidence to provide reliable information on which the force could be brought into being and operate? The simplest plan would naturally have been to give one nation a mandate to be prepared to provide the required force.
The
193
required force without undue exertion and with
reasonable promptitude. Her garrisons in
British interests were affected more than
those of other nations, but this country was not in a position to shoulder
responsibility without very special exertions. The China Squadron of the Royal
Navy could produce a strictly limited contingent, but it must at all times be
in a position to watch our interests in the
In view of these difficulties no very
satisfactory answer could be given to the representations put
194
forward by the Municipal Council. It was, however, agreed in
somewhat general and indefinite terms that should necessity arise
195
the success of the Southerners had been the signal for an
intense boycott of foreigners, especially British and Japanese, in the Yangtse
trading centres. The Peking Government also showed signs of developing
antiforeign leanings, to conciliate those attracted by the nationalist aims of
the Cantonese. It was on these grounds that the Municipal Council approached
the. representatives of the Powers concerned, with the
object of having a cut-and-dried scheme in readiness should it become necessary
to reinforce the local contingent.
For the time being the Yangtse appeared to
mark the limit of Chiang Kai-shek's northern movement, and conditions of
stalemate occurred in the neighbourhood of Hankow. This, however, far from
relieving the danger to
196
Gibraltar to
Under these arrangements, the Suffolks would
arrive at
During December, moreover, the threat to
197
the local forces. This step was contemplated by the
Northern group to strengthen its hold on the lower Yangtse and to check Chiang
Kai-shek's movement eastward.
On the 5th January, however, an event
occurred which changed the whole aspect of affairs, and not only greatly
increased the alarm at
The arrival of the fugitives from Hankow
stirred
198
immensely greater than at Hankow; moreover,
the numbers of the foreign community and its distribution, mingled as it was
with a huge Chinese population over a large area, forbade the possibility of
evacuation without heavy loss of life and enormous loss of property.
As regards Hankow little could be done. The
fait accompli had to be accepted. It was left to our diplomatic representatives
to find a solution which would safeguard our interests there as far as possible
under the new conditions. The Chen-O'Malley agreement, arrived at after a few
weeks' negotiation, confirmed the loss of the privileged position of the
Concession, but secured certain guarantees of security and trading rights. To
have insisted on the restoration of the Concession would have entailed the use
of force on a scale which would have amounted to a state of war.
The state of public opinion, both at home and
elsewhere, was opposed to the use of force, and the results obtainable were not
considered, in any case, to be worth the risks and costs.
From a purely military point of view the use of
force on a limited scale at Hankow itself could not be justified, and transport
by the long line of approach up the Yangtse was procurable for a small force
only.
Large war vessels could not use the river
except during high water and at many points transport vessels would be at the
mercy of artillery on the banks, as from the water there was no view of the
surrounding country, and warships could give little protection to them by fire.
Manifestly a force sent to Hankow might become isolated and lead to disastrous
entanglements. The alternative course, of forcing restoration of our rights by
reprisals on
199
implied open war, and at the best would have had a disastrous
effect on our commercial interests, as well as endangering the lives of
foreigners scattered throughout the country. The fact that the revision of
treaties which gave foreigners privileged status in China had already been
agreed to in principle, and was merely in abeyance pending the establishment of
a central government with whom negotiations could with confidence be carried
on, was a further argument in favour of a diplomatic settlement of the Hankow
affair. This, however, could of course not be accepted as a precedent for the
unilateral cancellation of treaties, nor could a general agreement be reached
by negotiation with a government which represented a part only of
At first it was hoped that the Chinese action
at Hankow implied such a threat to all foreign interests that international
action on a larger scale than had previously been contemplated would be taken,
for the protection of Shanghai, and to prove to the Chinese that unilateral
cancellation of treaty rights could not be tolerated. Steps were initiated to
prepare a contingent to take its place in any international force that might be
organised, though it was hoped that the bulk of the force would be furnished by
It soon became apparent, however, that the
Chinese had to some extent isolated
200
interest arose.
Thus, although this policy did not receive
much support from American citizens in
It became increasingly evident that
Measures to provide further reinforcements
from
200
the risk of a single-handed war on a scale difficult to limit. It involved also the despatch of a large force before a danger had actually matured. Much might happen before it could arrive in Chinese waters. If, on the one hand, there was a marked amelioration of the situation, the despatch of the force might easily be represented as an expensive and panic measure; even as a somewhat provocative one, if the force were landed on Chinese territory, or even in the International Settlement. To find room for it at Hong Kong or Singapore in a position of readiness would be very difficult, and the troops could not be kept for an indefinite period on board ship. On the other hand, he~itation and delay, waiting to see what would happen, would incur the danger of a disaster involving both lives and property. A force arriving too late would lose all its value as a protective element and could not retrieve the situation.
No doubt these and other considerations were fully weighed by the Government and their advisers in the fighting Services before the despatch of what became known as the Shanghai Defence Force was ordered on the 17th of January. The name indicated the object of the force, whose purely protective role was notified to the League of Nations and the interested Powers in due course.
The objects of the force may be defined as:
(a) To secure the safety of the International Settlement at Shanghai, denying the entrance into it of any Chinese force, organised or disorganised; thus providing a place of refuge where the lives of British nationals would be safe.
(b) To bring home to the Chinese that any further
201
attempts to wrest concessions by force would not be tolerated.
(c) To protect British propertyso far as it could be done without aggressive action or without forming detachments which would involve further dangers.
It will be noted that the main departure from the policy which up till then had been adopted lay in the fact that resistance was to be offered to any Chinese force attempting to enter the International Settlement, and that it was no longer a matter of merely preventing the entrance of disorganised bands and maintaining order.
The strength of the force represented a Division, less a considerable amount of its artillery and other components required to give a Division a wide range of mobility and offensive power. Of the three infantry brigades in the divisional organisation, one was to be supplied from India and the other two were made up from troops in England and the Mediterranean Stations. Sufficient aircraft for reconnaissance purposes and a few armoured cars were added. The 1st Cruiser Squadron (which could provide a landingparty of 1000 rifles) and a battalion of marines were also ordered to proceed to the China Station.
The constitution of the force was dictated by the nature of the country around Shanghai-flat, intersected by creeks and wide ditches, with observation limited by villages, trees and by complete absence of any high ground. All these characteristics indicated infantry, with its machine guns, as the arm on which dependence must be placed. The almost complete lack of roads beyond the Settlement area emphasised
202
the natural conditions. In addition to their own artillery, troops could count to some extent on receiving support from ships' guns, though the difficulties of observation and the fact that ships would be operating in a narrow channel, perhaps exposed to hostile artillery fire, diminished the amount of reliance which could be placed on such support.
The Defence Ministries and the Board of Trade acted promptly on the Government's decision given on 17th January. The Indian 20th Brigade embarked at Bombay on 27th January, and six battalions of 13th and 14th Brigades at Southamption on 28th29th, while the S.S. Megantic, carrying Major-General Duncan who had been selected to command the force, sailed from England on 25th, and was to pick up two battalions at Malta to complete these brigades. Sailings ensured that the first transports from India would reach Shanghai by 15th February, and those from England by 24th February.
This was a very remarkable performance, especially when one considers the improvised nature of the force. It was not a case of touching a button which would put into operation a prearranged scheme of mobilisation. Certain items only of normal mobilisation plans could be applied. Numbers of special instructions had to be issued and conferences held to work out arrangements and special measures. The close touch which had been established between the War Office and the Board of Trade as a result of the war, and the organisation of the Committee of Imperial Defence, proved of immense value. There was no serious hitch in procuring and fitting out suitable ships, and the plans of the two departments developed
203
concurrently. The Indian Brigade, with units normallyat war strength, presented fewer difficulties; but units at home had to be raised from their low peace strength to a special establishment by calling up certain categories of the Army Reserve in the regiments concerned. Units, which exist in peace on paper only, had also to be formed, and transport suitable to the special conditions for which the force was required had to be organised. The Commander and Staff of the force had to be specially appointed, and these would have no opportunity of seeing their troops until arrival.
Experience gained in the war no doubt contributed to the display of rapid and energetic action, but organisation must be sound and adaptable to produce such results. That there were omissions and mistakes in some of the arrangements was inevitable. Ships were not always stowed so that articles came out at the other end in the exact order they were required, nor were components always in the same ship. Very considerable difficulty was experienced in maintaining communication with General Duncan while on his voyage owing to various complications that arise in the transmission of cipher messages to a merchant ship. It is a difficulty not at all easy to get over, but one requiring attention in any similar circumstances.
To follow now what was happening in China while General Duncan's force was on its voyage.
We left Shanghai still protected by Sun's armies astride the Yangtse some 300 miles from its mouth, with their left thrown back on the coast covering Hangchow, where they were being attacked by a detachment of Chiang Kai-shek's armies. Danger to
204
Shanghai threatened, from this direction, as Hangchow was only 100 miles distant, and little reliance could be placed on Sun's power of resistance. Defections from his force might at any time occur, and assistance which he might receive from his Shantung ally introduced a new risk to Shanghai if fighting took place in its immediate neighbourhood.
In Shanghai itself, communistic and nationalist intrigues were giving rise to internal unrest. A senior Chinese employee of a British tramway company was murdered on 12th January as an opening move in a projected tramway strike, and warning was received that a general strike might occur towards the end of the month about the time of the Chinese New Year.
So long as Sun's armies held fast there would be no need to occupy the Cordon, but the threat of internal trouble indicated the necessity of reinforcing the police and volunteers. It was accepted that naval landing-parties could give all the assistance that was required, but the feeling grew that the best way to avoid trouble was to give an indication that measures to meet it were being taken.
With this object the British Consul-General was authorised to call for the Indian Battalion from Hong Kong. As on 22nd January news was received that Sun had suffered a severe reverse, while strikes were in progress and unrest was growing, the call was made.
The battalion disembarked on 27th January, subsequently returning to its station when relieved by the Suffolks, who arrived on 7th February. About the same period the other Powers concerned took steps to hold reinforcements in readiness, though they landed no parties and showed no disposition to share the lead taken by Britain.
205
At the beginning of February, with General Duncan's leading troops now rapidly approaching, the situation still remained very obscure as to what should be done with them when they arrived. The Chinese have no superiors in the art of placing their opponents in a false position. With a knowledge of the approach of the force the Cantonese might quite possibly change their policy. If their attacks were not pressed and if Sun's armies held out, there would be no apparent reason for landing more troops at Shanghai.
It might be represented as aggressive action unless danger to Shanghai were imminent. The international status of the Settlement added other complications. The force had. been despatched on the initiative of the British Government, and not in response to a call from the Government of the Settlement. Suitable accommodation must be provided for the troops if they landed, as they were to provide a garrison, not to conduct a campaign. But how was accommodation to be f
206
must, however, be faced if the risk of troops arriving too late cannot be accepted.
In appreciating the condition of affairs, it must be realised that at this stage the Municipal Council had not yet definitely asked for reinforcements-merely that an international force of 4000 men should be held in readiness. Moreover, martial law had not been declared, without which no property could legally be requisitioned by the Council. Even the Punjabis from Hong Kong (and their relief the Suffolks) represented a purely British precaution, and were accommodated in privately owned British property; the .Council was in no sense responsible for them. As a temporary measure it was possible to land part of General Duncan's force at Hong Kong, and even if necessary at Wei-hai-wei (still in British occupation); but the accommodation at either place was strictly limited and definite decision was postponed till the latest possible moment. Final decision as to the destination of the transports was eventually left to Admiral Tyrwhitt, the man on the spot responsible for the safety of British life and property. A further attack on Sun's army was anticipated, which if successful might be followed by a rapid advance on Shanghai, necessitating immediate action.
Subject to the Admiral's decision, transports were to stop at Hong Kong. Troops could not, however, be kept on board the transports there, as ventilation was inadequate in the ships when at anchor; and if part were sent on to Wei-hai-wei, the difficulties had to be considered which would arise in administering and supplying the force if its constituent elements got broken up and scattered.
On 7th February the transports with the leading
207
troops of the 20th Indian Brigade arrived at Hong Kong, and on the 9th the Admiral decided that they should continue their voyage to Shanghai, as he could not risk delays which would be involved by disembarkation and re-embarkation. The two leading battalions consequently disembarked at Shanghai on the 14th February. The Central Government at Peking protested but were reassured as to the purely protective nature of the force. Chinese governments had often accepted without protest the landing of naval parties on Chinese territory for the protection of foreign interests; but the landing of soldiers was to them associated with punitive action.
On the 16th February Sun was again defeated, and as this appeared to make a crisis imminent, Admiral Tyrwhitt decided that the leading brigade from England should also be brought straight to Shanghai, though this involved placing troops on British or municipal-owned property outside the actual Settlement area. Eventually, however, owing to wet weather and the difficulty of providing shelter for troops, only General Duncan's Headquarters and two battalions acted on this decision, the remainder stopping at Hong Kong.
On the 23rd February it was known that Sun's army was in full retreat. Straggling parties soon began to dribble into Shanghai, and at the same time a general strike was in progress in which 100,000 Chinese were taking part. On the 25th it was deemed advisable for the 20th Indian Brigade to occupy a Cordon line as a purely British undertaking.
A further danger now arose as the assistance promised to Sun by Shantung troops materialised. Up to this time these troops had been kept in the neighbour-
208
hood of Nanking, but now they began to arrive at the north railway station on the outskirts of the International Settlement. About this time, too, a Chinese gunboat which had gone over to the Nationalists added to the general alarm by opening fire: probably a gesture to show its sympathies, as no harm was done, and what target it was shooting at, was not discovered.
General Duncan on arrival established his Headquarters ashore, having now seven battalions at his immediate disposal. He found the situation for the moment quiet, but in any case he had now sufficient force to occupy the Cordon line and to render Shanghai secure, though it will berealised it had arrived only in the nick of time. The main problem which first confronted him was to find accommodation for his men. Fortunately members of the British community had shown great foresight and energy in starting preparations. Shelters were in course of erection on the few open spaces available, though the muddy nature of the ground at the time, due to rain,.not only caused discomfort but hindered progress of work, especially when troops perforce had to occupy halffinished erections. The Administrative Staff had many difficulties to cOJ;ltend with, not only in this direction but also in hiring existing buildings. N egotiations for Chinese property were especially difficult, partly due to Chinese dilatory methods and partly owing to the extraordinary difficulty of tracing the real owners. In many cases properties belonged to syndicates the members of which were scattered over China with no accredited local representative. Here again the assistance of individuals of the British community with experience of Chinese methods and local knowledge proved invaluable. Apart from the primary
209
question of accommodation, there was an almost total absence of recreational and training space, essential if prolonged occupation were involved. For such reasons it became very apparent that no place could be worse suited than Shanghai to receive a large influx of troops, and this fact soon made consideration of at least reducing the size of the force a pertinent question. But that it could not be immediately done was proved by events.
Chiang Kai-shek, though he had driven back the remnants of Sun's armies to within fifteen miles of Shanghai, now found his further progress blocked in that direction, partly due to the arrival of Shantung troops, but also to the presence of British troops which would deny him his real objective. He therefore sought a new way of exploiting his success. Leaving his right wing facing the Shantung detachment in front of Shanghai, he initiated a fresh movement against the rest of the Shantung army at Nanking, combining an advance down the Yangtse from Hankow with a northerly advance of his central army. In the face of this threat the Shantung army attempted to concentrate again at Nanking, and a hurried withdrawal of the Shanghai detachment took place, leaving no Chinese force to cover Shanghai, as Sun's army had practically ceased to exist. These events took place during the first three weeks of March, and by the 22nd of that month Cantonese troops were on the outskirts of Shanghai.
The peak of the crisis had now arrived and it remained to be seen what the further action of the Nationalists would be. Meanwhile, the nearer they approached, the more disturbed conditions became in Shanghai. In the Settlement area the presence of
210
foreign troops kept things quiet, and there was little disorder beyond some street demonstrations which could without much difficulty be controlled. In the Chinese city, however, and especially in the Chapei Paoshan area, strikes were frequent, murders were committed and police stations were seized by Nationalist adherents.
With no established Chinese authority in a position to control the Chinese population of Greater Shanghai, the Municipal Council at last considered it time to declare a state of emergency, mobilise the volunteers and to apply for the 4ooo-men scheme to be put into operation. Whether this decision would have been so long delayed but for the assurance of security given by British troops is a matter for speculation. In any case, security now ceased to be a purely British concern and became an international responsibility.
The Suffolk Regiment in consequence, as was originally intended, now came under the control of the a.c. Volunteer force, who was responsible for internal security; and representatives of other nationalities began to take over certain sections of the Cordon line which previously had been held entirely by British troops. The American contingent still, however, remained on board ship in reserve available to protect the lives and property of its own nationals.
General Duncan's force remained distinct and independent of the international body, though ready to co-operate with it and also to assist in the protection of the French Concession. The French had increased their garrison and remained responsible for the holding of their own perimeter, but a working agreement ensured that British troops should furnish a reserve for the French Concession in which many British resided.
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The military picture now presented shows the Cordon line, in essence an outpost position with entrenched and wired posts, denying access to the Settlement and to certain areas outside it where foreign interests were established. This line was held in the main by British troops, except on the front of the French Concession and in a small section in the Hongkew neighbourhood where from 24th March the Japanese contingent of the international force had taken over a sector of the line. Within the Cordon line the Shanghai Volunteers, reinforced by the remainder of the international force, were responsible for internal security. Reserves available to repel any determined attack on the Cordon line or other emergency were in the main furnished by General Duncan's force.
During the retreat of the Chinese Northern forces, the troops on the Cordon line were occasionally fired on by snipers and had to prevent armed parties entering the Settlement. Though some casualties occurred on both sides, no serious fighting took place. Some 2000 Northerners, however, had to be disarmed before being allowed to take refuge in the Settlement.
A difficult matter to deal with was the withdrawal into safety of ~isolated Europeans in charge of missionary, hospital and similar establishments situated in the thickly populated Chinese territory outside the Cordon line. The rescue of one such party nearly cost General Duncan his chief Staff officer.
The crisis was not to pass as easily as the presence of an adequate force at Shanghai appeared to guarantee. Chiang Kai-shek's movement on Nanking developed successfully and the Shantung army, in
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danger of being surrounded, withdrew northwards, abandoning that city in an orderly manner.
The Nationalists, on the other hand, on entering Nanking on the 24th March attacked the British, American and Japanese Consulates and committed outrages on men and women of the foreign community. The foreign population were forced to seek refuge outside the city and had eventually to be evacuated under cover of the fire of British and American war vessels, not without casualties and with great loss of property. As a precaution against further outrages of the same nature, a general evacuation of foreigners at all points on the upper Yangtse in the hands of the Nationalists followed, causing an inI creased influx of refugees into Shanghai. Ckiang Kai-shek does not appear to have been responsible for the outrage at Nanking which was engineered by extremists of his party, but naturally reparation was demanded from the Nationalist Government, and as no satisfactory compliance was obtained, relations became very strained.
Chiang Kai-shek, however, now for the first time joined his troops at Shanghai and his appearance was marked by an improvement in the situation there. It became apparent that he represented the moderate element of his party, but that he had no control over the extremists who were plotting against him.
Subsequent events belong to another chapter in the history of China's foreign relations. The Shanghai defence force was to playa part in those events and it was long before its strength could be materially reduced; a small British garrison has in fact remained at Shanghai since that period. But the original task had now been successfully accomplished and Shanghai
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had been made secure. It had also been proved to the Chinese that there were limits beyond which concessions could not be regained from foreigners by force. For a time, it is true that after the Nanking episode affairs in China were in a very critical position; but the scene shifted, and so far as Shanghai was concerned the crisis had passed.
A very brief outline of subsequent events is sufficient to indicate why the local position improved, although as is generally the case in Chinese affairs, the episode was not terminated by a clear-cut, satisfactory settlement.
Chiang Kai-shek and the moderate section of his party having established themselves on the lower Yangtse, the future of Shanghai depended on how far they could maintain their position. In April, plots of the extremists against Chiang matured, and he was deposed from command; splitting the Nationalist Party just when it looked like carrying all before it.
The Northern allies, whose position had been weakened by the spread of Nationalist sympathies among their own following, took advantage of the split to regain temporarily much of their lost territory.
Chiang Kai-shek, however, soon succeeded in getting the better of the extremists in his own party, and the expulsion from China of the Russian Mission, which exercised a dominating influence in the extremist section, resulted. Chiang's success transferred the centre of gravity of the Nationalists from Hankow to Nanking, and the Nanking Government was formed in which Chiang, with fluctuating fortune, has since played a chief part. In consequence Shanghai was able to maintain relations with a single Chinese party and has not again been directly affected by the varying
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fortunes in Chinese civil wars. The Defence Force had to be maintained at strength until the internal state of China had improved, and it was called on from time to time to furnish detachments to protect interests elsewhere in China; but so far as circumstances permitted, the employment of British troops for this purpose was strictly limited, and their gradual reduction was initiated as soon as it was clear that they no longer 'required to be maintained at the strength dictated by their original object.
As an object lesson the despatch of the Shanghai Defence Force has suffered from the success it achieved. Some have said that it was a panic measure;
others that a much smaller display of force would have sufficed. Against such contentions one is compelled to argue on what might have happened rather than what actually did happen; and it may be difficult to convince those who refuse to exercise their imagination that the chief fact in connection with the episode was the arrival of the Force in time and in sufficiently impressive numbers to achieve its purpose. How often in the history of the Empire has the opposite occurred, and serious wars developed because action was too long delayed, or because an inadequate force was sent to deal with a threatening situation in the first instance? The difficulty which the Government must have had in reaching a decision so long before the danger which threatened Shanghai actually materialised has already been discussed. One can hardly doubt that the Cabinet relied greatly on the 3.dvice of the chiefs of the Staff's sub-Committee, which the machinery of the Committee of Imperial Defence now automatically makes available. Prompt executive
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action which followed the decision was also largely due to the close touch established by the Committee of Imperial Defence between the Board of Trade and other Ministries with the fighting Services. There may still be room for improvement in our organisation for the higher direction and conduct of defence operations, but a great advance has been made since vacillations and delays of all sorts led to the failure of the attempt to extricate Gordon from Khartum.
The purpose of the Force was clearly defined and expressed in its name. It had no roving commission to protect our interests throughout China, though no doubt it was hoped that a firm stand at Shanghai would have favourable reactions at less important centres. Concentration of effort and strict adherence to the object were the guiding principles, and till the security of Shanghai was firmly established, no considerable part of the Force was diverted to other purposes, although the temptation to form detachments elsewhere was not wanting when such questions as the re-establishment of the position at Hankow or reparations for the Nanking outrage were raised. But the advance to Baghdad and other events of the Great War had shown how easy it is to be drawn into commitments of incalculable dimensions when new objects are added to a limited undertaking.
That some confusion arose, in the minds of the local community, as to the purpose of the Force and the extent to which it could be used for the protection of private property, is easy to understand. Its object, the defence of Shanghai, meant primarily the assertion of Treaty rights against a policy threatening their unilateral denunciation. It was also a measure to ensure the existence of a place of refuge where the
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lives of British subjects would be safe. The latter purpose carried with it the maintenance of law and order within the Settlement area- and the protection of public property on which the existence of the community depended. The protection of private property stood on a different footing. Within the Settlement the Army could, without hesitation, be employed to support the local authority for its protection, so far as troops could be spared for the purpose; but outside the Settlement areas no such claim to military protection existed. The establishment of the Cordon line to include a residential area lying outside the limits of the Treaty Concession was essentially a precaution to ensure the safety of the lives of those for whom reasonable accommodation within the Settlement could not have been found. It was in many ways a military necessity and in the interests of the community as a whole, including its Chinese component. To have attempted the protection of private property outside the Cordon line would have led to dangerous dispersion of troops, and would have been consistent neither with the military nor political purpose for which the Force had been despatched.
Although the circumstances which led some years afterwards to a conflict at Shanghai between Japanese and Chinese troops had little in common with those which led to the despatch of the Shanghai Defence Force, and involved political issues which do not concern us here, there are some striking contrasts in the military conduct of the two incidents. In consequence of the murder of some Japanese and the state of acute hostility between the two races, Japan landed a force, mainly seamen and marines, in the Settlement with a view apparently to establishing guards in Chapei for
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the protection of a large Japanese community in that suburb. Although Chapei lay outside the Settlement area and was occupied by some Chinese troops, no serious opposition seems to have been expected. But the force landed was neither large enough to overawe resistance nor strong enough to overcome it, and in the fighting that occurred, its advance was checked.
Success encouraged the Chinese to bring up more troops, and heavy reinforcements were required from Japan to conduct operations on a much larger scale than was originally contemplated. Those who consider that the British Force sent to Shanghai was unnecessarily large should note the consequences of employing one that is inadequate. The proximity of Japan made prompt reinforcement comparatively easy, but a similar under-estimate on the part of the British Government would obviously have had immensely more serious consequences. Not only had Japan under-estimated the size of the force originally required but she had added to the difficulty of its task by introducing a second object. Tpe original landing was preceded by, and connected with, a demand for reparations, conveyed in an ultimatum calculated to obscure the defensive object and to provoke Chinese resistance. Moreover, the Chinese Division which first opposed the Japanese did not in fact own allegiance to Nanking but was a detachment of a Canton army in opposition to it; and it was the terms of the ultimatum, coupled with the offensive action of Japan when her weak force was checked, which involved the Nanking Government in what might have been treated as a local clash. Those who consider that the Shanghai Defence Force might have been employed to secure reparatiQn for the Hankow and Nanking
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outrages should consider how easily it might have been drawn into undertakings beyond its capacity if such additions had been made to its primary task.
We may well rest content with the fact that the Force achieved its object and that it improved rather than embittered our relations with the Chinese. Nor did it give rise to misunderstandings and friction with other foreign Governments, or with their Nationals at Shanghai. The latter were more than a little inclined to contrast British action favourably with the comparative inaction of their own Governments, which left our predominant position at Shanghai more firmly established than ever. The troops themselves contributed largely to these results both by the good temper and patience they showed in handling the Chinese, and the manner in which they accepted circumstances of great discomfort that could not be altogether alleviated, in spite of the active and generous assistance of residents in Shanghai.
There is little to be said as regards the actual employment of the troops. Their main duty was to hold an outpost line and regulate civilian traffic through it. Hostile action in the form of occasional sniping was encountered, and a few attempts by armed parties to pass the Cordon also occurred, but were stopped without difficulty. Conditions demanded that counter action should be reduced to a minimum and clear orders were given to that effect. Good sense, patience and discipline were the qualities chiefly required. The predominating infantry character of the Force was fully justified by events. Annoured cars proved useful especially in patrolling, where roads existed, between the posts on the Cordon line. There were no tanks with the Force and in the actual course
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of events they were not necessary, nor would they have proved a substitute for infantry. If, however, events had taken a more serious turn they would obviously have added greatly to the capacity of the Force to deal with an emergency. Infantry must always remain the most suitable arm for dealing with riots and for employment in street fighting, but that is no reason why they should be denied the assistance which armoured fighting vehicles can give them; and it seems unlikely that in the future any similar force would be despatched without a tank component, though in this case there were doubtless good reasons for its omission.
The Shanghai episode provides a valuable illustration of the functions of the Home Army as a central reserve and as a diplomatic agent. We cannot afford to treat it merely as a training establishment, and neither its armament nor its organisation for rapid mobilisation can safely be neglected, however much the possibility of its employment in Europe may have sunk into the background.
The danger of reducing our garrisons at isolated foreign stations to such a bare minimum that they - cease to be of value as a local reserve of force was shown too by the very limited part the weak garrison of Hong Kong was able to play. If the crisis had developed more rapidly this might have led to serious results.
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CHAPTER IX
PALESTINE, 1929
IT would -be difficult to imagine conditions more likely to bring about communal disorders than those which the attempt to re-establish a national home for the Jews in Palestine provided.
Economic conditions, distrust of Government impartiality, racial prejudice, and above all, religious fanaticism, combined to turn the contempt for the Jews which the Arabs had previously felt, into active hatred and jealousy. The Jews, on the other hand, were equally fanatical and not a little disposed to presume on their newly acquired status. On the top of all this the historical associations of the country provided a coincidence of spots holy to the two communities, and the calendar provided a coincidence of holy days.
Under Turkish rule the problem of the custody of a region round which the history of so many forms of religion centred had been treated in a broad-minded spirit. The small Jewish community and Jewish pilgrims had well-defined if limited privileges. Naturally, however, the ownership of places sacred to Moslems was vested in their own religious body, and when the Mandatory Power assumed control, it undertook to maintain the status quo in spite of the Jewish influx. It is not surprising that the Arabs watched the fulfilment of this promise jealously, nor that the Jews should seek by degrees to assert rights not included in their former privileges.
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Our long experience of communal troubles in India and elsewhere should have taught us that communal rioting will break out with little warning, and to what length it will go. We know that the firm and impartial intervention of force is the sole means of restoring peace and of preventing the spread of disorder.
When we first assumed the mandate the danger was recognised and a very efficient British police force 750 strong was originally provided. It is amazing, however, what risks will be accepted under the urge of economy, and the desire to accelerate the evolution of self-government. The original police force brought about its own dissolution by the very effectiveness with which it had maintained order. A locally recruited force with the British element reduced to 150 officers and N.C.O.'s was substituted. Such a force, while quite satisfactory to deal with the suppression of ordinary crime, was bound to be a source of weakness in case of communal disturbances, since its reliability and impartiality would be suspected both by the Government and the communities involved, even if it had the required numerical strength. Had a backing of troops been available these objections to the change in the character of the police would not have mattered so much, but all ground troops were withdrawn from the country and responsibility for security transferred to the Air Ministry.
Here again all might have been well if the Air Ministry had been provided, as was the case in Iraq, with sufficient ground troops to deal .with situations which could not be met by air action alone. The Royal Air Force, witharmoured cars to co-operate, furnished an effective and economical force to guarantee the country from outside aggression, but air action could
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not render assistance to the civil power in the task of maintaining internal order, and armoured cars also had their limitations. Moreover, in the event of an Arab outbreak within the frontiers it would be more than ever necessary to hold forces in readiness to keep a watch on the Bedouin Arabs outside.
One must conclude that the achievements of the Royal Air Force in Iraq had not been thoroughly analysed, and that the Government in its desire for economy had formed an over optimistic estimate of the potentialities of the new arm without fully considering the difference in the security problems of the two countries.
As a result of these conditions not only was there a quite exceptional danger of communal trouble but the local civil government had been left in an exceptionally weak position to deal with any considerable outbreak which might occur. A brief account may be given of the actual circumstances in which growing racial animosity, jealousy and fanaticism combined, with the coincidence of sacred dates and places, to bring matters to a head.
August 14th and 15th were the days on which the Jews commemorated the destruction of the Temple (the Tisha Be' Av), and on these days in particular they came to its remaining fragment, the Wailing Wall, to pray. But the Wailing Wall formed part of the main Moslem religious property and the Jewish right of assembly there was a privilege subject to very strict limitations. Equally significant to the Arabs were 16th and 17th August, as on those days (that is to say, from noon till noon) the birthday of the Prophet was celebrated and Moslem religious ceremonies took place in the same neighbourhood. Furthermore, in
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1929, August 16th was a Friday, the principal prayerday of the Arabs, while Saturday 17th was a Jewish Sabbath. This meant that on the 16th Moslem ceremonies began earlier in the day than usual and that on the 17th a number of Jews would come to the Wall.
The coincidence of dates would have been dangerous enough at any time, but the danger was greatly intensified by recent events which had inflamed the fanaticism of both parties. The Wall faced a paved cul-de-sac which enabled Jewish religious ceremonies to be carried on with a decent privacy. The Moslems, however, accused the Jews of taking advantage of the new regime to evade restrictions previously imposed.
Consequently they as owners of the property had commenced certain alterations to the buildings adjoining the Wall which had the intended effect of allowing the Jewish meetings to be watched, and converted the cul-de-sac into a potential thoroughfare.
The Jews protested loudly against this interference with their privacy and the Government intervened to induce the Moslems to modify their plans, with the result that some modifications were made which, while meeting the letter of the arrangement with Government, avoided its spirit. Neither party was satisfied and feeling ran high.
As a consequence of the dispute it was thought that the Jews intended on the occasion of the Tisha Be' A v to make an illegal demonstration of protest at the Wailing Wall. Young men from the country were urged to attend, and there was talk of their willingness to incur martyrdom. Which party was the more provocative in these matters is immaterial, the question which interests us is- what the Government should have done about it.
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The Government, as we have seen, was in a very weak position to maintain order by force, the police force, short of British personnel, was of doubtful reliability, while behind it was no arm which could be employed to assist the civil power. It is probable that a man with Lord Plumer's great prestige, force of character, tact and willingness to accept responsibility would, by sheer personality, have saved the situation and imposed his will on both parties. But Mr. Luke, who was in charge in the absence on leave of Sir John Chancellor, Lord Plumer's successor, could not be expected to exercise the same personal influence and was in a most difficult position. His task was made more difficult by the attitude of the local press, which did its utmost to embitter feeling.
Mr. Luke did what he could to mitigate the danger of the situation, which he fully realised, by calling on the responsible leaders on both sides to exercise their authority and by reviewing the police arrangements.
He also called two District Commissioners who spoke Hebrew to Jerusalem to assist in maintaining order. On the 14th these precautions sufficed, and though large numbers of Jews assembled and took part in the ceremonies, the police were able to maintain order and to keep the crowds on the move, both at the Wailing Wall and also when, as was customary, a procession of Jewish youths made the tour of the city walls.
On the 15th, however, Mr. Luke was presented with a more acute problem. The morning had been' uneventful, but at 11.3° he was informed that a number of Jews had assembled at a school building with a view to organising a political demonstration at the Government offices and at the Wailing Wall.
A small detachment of police were sent to the
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school to interview the leaders and to explain what would and what would not be permitted. Instructions were given to the effect that there must be no demonstration at either place, no flags carried, no songs sung, and that the men were not to move in any military formation. Permission was, however, given for a deputation of three to come to interview the chief secretary in the afternoon.
In view of the fact that the hotheads appeared determined to invite a clash with the police there appeared little prospect of the instructions being obeyed, and the problem now took a more definite shape. Should or should not access to the Wall be forbidden?
There were three alternatives:
(a) To refuse permission.
The most cogent reason for not adopting the first course was that in the event of a clash with the police trouble might spread beyond the power of that inadequate force to maintain control. There was also unwillingness to interfere with attendance at legitimate ceremonies.
The second course was not followed as it would probably have been interpreted as a precedent for demonstrations on future occasions.
The third course was actually adopted.
At 1.30 P.M. the crowd, tired of waiting for a definite Government pronouncement, moved off to the Wall, orderly enough and escorted by a small body of police. A flag was carried but it was furled.
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At the Wall the flag was raised, songs were sung, a speech made, and there were shouts designed to irritate Moslem sentiment and to assert Jewish claims to ownership. In spite of the defiance of instructions the police, to avoid interference with religious rights, did not intervene and the demonstration took place as intended, without actual disorder.
The orderliness of the demonstration, however, tended only further to inflame Moslem feelings, as it was attributed to the acquiescence of the Government in Jewish illegalities. An appeal which had been made to the Moslem leaders to avoid interference with the Jews during the ceremonies increased the feeling that they were being hoodwinked.
Protests were lodged, a Moslem counter demonstration was organised, and on the 16th it took place, also at the Wall.
The Jewish demonstration had been carried out by some two or three hundred men, but the Moslem procession numbered over 2000, and to prohibit it seemed even less possible, in view of the police force available, than in the former case. On the whole the Moslem demonstration was orderly, but a certain amount of damage was done by the riff-raff to votive offerings and other objects sacred to the Jews. Two or three Jews who were at the Wall had to seek refuge, but there was no violent collision. The 17th also passed without serious- violence, but feeling was becoming increasingly inflamed on both sides, while the efforts of the deputy High Commissioner to reconcile the parties served to irritate rather than to pacify the people. At Jerusalem, Haifa, Jaffa and' Hebron the situation became threatening and the press was very provocative, magnifying and distorting
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every incident. In the absence of any force it could rely on, the Governmentwas thoroughly alarmed. The Armoured Car Company stationed in the TransJordan at Amman was moved to Ramleh, twentyfive miles west of Jerusalem. But without the assistance of other troops armoured cars have definite limitations. Their crews cannot effect arrests, and except in situations where fire power and extreme mobility are required they are ineffective, lacking the adaptability of infantry to meet every turn of events.
The week following the demonstrations was marked by angry discussions and mutual recrimination.
Government's well-meant efforts to keep the peace were interpreted as weakness and partiality. The police, who had really behaved extremely well, also came in for abuse. All over the country temper continued to rise, and at the end of the week violent rioting broke out round Jerusalem. Jewish colonies were attacked, murders were committed, houses were burnt and property was looted. Evidently all control had finally been lost; the S.O.S. was signalled and detachments of all three fighting Services were rushed to the rescue.
From Malta the Royal Navy sent the cruiser Sussex, at twenty-seven knots, to Jaffa, and the battleship Barham, at seventeen knots, to Haifa, while the aircraft carrier Courageous, with her attendant destroyers Wanderer and Veteran, stood by ready to transport an infantry battalion.
Egypt contributed two infantry battalions, one section Field Company Royal Engineers and an armoured car squadron of 12th Lancers (the regiment was then in process of conversion into an armoured car unit, but cars for one squadron only had yet been
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received and the men were practically untrained in their new duties).
How to bring the Egyptian contingent to the scene of danger and distribute it with the least delay possible in order to protect the scattered Jewish settlements from the threatened pogrom was the initial problem.
The timing of the movements is therefore worth examination. Brigadier W. Dobbie commanding the Cairo Brigade received a warning order for the despatch of one infantry battalion at 10 A.M. on the 24th and the 1st South Wales Borderers stationed' at the citadel was selected. At 11.33 a further order stated that two platoons were to be despatched immediately by air to Jerusalem.. Let us follow the doings of these two platoons first.
Their strength was fixed at two officers and fifty other ranks with three Lewis guns, and lorries for them arrived at the citadel at 12 noon. At I P.M. they were at the Heliopolis Aerodrome and at I. 15 they were in the air in four Victoria troop carriers. Flying was bumpy and the hurried dinner eaten before starting had little permanent value. One of the Victorias had a forced landing with engine trouble just before crossing the Suez Canal, but the other three reached Jerusalem safely, landing at the aerodrome nine kilo metres from the city at 5.10 P.M. Here lorries met the men and, after another hasty meal in Jerusalem, at 7.30 they started off with police guards to take over the protection of a group of Jewish colonies which the Arabs were attacking and looting.
On arrival they found a good deal of promiscuous sniping going on, and during the night one of the villages was attacked twice by Arabs intent on loot,
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but a few bursts of Lewis gun fire repelled the attack, inflicting casualties. Other villages were subjected to rifle fire from neighbouring orchards, and at dawn a strong patrol was sent out to deal with the snipers.
Active patrolling during the night also dispersed parties of looters, and after the first night the situation was in hand and no further looting occurred. Altogether these platoons had experienced an active twenty-four hours subsequent to the sudden warning in Cairo on the 24th, and they continued to form the main guarantee of the Jewish colonies round J erusalem till relieved on the 27th. The machine whose flight had been interrupted reached Jerusalem some three hours after the others and its party was held in reserye at police headquarters, taking part in a number of armoured car patrols.
The immense value of air transport will be better appreciated if it is realised that when the platoons arrived the small force of police in Jerusalem was in a state of exhaustion from continuous duty, and that in the Jewish colonies there were groups of defenceless inhabitants sheltering in such houses as gave a measure of protection-sometimes as many as a hundred in a building. A handful of troops arriving in time saved the situation and were more valuable than thousands a day late.
The rest of the Egyptian contingent had to move by train. The South Wales Borderers (less one rifle company and three machine gun platoons left at the citadel) entrained at Cairo after noon on the 24th, and at Kantara one company of the Green Howards and one section Royal Engineers from Ismailia joined a second train which carried the South Wales Borderers' transport. The trains were ferried across the canal at
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Kantara and the leading train reached Ludd (Lydda) at 12.15 P.M. on the 25th.
Here Brigadier Dobbie, who accompanied the troops, was confronted with the first of many decisions he had to make as regards the distribution of his force.
At Jerusalem the situation was fully developed and very serious; clearly the bulk of his contingent must go there in the first instance. At Jaffa and Haifa, however, it was known that there was acute tension and a conflict might break out at any moment. Jaffa was especially a danger point owing to the existence of the new Jewish town of Tel Aviv adjoining it.
The Brigadier therefore decided to drop C Company South Wales Borderers, less the detachment of fifty men already at Jerusalem which it had supplied, and from Ludd the Company was conveyed by train to Tel Aviv, arriving at 1.3° P.M. Thence it marched straight into Jaffa, to find at 2 P.M. the main square filled with a mob on whom the police and an armoured car had already had to fire.
After the crowd had been warned to disperse, an advance by the Company, with bayonets on guard, cleared the square in one minute; a Moslem pricked by a bayonet, as he did not move fast enough, was the sole casualty. Then having made touch with the District Commissioner, Lieut.-Colonel Petre, who was in command, started to relieve posts which had been established by Royal Air Force personnel and police as a screen between Tel Aviv and Jaffa, and this was completed by 6 P.M. Meantime, at about 5 P.M., reports of rioting and murder on the outskirts of Tel Aviv was received and a party of about twenty men was moved by bus to the scene, where shooting by both Jews and Arabs was going on. Debussed, the
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men advanced and cleared the Arabs with some casualties out of the orange groves and houses from which they had been firing, while the police forced the Jews back into Tel Aviv. An armoured car cooperating with the soldiers pursued the Arabs, who, however, found refuge in orange groves. A few caught hiding were handed over to the police and there was no subsequent trouble in this locality. How many casualties among the rioters on either side occurred during the day is uncertain, but the night passed quietly, curfew, enforced byarmoured car and infantry patrols, having been established at 6.30. Raids by troops and police in the small hours of the night resulted in the capture of some arms in Jewish houses.
So far as the two towns were concerned order was now fairly well re-established, but in the exposed village colonies no protection could yet be given, pending the arrival of H.M.S. Sussex.
Leaving Jaffa for the moment, let us follow Brigadier Dobbie and the remainder of the South Wales Borderers to Jerusalem, which they reached at 4.30 P.M. on the 25th. There the police were found in a state of exhaustion and immediate steps to relieve them were required. As the South Wales Borderers Battalion was, on account of detachments at Cairo and Jaffa, reduced to one rifle company and one machine gun platoon, the Headquarters wing was organised into a rifle platoon, and when the second train arrived at 8.15 the section of Royal Engineers were also used as infantry. The company of the Green Howards which was on this second train could not be employed as it was required for another purpose almost as soon as it detrained. The situation in Jerusalem, though steadied by the arrival of the first troops by air, was
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still very acute, and outlying Jewish settlements were in danger and every available man of the South Wales Borderers was needed for active duty.
Reports received at 10 P.M. described the situation at Haifa also to be very critical, and the only troops on whom Brigadier Dobbie could lay his hands to send to this new scene of trouble was the company of Green Howards which had just detrained. Back it had to go to the station, and by 1.30 A.M. on the 26th it was on its way to Haifa, where it arrived at 7 A.M. There it was met by the District Commissioner, who reported large parties of Arabs armed with sticks collecting in various parts of the town. An excited crowd outside the station, which the police could not control, indicated the state of affairs.
Leaving one platoon at the station, the company at once marched off to clear the town, dropping pickets at cross-roads and sending patrols to danger points as the crowds were dispersed. By 9.30 A.M. control was restored, except in one area which was not finally clear till I P.M. At 10.45 a platoon was despatched to Acre where trouble threatened, but as it did not mature the platoon was at once recalled. A little later another platoon was despatched by rail to the point of Mount Carmel in consequence of an air report that a party of Arabs was advancing from that direction. This proved to be a working party of convicts who had escaped from control, but with the assistance of mounted police they were rounded up as they scattered and tried to hide in the scrub, the whole party, about fifty strong, being captured. During the day various patrols in motor transport moved to threatened spots and at 6 P.M. curfew was established and enforced by motor patrols. A quiet night resulted, but further outbreaks
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occurred next morning in which Arabs and Jews were murdered and houses burnt. The troops came in for some sniping while they were actively employed intervening in the riots and in moving parties of Jewish men, women and children to places of safety.
Nevertheless the situation was now safe, as reinforcements had arrived. H.M.S. Barham anchored off the port at 7 A.M. and by I I A.M. a strong naval landing party had relieved the troops.
Let us pause here to review the general situation.
The vanguard of the rescue force in the shape of two platoons flown from Egypt had checked the enemy on the night of the 24th. On the 25th and 26th Brigadier Dobbie's main guard, consisting of the South Wales Borderers and one company of the Green Howards, had occupied Jerusalem, Jaffa and Haifa, the tactical key points essential to secure pending the arrival of the main body. The main body was closing up in three columns represented by H.M.S. Sussex, arriving at Jaffa on the morning of the 26th; H.M.S. Barham, due at Haifa on the morning of the 27th; and the third from Egypt, consisting of the rest of the Green Howards and a company of the King's Regiment, due at Jerusalem on the evening of the 26th, followed by the Armoured Car Squadron of 12th Lancers a day later. A further reserve would be available when H.M.S. Courageous, with the South Staffordshire Regiment on board, arrived from Malta, and she was expected early on the 28th at Jaffa.
Brigadier Dobbie, who on the morning of the 26th assumed, by mutual agreement, command of the forces of all three Services in Palestine and the police, had to decide how he would deploy these contingents as they arrived. Martial law had not been declared,
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but a state of martial law existed de facto, including the essential unity of control which martial law provides.
Although the key points had been secured, outlying districts were everywhere out of control of the smalJ police posts, and all Jewish settlements were in the greatest danger, notably in the Hebron and Nablus districts and the settlements in the Maritime Plain and the Valley of Esdraelon. Brigadier Dobbie was faced with three problems in order of urgency.
(a) The prevention of further attacks on the Jewish colonies.
Clearly great dispersion of force was unavoidable, as it would be necessary to establish posts iLl many outlying places. At the same time every opportunity had to be taken to form reserves ready to move to threatened points, and every part of the force had to be given a high degree of mobility. The first two problems indicated active defence, whereas the third might entail offensive action of a punitive nature involving a greater measure of concentration; but its solution could be initiated in each district in conjunction with protective measures as opportunity offered.
Guided by these considerations, orders for the extension of defensive action to protect the Jewish settlements were as follows:
On 26th-(a) Naval landing-parties from H.M.S.
Sussex to relieve C Company South Wales Borderers at Jaffa and the latter to move to the Ludd area.
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(b) The company of the King's Regiment from Cairo to join South Wales Borderers at Jerusalem.
(c) South Wales Borderers to despatch a detachment to Hebron.
On 27th-(d) Green Howards from Cairo, less the company at Haifa, to move to Nablus- Jenin.
(d) Landing-parties from H.M.S. Barham to relieve the company of Green Howards at Haifa and latter to move to Afule.
On 28th-(f) South Staffords, on arrival from Malta by H.M.S. Courageous, to relieve C Company of South Wales Borderers in Ludd area and the latter to rejoin its battalion at Jerusalem.
It was arranged that the zone for which the naval landing parties at Jaffa and Haifa would be responsible should extend along the coast to about ten miles inland.
Mobility was to be secured by the extensive employment of locally requisitioned motor cars, buses and lorries, and by holding special trains in readiness.
In two vital matters the luck of the Empire held good. The weather was dry and motor transport was able to operate on country tracks, and even across country.
Also, neither Arabs nor Jews made any attempt to damage telephone lines, so that intercommunication was good even before the arrival of military signals with wireless equipment.
It is not necessary to follow the doings of the various detachments in different parts of the country in their rescue and protection work, but as an illustration of the sort of duties entailed we may go back to C Company of the South Wales Borderers, whom we
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left at Jaffa on the morning of the 26th, having reestablished order in that town and in its new neighbour, Tel Aviv.
At 6.15 A.M. H.M.S. Sussex anchored off the port and between 7 and 10 A.M. had landed six seamen and two marine platoons under the command of Captain Raikes, R.N., who at once commenced the relief of the South Wales Borderers. By 3 P.M. the relief was complete, the boundary of the responsibility of the Navy had been fixed, and motors had been collected to move the soldiers to their new area. The Navy took up such duties as finding escorts at the funerals of men killed on the previous day, and in general prevented any fresh outbreaks.
Lieut.-Colonel Petre having organised his company in two columns, each one with a Royal Air Force armoured car attached, moved off at 3.15 P.M., one column to Naaneh Station in the south and the other to Kalkita farther north.
The southern column under Colonel Petre was responsible for villages east of Ludd and those adjoining the southern side of the naval zone, while the other watched those to the north of the Navy. With Colonel Petre was Mr. Cook, one of the 100 special constables who had enrolled themselves, and who with their knowledge of the local languages and conditions rendered valuable service. Mr. Cook, in addition to his other qualifications, was the manager of the garage which had supplied the bulk of the motor transport and was therefore in a position to see that the drivers gave no trouble.
The cars of the southern column reached N aaneh at 4.45 P.M., and a short time afterwards Colonel Petre took a patrol to a village called Katra, reported
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to be in danger. The report proved to be exaggerated, and having established a police post in the village for the night the patrol returned. Meanwhile a police officer had applied to the company sergeant-major left at N aaneh for a party to assist him at another village which was seen on fire, and a N.C.O. and five men had been sent.
At 7.30 P.M. two of these men came back to report that a large number of Arabs were threatening to loot the village (Khulde), so the armoured car and one platoon were despatched to deal with the situation.
As this party approached the village heavy firing was heard. The infantry debussed and, headed by the armoured car, attacked the Arabs, who dispersed with casualties. In the village twenty-nine Jews alive and one dead were found in the one house left standing. The young lance-corporal with his three men of the first party had established themselves in a barn outside the house and had kept the Arabs off, inflicting many casualties: a good piece of work which probably saved the lives of the Jews, as although they had a fair supply of arms, the house they were in was on fire. The Arabs were taught a sharp lesson, as twenty-five were killed and some thirty wounded.
Next morning Colonel Petre was confronted with a new danger. Reports were received that the Bedouin Arabs were on the move; patrols saw many about, and an attack on Katra was anticipated. Colonel Petre decided in consequence to send a strong column to Katra that evening which might catch the Arabs in the act of attacking and give them a lesson, and which at any rate would protect the village. As a preliminary he removed the danger of trouble occurring elsewhere by evacuating the inhabitants of both the Jewish and
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Arab villages of Akron, and by warning neighbouring people that anyone seen in the empty villages would be treated as hostile. It was known that attempts were . being made to incite the more peaceful Arabs to attack the Jewish settlement. During the afternoon the column concentrated, and it consisted of the whole company reinforced by a platoon of naval ratings and two extra armoured cars.
It was a nice problem to fix the hour of starting.
If it was fixed too early, warning would be given to the Arabs. If too late, much of the route would be difficult to traverse in the dark as the going was bad and the village might be destroyed before the column arrived. Actually the column started at 5.30 P.M., arrived at II P.M. and at once occupied a position reconnoitred on the occasion of the previous visit to the village. The column was sniped at one place on the route and while approaching the village, but no attack was made although there were many Arabs about. One encampment had been passed on the way, and though it was believed to belong to a peaceful tribe its sheikh was held hostage for the night.
Next morning it was found that all sign of the Bedouins had disappeared and, the country being quiet, the column returned and prepared to hand over to the South Staffords, who had now arrived to relieve them. On the morning of the 29th the company entrained to rejoin the battalion at Jerusalem. The activities of C Company had had a very steadying effect on the whole of the Ludd district, and the movement of a large column at night, although without tangible result, produced the moral effect which follows when it is shown that the initiative has passed into the hands of the Government Forces.
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To return now to the general situation which Brigadier Dobbie had to deal with. The threat of Bedouin activity mentioned above had on the 27th made the protection of Gaza an important matter. It was reported that 6000 Arabs were advancing towards the town from the south-east and there were no troops available to protect it. Actually a force of about 2000 Arabs had gathered, but aeroplanes sent out to reconnoitre and turn them back were unable to locate them. The best that could be done was to despatch two improvised armoured trains, mounting machine guns manned by naval personnel, as a protection to the town and if possible to the aerodrome. The presence of European women and children in the town added to the anxiety felt. Fortunately the Bedouin advance checked and tended to turn northeast, and on the 28th a political officer was able to get in touch with them and induce them to turn back. On that day, too, the arrival of a detachment of the South Staffords made the situation secure.
About this time, however, attempted incursions by Trans- J ordanArabs also began to give cause for alarm, and continued to be a possible source of danger for some weeks; especially as it was necessary for the Trans- Jordan Frontier Force to find patrols in the J ordan Valley and on the Syrian frontier where there was unrest, until the duty could be taken over by Brigadier Dobbie's troops.
The arrival of the South Staffords on H.M.S. Courageous on the 28th completed Brigadier Dobbie's command, and the employment of the aircraft carrier as a troop carrier deserves some comment. Captain Brownrigg at Malta received orders at 1.47 A.M. on the 24th to. raise steam, complete with fuel and stores,
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and stand by to embark one battalion of troop~. The purely naval part of this programme, including the stowage of stores, meant some twenty-four hours' work, and it was perhaps fortunate that the decision to embark troops was postponed, especially as he had no definite information as to what military stores and vehicles would be taken in addition to personnel.
Intimation received that some 77 horses, 5 motor lorries and a large amount of fodder would accompany the troops was calculated to raise alarm and despondency. Fortunately these items did not materialise, and the unexpected appearance - of 32 limbered wagons (or as they were reckoned by the Navy, 64 twowheeled vehicles) was a sufficiently unpleasant shock when the embarkation actually commenced.
Definite orders for the embarkation of the battalion were finally received about midnight 25th-26th.
Embarkation began at 3.40 A.M. on the 26th, and by 8.35 A.M. the battalion, at a strength of 734 with its 64 two-wheeled vehicles, was on board and the ship proceeded to sea: a performance which speaks for itself. Hangars provided shelter for the men sleeping on deck, and the central mess system, a feature of modern ships, greatly facilitated arrangements for feeding them. Heavy stores were stowed on the flyingoff deck without difficulty, though cover could not be provided. Officers, needless to say, were well looked after and doubled up with their naval opposite numbers. To a mere Soldier it seems surprising enough that so many men and stores could be squeezed on board, but even more so, that when the ship proceeded to sea, it was possible to "fly on" nineteen aircraft of three different types in the course of one and a half hours, and also, before troops were landed, to fly off
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six machines urgently required on arrival at Jaffa.
Disembarkation of the troops commenced at 6 A.M. on the 28th, and was completed by 9 A.M., forty-eight hours after leaving Malta.
By the 28th the general £ituation had become more satisfactory, and though isolated attempts at outrage had to be dealt with, the greater part of the country was under control. In fact, but for the danger of incursions across the frontier which demanded a reserve, the South Staffords from Malta might not have been required. As regards internal security, pacification of the Galilee area and the relief of the Trans-Jordan Frontier Force detachments on the Syrian frontier and in the J ordan Valley were the chief tasks still to be carried out. In the south Gaza was safe, but Beersheba was in a panic as the Bedouin tribesmen were still in the neighbourhood. Confidence was, however, restored there, first by the 12th Lancers' armoured cars and later by a company of the South Wales Borderers.
The Navy were actively restoring settled conditions at Jaffa, Haifa, and in all the coastal area. The South Staffords not only controlled the Ludd area but constituted a reserve. In the Jerusalem area the South Wales Borderers and company of the King's had already initiated the final phase of restoration of order by carrying out raids on certain villages implicated in outrages, and prevented the recurrence of outbreaks.
The Green Howards in the Nablus, Jenin and Afule districts had the situation in hand, and on them was imposed the task of taking over the Northern Frontier, Galilee and Jordan Valleys, assisted by the 12th Lancers. To enable this to be done a naval detachment, supplied by H.M.S. Courageous, was moved up to look after Nablus.
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On the 29th, while the Green Howards were carrying out the extension northwards, a serious outbreak occurred at Safed near the Syrian Frontier which the small detachment of the Trans-Jordan Frontier Force and police in the town could not suppress. A party of Green Howards, however, arrived two hours after the outbreak occurred and restored order, although not before a considerable portion of the town had been burnt. The danger of incursions from Syria, where there was much excitement among the Arab population, was intensified by events at Safed, and parties actually crossed the frontier. The French authorities, however, responded promptly to requests to co-operate in preventing such movements, and though the Green Howards had to deal with small parties from across the frontier the danger was effectively checked.
Between the 29th August and 9th of September this battalion was actively employed in the J ordan Valley and Galilee area, a company of the South Staffords as well as the naval party at Nablus being attached to it to enable it to cover its enlarged area.
As security became assured the final stage of restoration of control was initiated. This involved tasks of a more offensive nature and took the form of raids on villages, or to capture individuals implicated in outrages. It was decided that all such raids should be carried out in co-operation with the police, who were responsible for making arrests and for the identification of wanted individuals. The troops surrounded villages and were authorised to, and did on occasions, use their weapons to prevent attempts at escape or to support the police in case of resistance.
A large number of arrests were made, and the moral
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effect of demonstrating that the police were once more in effective operation was produced. Much loot was recovered and valuable evidence, which facilitated subsequent investigations, collected. The deterrent effect of offensive action at once became evident, and with the cessation of fresh outbreaks it soon became possible to concentrate troops in their respective areas and to relieve the naval detachments.
On 9th September the detachment of the Fleet air arm and the landing party of Courageous were relieved, and by the 13th the contingents from Sussex and Barham were withdrawn. Sussex had landed 20 officers and 297 men, Barham 27 officers and 403 men.
The assistance provided by the naval parties had been invaluable. They had taken over the situation at Jaffa and Haifa while it was still very critical and had re-established order in the whole coastal area, thus liberating troops for the work inland. Being selfcontained, questions of supply and administration were proportionately simplified. It must be remembered, however, that the employment of large naval detachments on shore is an emergency measure which cannot be continued for a very long period. Arrangements for their early relief should not be lost sight of.
This is particularly the case when a highly specialised unit like an aircraft carrier is concerned.
On the relief of the Navy the country was finally divided into three areas:
(a) Northern area-Galilee, Haifa and the Plain of Esdraelon. Troops: Green Howards, 1 company South Staffords and Armoured Car Squadron 12th Lancers. .
(b) Jaffa and Nablus area. South Staffords less 1 company.
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(c) Jerusalem and Hebron area. South Wales Borderers.
Within these areas troops were concentrated as far as possible and all outlying detachments were relieved.
With the final redistribution of troops Brigadier Dobbie's task was accomplished and responsibility for defence was re-transferred to the Royal Air Force on 12th September. The military force in the country was, however, maintained, and though by degrees reduced in strength, two battalions are still stationed in Palestine.
A distinguished general once said, on receiving a reward for the part he had played in restoring order, that he felt he ought to thank the Government for engineering the situation which had given him his opportunity. The three fighting Services might similarly have claimed that they owed it to the Government rather than to the Arabs or Jews that they had such an opportunity of demonstrating their utility.
The lessons of Palestine are more political than military. Having accepted responsibility for a situation bound to give rise to intense communal friction one would have expected the Government to have taken reasonable precautions to ensure the maintenance of order. Clearly the situation required firmness and tact in the exercise of control, but firmness without adequate backing may degenerate into bluff, and tact by itself may be interpreted as weakness. If Mr. Luke in the first instance had adopted a firmer attitude and had prohibited the demonstration at the Wailing Wall he would to a large extent have had to rely on bluff.
It might have succeeded, but if it had failed the situation might well have developed more quickly and
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with even greater violence. By relying on tact he at least gained time.
Time being gained, one may feel surprise that the opportunity was not taken to summon assistance earlier. It has been remarked that when military support for the civil power is needed it is generally called in too late and sent away too soon. The fact that the military adviser of the local Government was an officer of the Royal Air Force introduced a complication, as he could provide little assistance to the police from the resources of his own Service and was not in direct touch with the sources from which ground troops could be provided. This is one of the disadvantages of having two branches of the fighting Services responsible for land defence, under separate authorities. A partial remedy is to unify control in each locality by supplementing the Service responsible with detachments of the other Service. Thus in Iraq a very considerable force of ground troops of one description or another has been at the disposal of the Royal Air Force, and the same course has been adopted in Palestine since the incident we have been discussing.
In the ad hoc arrangement adopted in Palestine to secure unity of control, command devolved on an Army officer. This sudden change in the incidence of responsibility at a moment of stress, involving as it did the supersession of the officer familiar with local conditions by one who was not, must raise doubts as to the wisdom of the normal organisation. Presumably questions of seniority in rank and the leading part which fell to the Armywere responsible for the change, but it speaks volumes for the good sense of the officers of all three Services that unity of command was
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accepted by mutual agreement on the spot, before it was confirmed later by authority in London. Admirable co-operation between the three Services was secured, each Service carrying out the tasks for which it was specially fitted.
As the disturbances were of a purely communal nature, unaccompanied by any attempt to attack Government Forces or to interfere with their movements, the duties of the troops were essentially those of police, although they at times became involved in the fighting to an extent which necessitated the use of their weapons under conditions approaching those of war.
Brigadier Dobbie was, however, faced with a very definite military problem when invasion by transfrontier Arabs in large number appeared likely to occur. Such an invasion would have changed the whole character of his task from a police operation to one of war. The Royal Air Force, although it could break up large bodies of Arabs and on the whole very efficiently protect the frontier, could not prevent the infiltration of small parties. Had these penetrated in considerable numbers and coalesced at any point, a serious danger requiring a concentration of ground troops to deal with it would have arisen. Actually some parties did get through but not in sufficient numbers to make change of plans necessary. The great dispersion of his force, which Brigadier Dobbie had decided to be essential to bring about a rapid restoration of order and to save the scattered Jewish settlements, would undoubtedly have been a source of danger if a considerable invasion had taken place.
Realising, however, that rapid restoration of order in Palestine was the best way to remove the incentive
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that the Arabs outside had to intervene, he refused to be diverted from his original plan, although temptation to sacrifice outlying districts in the interests of concentration must have been considerable. Maintenance of the objective once again proved a sound principle, to which the principle of concentration had for the moment to give way. One can easily catalogue the principles of war, but to decide which one must dominate a given situation is not so simple.
The rapidity with which the Navy and troops came to the rescue is very striking, and again showed the value of the chain of garrisons on our overseas lines of communication, and the danger we would run if they were superseded by air defence, or cut so low as to be unable to give each other mutual support. The speed with which a comparatively small force was able to restore order is also remarkable, but there is a danger of over-optimistic deductions being drawn from the performance. The very high degree of mobility which it was possible to give the troops by the employment of motor transport had the effect of immensely increasing their ubiquity and compensated for lack of numbers. Had the weather been wet or had anti-Government action by the rioters interfered with movements by rail, a very much larger force would have been required to establish control, and a considerable percentage of mounted troops would have been essential. Could our Mediterranean garrisons have spared more troops, especially if the situation in Egypt had at the moment been critical?
It may be suggested that, if rain had interfered with motor transport, troop carriers of the Royal Air Force would have served to distribute troops as required; but the question of suitable landing grounds,
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particularly in wet weather, imposes strict limitations on their employment.
In a situation such as developed in Palestine there is really no substitute for motor transport. It has not only the advantage of speed, and easiness of control, but it brings men fresh to the spot where they are required with sufficient food to make them self-contained for several days. If the outbreak had occurred a few months later in wet weather, one can picture men toiling exhausted through mud and arriving eventually too late.
Martial law , as we have seen, was not proclaimed and the necessity for it was not felt. This is somewhat surprising and it is worth while to attempt to analyse the reasons why the de facto existence of martial law proved a satisfactory solution. There appear to be several good reasons. A formal proclamation of martial law was not necessary because:
(a) Unity of control had been secured by mutual agreement.
On the other hand, formal martial law would have had the disadvantage of imposing on the small mili-
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tary staff the organisation of its administration, the issue of proclamations, the setting up of military courts, etc. It would have been difficult to find personnel for courts, and the courts would have found it hard to decide who were the real offenders and how far acts of violence were committed in self-defence.
All the circumstances pointed to the necessity of arrests and deliberate investigation rather than summary punishment. The duty of the troops was to separate the combatants, and they could leave it to the civil power to deal with the rights and wrongs of the quarrel in due course.
Although on occasions the troops had to use their weapons freely when intervening, yet the principle of using the minimum amount of force necessary was adhered to, and stringent orders for strict control of fire were in force. In every case troops when possible acted in close co-operation with the police, especially when raids were carried out to effect arrests. Troops surrounded the villages and prevented, by fire when necessary, wanted men from escaping, but the actual arrests were carried out by the police. The native personnel of the police appears to have worked very well and their British officers maintained the closest touch with the Army, to whom they gave invaluable assistance. Although the civil government, and to some extent the police, were accused of partiality as a result of well-intentioned efforts at conciliation, there appear to have been no complaints of undue severity against the troops in spite of their more drastic action, and no bitter feeling arose from the part they played.
When one considers how the officers and men of the three Services were rushed into a very acute
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situation in unfamiliar surroundings one must admire the speed with which order was restored. A very high standard of initiative, energy and common sense must have prevailed to have produced such uniformly good results from small detachments scattered over the country, each acting on its own responsibility.
CHAPTER X PESHAWAR DISTRICT, 1930
THE conditions which prevailed on the North-West Frontier of India in 193° gave rise to a military situation of an unusual character. Normally troops stationed in that area may be called on to repel raids by the tribesmen from across the border, and to conduct punitive operations. Their main duty is the protection of the inhabitants living peaceably within the border from the wild men, their neighbours on the other side. A number of troops occupy certain areas across the administrative border, notably Waziristan, to achieve the same object by introducing more civilised and prosperous conditions into tribal territory.
In 1930, however, the trouble originated within the administrative frontier, and though external aggression occurred, it was directed against the Government and not against the inhabitants for whose safety the Government was responsible, yet who for the time being were also hostile to, if not actually in arms against it. As a result of these conditions the troops were called on simultaneously to deal with three distinct forms of hostile action which at times overlapped, and all arose from closely connected causes.
They were required:
(1) To aid the civil power in suppressing riots and putting down internal subversive movements.
(2) To repel hostile invaders acting in sympathy
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with, and receiving assistance from the internal subversive movement.
(3) To conduct purely military operations to suppress, in trans-frontier areas, where control is a normal military responsibility, hostile action stirred up by the general unrest and by the same subversive influence as had caused trouble elsewhere.
In this chapter the purely military operations required to restore stable conditions in the transfrontier areas will not be dealt with; and where military operations to repel invasion overlapped with police operations to suppress internal unrest, only the main incidents will be recorded in any detail.
The circumstances under which troops were called out, and acted in aid of the civil power in the initial internal disturbances, will be given at somewhat disproportionate length, as they present some rather remarkable features and were largely the origin of ,subsequent developments.
It may be noted that although operations of a military character, in which the Army and Royal Air Force took part on a very considerable scale, were conducted almost continuously between the months of May and September, complete control was never vested in the military authority, as would be the case in war. The Chief Commissioner of the North-West Frontier province remained in control throughout; and although the Commander-in-Chief of the northern command naturally acted in close co-operation with him, and was responsible for the actual conduct of the operations of the troops, he did not assume command of, nor was he responsible for, the operations of the Royal Air Force.
In a sense, therefore, war conditions at no time
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prevailed and the Army and Royal Air Force were called on separately, though, of course, often in close co-operation, to aid the civil power: a curious and anomalous state of affairs.
The origin of the outbreak lay in the Congress Swaraj agitation and its alliance with the local representatives of the Khilafat movement. The latter were under the influence of the prominent anti-British agitator, Abdul Ghaffar, who was largely responsible for the development, from the local Youth and Moslem movement, of a semi-military organisation commonly known as the "Red Shirts". The "Red Shirts" worked in close co-operation with the local Congress agitators in spreading disaffection which gained ground rapidly during the winter of 1929-3°. Peshawar city was the centre of the subversive agitation, with branch organisations in all the principal towns of the province. From these centres every effort was made to spread unrest among the more ignorant inhabitants of the towns and surrounding villages.
Local grievances were eXploited and Government measures grossly misrepresented. Among others the Sarda Act, which had recently been passed for the reform of marriage laws in India, was misrepresented as an attack on Moslem family life, in order to stir up fanaticism.
During March and April 1930 the agitation, especially in Peshawar itself, became intensified to such a degree that the civil authorities could no longer tolerate the activities of its leaders and decided on their arrest. This proved to be the spark which set the inflammable material alight.
On 22nd April warrants were issued for the arrest of twelve of the leaders, and instructions were given
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for the arrests to be carried out early the following morning. The deputy Commissioner (Mr. Metcalfe) responsible for the local situation, entrusted the execution of the warrants to the police, but, realising that disturbances might follow the arrests, arranged that the troops of the "City Disturbance Column" should be in readiness to intervene at half an hour's notice.
This column, which had been organised, as part of the general internal security scheme, to deal with possible trouble in the city, consisted at the time of:
one squadron (less two troops) Poona Horse; one company (less two platoons) 2nd Battalion King's Own Yorkshire Light Infantry and one company (less two platoons) 2/18th Garhwal Rifles (both in lorries); one section Armoured Car Company (4 cars) and one motor ambulance. The column was commanded by a field officer not commanding a battalion, and commanders were changed once a month.
An immediate reserve to the column was provided by the remainder of the squadron and infantry companies concerned, with the addition of another complete company from each of the battalions which furnished them.
The police succeeded in carrying out the arrest of ten of the persons required without difficulty early in the morning, but the houses of the other two were searched without result and it was not till 8 A.M. that news was received that the men were at the Congress office. An hour later a party of fourteen police in two motor lorries started for this office. By that time news of the first arrests had spread and people had begun to gather in the streets. When the police reached the office they found the two wanted men addressing a
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crowd from the verandah. No attempt, however, was made to resist arrest, in fact the men came down to surrender voluntarily and got into one of the lorries without demur. The lorries then drove off, intending to take a route which would avoid as far as possible passing through the heart of the city.
It may be here explained that Peshawar is a walled city of 100,000 inhabitants, who incidentally are notoriously turbulent and addicted to crimes of violence. The city is intersected by a number of main streets some thirty to forty feet broad, leading generally to the various city gates, but the side streets are narrow lanes running between high buildings. As is the case with most walled towns, the city is highly congested and both streets and lanes normally are crowded.
The police had entered the town by the Kabuli gate which furnishes direct access to the city from the cantonment where the military lines and residences of officials are situated. The Kabuli gate leads into the Kissa Khawani Bazar, a main street some 320 yards long which is prolonged by a street through the heart of the city till, after about 200 yards, a crossroads leading to the Kacheri gate on the north side of the city is reached, in the neighbourhood of the Hastings Memorial. From the Memorial to the Kacheri gate is only 250 yards and from the Kacheri gate to the Kabuli gate a main road skirts the outside of the city.
The police had intended to take the route passing the Hastings Memorial to the Kacheri gate and thence by the road outside the city leading westwards to the jail, which lies on the road between the cantonment and Kabuli gate.
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The lorries started but, on the way, were stopped several times by the crowd before they reached the Hastings Memorial where another crowd was encountered. Here the two lorries became separated.
That containing the prisoners was surrounded, had its tyres cut and rendered incapable of movement, while the other went forward. The small party of police were helpless, and in the end had to accept a suggestion, made by the prisoners, who were endeavouring to pacify the crowd, that they should be allowed to proceed on foot to the jail escorted by the crowd. The prisoners, after being duly garlanded by the crowd who were shouting "Long live revolution", proceeded, escorted by a procession, to the Kabuli gate, to which also the police made their way by the road outside the city.
News of these disturbances, which being accompanied by violence amounted to rioting, had been telephoned to the Superintendent of Police (Mr.
Fooks) in the cantonment. The police force at his disposal consisted of about 39° men, most of whom were distributed between the various divisions of the city, although there were two parties, each about 60 strong, in reserve in the cantonment and police lines.
Mr. Fooks at once decided to call up his reserves and informed his subordinates in the city that he would communicate his orders from the police station on the north side of the Kissa Khawani Bazar at the Kabuli gate. The city magistrate, an Indian, was also on duty at the station.
Mr. Fooks before proceeding to the city went to discuss the situation with the Deputy Commissioner. Reports up till then had been to the effect that the crowd had assembled outside the Kabuli gate, that
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the police station was being stoned and that its gate had been closed.
While with Mr. Metcalfe, Mr. Fooks received a more reassuring message from the city magistrate indicating that the crowd was dispersing. It deprecated calling in military assistance which might only cause trouble. In view of the conflicting nature of the reports from the city, Mr. Metcalfe quite correctly decided to go to see the situation for himself before calling for military assistance. Unfortunately, however, he took a step which, largely owing to a series of minor misunderstandings, was to have far-reaching and disastrous results. In order to provide himself with a personal escort which he judged might be necessary to enable him to get far enough to see what was happening, he called for the section ofarmoured cars from the Gity Disturbance Column to report at his' bungalow. It must be clearly understood that there was no intention to use the cars to disperse the mob or as a reinforcement for the police, though it was apparently hoped that their appearance would have some moral effect.
To anyone not intimately acquainted with their potentialities and limitations, the speed and armour of the cars appeared to make them suitable for the purpose for which it had occurred to Mr. Metcalfe to use them. He had perhaps not realised that the armoured car relies to a very large extent on its mobility. Deprived of its mobility it becomes vulnerable, especially when attacked from close quarters. Its machine guns cannot fire in all directions at once or on the ground immediately around it, and when it is closed up the view of its crew is very restricted. If, on the other hand, it is opened up, to obtain a better view or to use
revolvers to check a close attack, its small crew becomes vulnerable "for lack of armour protection". Loss of mobility was an almost necessary corollary of the employment of the cars in a crowded street. To drive vehicles of their weight and size at any speed through narrow crowded streets would inevitably mean inflicting large numbers of indiscriminate casualties of a revolting nature; the limited view of the driver intensifying the danger. Mr. Metcalfe also probably failed to realise the difficulty of communicating orders from one car to another, which entails cars frequently having to act on "follow my leader" methods; the more so as at least half the cars were in charge of N.C.O.'s who, except in extreme cases of self-defence, had no authority to fire without orders and were therefore in a difficult position if they lost touch. [1] The four cars, organised in two subsections, each commanded by an officer, reported as requested at Mr. Metcalfe's bungalow, and he started for the city in his own car followed by the armoured vehicles, with a despatch rider on a motor bicycle accompanying each subsection.
When near the jail the party met an officer coming from the city who gave a reassuring account of the situation. Mr. Metcalfe consequently ordered the cars to remain in a compound near by while he himself with Mr. Fooks, who joined them at this point, proceeded towards the city. After they had gone a short way, however, these two were met by a young probationary police officer who had been ordered by Mr. Fooks to follow and take charge of one of the


(b) To grant permission with or without conditions.
(c) To let events take their course without either definitely granting or refusing permission.
(b) The suppression of looting of colonies which had been attacked or evacuated.
(c) The general restoration of order and re-establishment of civil control.
(b) The situation was so urgent that the troops could without restriction exercise their civic right and duty of assisting the police to prevent crime. Moreover, necessity for immediate action was always apparent, and this covered measures of the nature of martial law.
(c) The outrages which were being committed were crimes under the civil law. Such offences as spying, and damaging Government property, which call for summary treatment in their suppression, had not occurred.
[1] Kin